Best Lawyers in America for Securities / Capital Markets Law
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Tracy Thompson is a partner in the firm's Birmingham office. Her practice is concentrated in the corporate and securities area and includes mergers, acquisitions and divestitures, private placements of equity and debt securities, and general corporate advice. Most of her time is spent representing clients in stock or asset purchase or sale transactions and mergers. Tracy also regularly advises clients with regard to drafting and negotiating buy-sell, partnership and operating agreements, corp...
Some people gravitate toward complexity, and some want to be as far away from it as possible. For Andy Berger, the larger the scope, the more moving parts to manage, the better. Andy’s ability to grasp the big picture while minding the details allows him to tackle incredibly complex transactions and achieve order and structure at macro and micro levels. As anyone who has been through a merger or acquisition knows, they are major events that create wide-ranging issues, entail significant...
Kara L. MacCullough focuses her practice on advising public and private companies on corporate and securities law issues surrounding corporate finance transactions and mergers and acquisitions, including private and public securities offerings (IPOs, follow-on and secondary offerings, convertible notes offerings, PIPEs, high-yield debt and Regulation S/offshore offerings), exchange/tender offers, asset and stock purchases and other commercial transactions in the United States and abroad. She ...
John Gilluly is a Chambers Band 1-ranked attorney who represents leading global and domestic companies, investors and other institutions across a range of industries, and focuses on capital markets transactions, SEC reporting and compliance, mergers and acquisitions, private equity, and corporate governance matters. Chambers recognizes John as a “highly regarded” lawyer for “his active funds practice and his deal focused attitude” and has noted that “peers are en...
Robert T. Smith heads the Finance and Commercial Transactions Practice Group and serves on the firm’s Management Committee. His diverse corporate practice focuses on representing individuals, companies, and financial institutions in general business, transactional, securities and regulatory matters. He has handled transactions in a variety of areas including the banking, healthcare, real estate and technology industries.In the banking area, Robert advises clients on merger and acquisiti...
Chester E. Bacheller is a transactional lawyer practicing in the areas of securities, mergers and acquisitions and finance including, venture capital financing. The majority of Mr. Bacheller's practice has centered on representing companies and investors in various corporate and financial transactions. He has substantial experience in a wide range of corporate, securities and banking matters, including: public offerings of securities registered under the federal and state securities laws; cor...
Mr. Lebrecht represents company clients primarily in the areas of corporate finance (including private placements, public offerings, and Securities and Exchange Commission and blue sky compliance), public company disclosure (including ’33 Act registrations and ’34 Act reporting requirements), and mergers and acquisitions (including asset and stock purchases and restructurings). He also represents individual directors, and boards of directors, with respect to corporate governance, ...
Meredith B. Cross is a corporate finance securities lawyer who has dedicated her career, both through public service at the SEC and in private practice, to furthering the effectiveness of federal securities laws. As Director of the SEC’s Division of Corporation Finance from 2009 to 2013, she led the Division’s implementation of the Dodd Frank Act and the Jumpstart Our Business Startups (JOBS) Act, recommending nearly 60 rulemaking releases to the Commission and testifying before C...
Jim Smith is a founding partner of Smith Hurst, PLC. Jim’s practice experience is extensive and spans the full range of business advisory and transactional law. He routinely counsels companies across diverse industries in a myriad of business matters including capital raising, advising Boards of Directors, senior management, executives and controlling shareholders regarding governance and fiduciary duty matters, compliance with regulatory obligations, ordinary course of business contrac...
Daniel J. Fritze is a lawyer recognized by Best Lawyers in the practice areas of Corporate Governance Law, Corporate Law, Mergers and Acquisitions Law, Securities / Capital Markets Law and Securities Regulation. Daniel J. practices law in Columbia, South Carolina Best Lawyers has recognized Daniel J. Fritze since 2008. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard...
Brad D. Kaufman is the Vice President and Treasurer of Greenberg Traurig. He is also Co-Chair of the Securities Litigation Group and leads the firm’s Associate Development Program. He focuses his practice on securities litigation and regulatory actions and has represented virtually every major broker/dealer in virtually all aspects of their business, including traditional litigation in state and federal court as well as arbitrations. Brad has defended both securities class actions and s...
Bob Hayward – named a “Notable Gen X Leader” by Crain’s Chicago Business in 2021 and a “Trailblazer in the Midwest” by The American Lawyer in 2022 -- helps lead the team that has been awarded “Capital Markets Practice Group of the Year” numerous times by Law 360. Bob provides direct, thoughtful and practical advice to publicly-traded corporations — across all industries — and private equity funds and their portfolio companies in all ...
Ray leads the firm’s business and corporate law practice, representing clients in business formations, business counseling and transactions with an emphasis on mergers and acquisitions. He provides practical and common-sense guidance and efficient service to clients ranging from entrepreneurial start-ups to established middle market companies. Ray has broad expertise related to creating and structuring business entities including corporations, LLCs and partnerships. In addition to M&...
Price C. Gardner is a lawyer recognized by Best Lawyers in the practice areas of Corporate Law, Leveraged Buyouts and Private Equity Law, Litigation and Controversy - Tax, Mergers and Acquisitions Law, Real Estate Law, Securities / Capital Markets Law and Tax Law. Price C. practices law in Little Rock, Arkansas Best Lawyers has recognized Price C. Gardner since 2001. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area....
With broad-ranging experience advising public and private companies, Esther Moreno focuses her practice on capital markets transactions, disclosure and corporate governance matters, and M&A transactions. She represents a range of clients on equity, high-yield, convertible debt, and Regulation S/offshore offerings. In addition, Esther advises public companies, boards of directors, and board committees on corporate governance matters, director responsibilities and fiduciary duties, executiv...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.
