Best Lawyers in America for Securities / Capital Markets Law
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Martin R. Galbut brings decades of counseling and litigation experience to the firm. He combines a distinct blend of corporate, securities, banking, real estate, antitrust, intellectual property, and finance counseling and litigation experience with tenacious thoroughness and unmatched client service. Martin represents both plaintiffs and defendants in a broad range of cases involving securities, banking and finance, labor and employment, corporate governance, intellectual property, antitrust...
Stephen represents public companies from a variety of industries on corporate and securities matters, including SEC filings, securities offerings, and mergers and acquisitions. He also regularly advises private companies and companies preparing to go public on their corporate and securities needs. Stephen’s experience includes advising clients in connection with public and private offerings, corporate governance, joint ventures, takeover defenses, compliance with stock exchange listing ...
Veteran dealmaker Steve Roddenberry advises clients in corporate compliance and governance issues, public and private securities transactions, mergers and acquisitions, and private equity investments. Described as a “masterful strategist” by Chambers USA , he has built longstanding relationships with Huizenga Holdings, the Miami Dolphins, Sheridan Healthcare, and The GEO Group, among others. Steve has served as lead counsel in hundreds of M&A transactions, spin-offs, and restr...
Practicing law for over 20 years, founding partner Ray Driver focuses on corporate law (including mergers and acquisitions), business, contracts, venture capital and securities law. He represents clients in business acquisitions, dispositions and mergers, as well as providing ongoing counseling regarding business formation, corporate governance, contract law and ancillary legal issues. He also counsels clients in obtaining capital through private placements, venture capital investments and ot...
For over 25 years, Christopher has been serving the legal needs of businesses and entrepreneurs. He often serves as general counsel to clients and his experience covers the spectrum of the business cycle, from start-up, to investment and growth, to succession planning and exit strategies. Christopher also has considerable experience with business disputes and has successfully handled commercial litigation in both state and federal courts. His clients past and present include biotech and techn...
Kara L. MacCullough focuses her practice on advising public and private companies on corporate and securities law issues surrounding corporate finance transactions and mergers and acquisitions, including private and public securities offerings (IPOs, follow-on and secondary offerings, convertible notes offerings, PIPEs, high-yield debt and Regulation S/offshore offerings), exchange/tender offers, asset and stock purchases and other commercial transactions in the United States and abroad. She ...
Brian D. Bergstrom is a corporate attorney with Shuttleworth & Ingersoll, president of the firm, and chair of the firm’s mergers and acquisitions practice group. Brian is listed in the Best Lawyers in America for Corporate Law, Leveraged Buyouts and Private Equity Law, Mergers & Acquisitions Law and Venture Capital Law and is listed as a Great Plains Super Lawyer in 2009 and 2011 for Securities & Corporate Finance and Mergers & Acquisitions. Brian serves as a member of t...
Julie H. Jones is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Law, Leveraged Buyouts and Private Equity Law, Mergers and Acquisitions Law and Securities / Capital Markets Law. Julie H., who practices law in Boston, Massachusetts, has been recognized since 2006. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Julie H. is held by other top lawyers in the same geographic and legal practice area.
Geiza Vargas-Vargas is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Law and Securities / Capital Markets Law. Geiza, who practices law in Miami, Florida, has been recognized since 2022. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Geiza is held by other top lawyers in the same geographic and legal practice area.
Ivan A. Colao practices in the area of corporate and securities laws, as well as in mergers and acquisitions, venture capital investments and loan transactions. Mr. Colao has represented public and private companies, businesses and individuals in various types of financings and commercial transactions. His experience includes securities offerings, corporate acquisitions, dispositions, mergers, reorganizations, syndication and finance, asset acquisitions and dispositions, venture capital inves...
With a past as a securities regulator in the New Hampshire Bureau of Securities Regulation, Joel has deep expertise in the federal and state securities laws—and the practical insight it takes to navigate today’s financial markets successfully. Whether you’re an operating company seeking early stage or later round financing, Joel will help you structure capital-raising transactions and prepare disclosure documents that have every “i” dotted and every “t&rdqu...
Gregory W. Stype is a partner in the Columbus office of Barnes & Thornburg, where he is a member of the Government Services and Finance Department. With more than 30 years of experience, Gregory devotes his practice to public and infrastructure finance and economic development. Gregory has served as counsel to state government entities, including the Ohio Public Facilities Commission, the Ohio Office of Budget and Management, and the Ohio Turnpike and Infrastructure Commission, as well as...
Mr. Whittaker is Chair of the firm's Business Section. He represents clients in a wide variety of transactions, including buying, selling and merging companies; private placements of securities; venture capital and private equity transactions; joint ventures; roll-ups, spin-offs and split-ups; and all phases of real estate acquisitions, development and financing. Mr. Whittaker joined Stone Pigman in 1984.
Roy Tucker is an experienced business counselor and advisor who focuses his practice on public offerings, mergers and acquisitions, securities compliance and corporate governance and restructurings. Roy has represented issuers and underwriters in numerous public offerings and regularly advises corporate clients and private equity firms on mergers, asset sales and leveraged buyouts.
Carl A. Fornaris is Co-Chair of the firm's Financial Regulatory and Compliance Practice. With 20 years of legal experience, Carl concentrates his practice on the representation of financial services firms in all aspects of their business. In particular, he represents U.S. and non-U.S. firms on finance and corporate matters, and provides supervisory and compliance counseling for institutions regulated by the Federal Reserve, OCC, FDIC, FinCEN, CFPB, SEC, FINRA, Florida Office of Financial Regu...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.