Best Lawyers in America for Securities / Capital Markets Law

Dennis Concilla practices securities law, business law and litigation at Carlile Patchen & Murphy LLP, where he provides counsel to securities broker-dealers, investment advisors, registered representatives and banking institutions. CPM’s Securities Practice Group, headed by Dennis Concilla, is nationally recognized as a leader in the field of securities recruiting law and has represented numerous national and regional securities and investment firms. Dennis served as Legal Counsel ...

Frank M. Placenti is a lawyer recognized by Best Lawyers in the practice areas of Corporate Compliance Law, Corporate Governance Law, Corporate Law, Mergers and Acquisitions Law and Securities / Capital Markets Law. Frank M. practices law in Phoenix, Arizona Best Lawyers has recognized Frank M. Placenti since 2007. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in ...

David C. Lee is a lawyer recognized by Best Lawyers in the practice area of Securities / Capital Markets Law. David C. practices law in Irvine, California Best Lawyers has recognized David C. Lee since 2026. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in which David C. Lee is held by other lawyers.

Martin R. Galbut brings decades of counseling and litigation experience to the firm. He combines a distinct blend of corporate, securities, banking, real estate, antitrust, intellectual property, and finance counseling and litigation experience with tenacious thoroughness and unmatched client service. Martin represents both plaintiffs and defendants in a broad range of cases involving securities, banking and finance, labor and employment, corporate governance, intellectual property, antitrust...

Clint Smith is a partner in the Corporate Practice Group and co-leader of the firm’s corporate, securities, and executive compensation team. He represents public and private company clients, both large and small, in a range of industries, including energy, healthcare, banking, and construction. Clint counsels clients in all areas of corporate securities and capital markets law, including initial public offerings, registered debt and equity offerings, exempt offerings under Regulation D,...

Eduardo “Eddie” A. Duffy is a shareholder at Sutin, Thayer & Browne APC and serves on the firm’s board of directors as Treasurer. Based in Albuquerque, New Mexico, he works with companies, public entities, and local governments on a wide range of business and finance-related matters. Eddie advises clients on local economic development incentives, including industrial revenue bonds and transactions under the New Mexico Local Economic Development Act (LEDA). His practice i...

Whether working with an emerging company or an established enterprise, an issuer of securities or an investor, Scott Pueschel distills his years of experience in business formations, business combinations and securities offerings into clear advice his clients can use. Scott prides himself on his ability to take a fresh look at a problem or issue while drawing on past experience to arrive at a straightforward and streamlined solution. Throughout his career, Scott has worked with buyers and sel...

John D. Robertson is a lawyer recognized by Best Lawyers in the practice areas of Corporate Law, Mergers and Acquisitions Law and Securities / Capital Markets Law. John D. practices law in Oklahoma City, Oklahoma Best Lawyers has recognized John D. Robertson since 2007. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in which John D. Robertson is held by other lawyers.

Brian D. Bergstrom is a corporate attorney with Shuttleworth & Ingersoll, president of the firm, and chair of the firm’s mergers and acquisitions practice group. Brian is listed in the Best Lawyers in America for Corporate Law, Leveraged Buyouts and Private Equity Law, Mergers & Acquisitions Law and Venture Capital Law and is listed as a Great Plains Super Lawyer in 2009 and 2011 for Securities & Corporate Finance and Mergers & Acquisitions. Brian serves as a member of t...

Stephen represents public companies from a variety of industries on corporate and securities matters, including SEC filings, securities offerings, and mergers and acquisitions. He also regularly advises private companies and companies preparing to go public on their corporate and securities needs. Stephen’s experience includes advising clients in connection with public and private offerings, corporate governance, joint ventures, takeover defenses, compliance with stock exchange listing ...

David E. Lillevand is a lawyer recognized by Best Lawyers in the practice areas of Corporate Law and Securities / Capital Markets Law. David E. practices law in San Francisco, California Best Lawyers has recognized David E. Lillevand since 2022. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in which David E. Lillevand is held by other lawyers.

Courtney Crouch is a trusted advisor on corporate and securities matters helping both publicly-traded and privately-held companies navigate corporate governance, regulatory and transactional issues. He counsels corporate boards of directors, board committees and executive management on corporate governance, shareholder communications, investor disclosure, executive compensation, capital markets and securities transactions, mergers and acquisitions, and other regulatory and transactional matte...

Candice Choh is a lawyer recognized by Best Lawyers in the practice areas of Mergers and Acquisitions Law and Securities / Capital Markets Law. Candice practices law in Los Angeles, California Best Lawyers has recognized Candice Choh since 2022. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in which Candice Choh is held by other lawyers.

Joseph G. Nichols is a partner in the firm’s Mergers & Acquisitions Practice Group. His practice includes a number of different areas including assisting large and small business and individuals with business, tax and real estate related matters. His work has included representing companies in connection with business sales, mergers, reorganizations, liquidations and tax deferred like kind exchanges. He has also assisted clients with the formation of new business entities and the ra...

Mason Hogue is a partner in the Corporate Group of Nelson Mullins Riley & Scarborough LLP where he serves as Assistant Corporate Group Leader and is the co-head of the Technology and Procurement Industry Group. Mr. Hogue is a business attorney and often serves as outside general counsel to growth companies. He practices in the areas of corporate law, intellectual property law, technology law, and economic development. His area of focus is representing growth companies with respect to corp...

Darren L. Nunn is a partner in the firms Corporate and Public Finance groups. His practice includes providing legal and business advice on start-up issues, venture capital financings,mergers and acquisitions, securities law matters, corporate governance and other business transactions. He also represents issuers and underwriters in connection with public offerings of municipal securities. Prior to joining McCorriston, Darren served as General Counsel and Chief Financial Officer of Optimum Com...