Best Lawyers in America for Securities / Capital Markets Law
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Carl A. Fornaris is Co-Chair of the firm's Financial Regulatory and Compliance Practice. With 20 years of legal experience, Carl concentrates his practice on the representation of financial services firms in all aspects of their business. In particular, he represents U.S. and non-U.S. firms on finance and corporate matters, and provides supervisory and compliance counseling for institutions regulated by the Federal Reserve, OCC, FDIC, FinCEN, CFPB, SEC, FINRA, Florida Office of Financial Regu...
Bob is committed to making a difference for those he serves. Applying his deep tax background and education, Bob represents buyers and sellers in merger, acquisition and disposition transactions, and provides comprehensive counsel pertaining to business and partnership tax matters. He also advises start-up companies and established businesses alike interested in pursuing capital sources from the private equity market to raise capital for a number of diverse enterprises. Bob’s industry e...
Public and private companies across a variety of industries rely on Scott Ortwein to guide them through buying, selling, and financing transactions as well as corporate governance and activist shareholder matters. His clients value his seasoned, business-focused perspective, built on more than 250 M&A deals and securities offerings. Scott concentrates his practice in mergers and acquisitions and corporate finance. He advises corporate executives and boards of directors in their considerat...
Julie H. Jones is a lawyer recognized by Best Lawyers in the practice areas of Corporate Law, Leveraged Buyouts and Private Equity Law, Mergers and Acquisitions Law and Securities / Capital Markets Law. Julie H. practices law in Boston, Massachusetts Best Lawyers has recognized Julie H. Jones since 2006. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in which Julie...
Thomas W. Greenberg is a lawyer recognized by Best Lawyers in the practice areas of Mergers and Acquisitions Law and Securities / Capital Markets Law. Thomas W. practices law in New York, New York Best Lawyers has recognized Thomas W. Greenberg since 2020. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in which Thomas W. Greenberg is held by other lawyers.
David Matheson, a partner in the firm’s Business practice, brings value to clients by providing strategic and practical advice. He has more than 20 years of experience in counseling on corporate governance matters, raising capital through public and private equity and debt offerings, and acquiring and disposing of businesses and assets. David advises domestic and foreign public companies — including controlled companies and master limited partnerships — on their SEC and secu...
David Brown is co-chair of the firm’s corporate practice area, which includes its corporate, energy, finance, health care, real estate and public policy groups, and a partner in the Financial Services & Products Group, which he previously led. His practice focuses on mergers and acquisitions, corporate governance, securities disclosure, and payment system and other technology transactions, with an emphasis on the financial services, technology and telecommunications industries. Davi...
Pippa Bond is a capital markets partner in the Los Angeles office of Kirkland & Ellis LLP. She has extensive experience in corporate finance and securities, including leveraged buyouts, acquisitions and restructurings. Pippa acts as counsel to issuers, sponsors and underwriters in registered public offerings, block trades and private placements of debt and equity securities, as well as tender offers and consent solicitations. Pippa also counsels institutional and corporate clients with re...
A member of Winston’s Executive Committee and winner of Best Lawyers’ “Lawyer of the Year” honor for securities and capital markets work in Chicago, Bruce represents clients in a variety of securities and financial matters, advising major corporations on their M&A transactions, debt offerings and other key capital market strategies and governance matters. Please read more here: https://www.winston.com/en/who-we-are/professionals/toth-bruce-a.html
Vincent Louwagie is a shareholder of Anthony Ostlund , and a trial lawyer who practices in all areas of business litigation with an emphasis in investment matters. He is consistently and widely recognized as one of the top business litigators in the state of Minnesota. Vince's practice is enhanced by his previous experience as a financial auditor with KPMG. That background allows him to better understand the transactions and financial reports that form the backbone of his clients’ inves...
Neil Grayson, a partner with Nelson Mullins Riley & Scarborough LLP and the head of the Firm's Financial Institutions Practice Group, has a corporate practice focused primarily on the financial institutions and mobile payments industries. Mr. Grayson advises clients on matters related to corporate governance, enforcement actions and other bank regulatory matters, recapitalizations, private equity, securities offerings and reporting requirements, mergers and acquisitions, executive compens...
Andrew Moore, a partner in the firm’s Business practice, focuses his practice on public offerings and corporate finance, securities regulation, corporate governance and mergers and acquisitions. Andrew is a leader of the firm’s public companies group, regularly advising public companies on best corporate governance practices, disclosure matters and SEC compliance. He has a wide range of securities offering experience, including initial and follow-on public offerings, and shelf off...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.
