Best Lawyers in America for Securities / Capital Markets Law
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Holly Stein Sollod is a full-time independent arbitrator with more than 40 years of experience in complex commercial disputes, involving technology, securities, corporate governance, and international matters. She has served as sole arbitrator, chair, and wing arbitrator in proceedings administered by the American Arbitration Association (AAA) and its international division, the International Centre for Dispute Resolution (ICDR), among others. Ms. Sollod is a Fellow with the Chartered Institu...
Patrick’s practice focuses on corporate financial transactions, including mergers and acquisitions, capital raises, and strategic partnerships. Patrick’s counsel covers company formation, initial capital structuring, corporate governance matters, all the way through exit of the company. Patrick organized and quarterbacked the merger and acquisition process for companies, and in other transactions separately advised the various stakeholders, including investors, entrepreneurs, exec...
Gary W. Derrick specializes in corporate and securities law, including mergers and acquisitions, ’34 Act reporting, private equity and debt financing, venture capital financing, business formation and restructuring, corporate governance, and general business contracts. His clients are in oil and gas, technology, hospitality, agriculture, manufacturing, retail and professional services.
Fishman Haygood co-founding partner Louis Fishman is counsel to the firm. His transactional practice included corporation law, securities, and mergers and acquisitions. He also counseled clients on resolving disputes within family and other closely held businesses. Louis was a founder and has served since 1988 on the planning committee of Tulane’s Corporate Law Institute , and as a member of the Advisory Board of Editors for the Tulane Law Review since 1991. He has held several key post...
Ben Barkley advises public and private clients in a broad range of corporate finance transactions and securities regulatory matters, including: mergers and acquisitions public offerings and private placements of debt and equity securities venture capital and private equity investments compliance with securities disclosure obligations corporate governance corporate restructurings, recapitalizations and distressed situations joint ventures and strategic alliances special committee, board and in...
Garth Jensen has represented issuers in initial public offerings and other equity and debt offerings aggregating over $13.5 billion of proceeds. He has represented nearly 20 public companies listed on the New York Stock Exchange, NASDAQ and foreign exchanges, representing them in various mergers, acquisitions and other transactions and offerings. He is a trusted counsel to senior management and boards of directors of public and private companies, advising on corporate governance, leadership s...
Kris Kemp advises public and private companies on strategic merger and acquisition transactions, securities offerings, and compliance matters. He works closely with private equity firms, portfolio companies and venture-backed companies on investments, recapitalizations and other transactions. His corporate practice also includes providing capital structure advice to emerging and growth companies. Kris is ranked in Band 1 for Corporate/M&A in Tennessee by Chambers USA , one of only three a...
Despite what the appearance of his office might suggest, John Gierl is not an avid collector of paperweights – or, if he is, it is only of paperweights that tell a story. Perhaps more than any attorney at Katz Teller, John’s shelves are overflowing with heavy glass objects that commemorate significant lending and financing transactions and mergers and acquisitions John has closed over the years. From $3.4 million in private equity financing to $125 million in senior secured credit...
With a past as a securities regulator in the New Hampshire Bureau of Securities Regulation, Joel has deep expertise in the federal and state securities laws—and the practical insight it takes to navigate today’s financial markets successfully. Whether you’re an operating company seeking early stage or later round financing, Joel will help you structure capital-raising transactions and prepare disclosure documents that have every “i” dotted and every “t&rdqu...
Mark Reuter advocates for business clients in transactions, proceedings and conflicts regulated by federal and state securities laws and stock exchange rules. A partner in the firm’s business representation and transactions group , Mark has extensive experience representing publicly traded and privately owned clients in strategic transactions, executive compensation and equity arrangements, corporate governance, reporting, internal investigations, and administrative actions. Mark regula...
In a capital markets environment characterized by rapid change and necessitating innovation, Gregg A. Noel is highly sought after by U.S. and international issuers, investment banks and financial institutions on a wide range of public and private debt and equity financings. A leader in the West Coast Corporate Group, Mr. Noel focuses his practice on a variety of corporate transactions, including public offerings, private placements, dispositions, acquisitions and corporate restructurings. He ...
Paul Compton has broad experience in innovative commercial financing transactions, particularly those involving tax credits (federal and state LIHTC, historic, state industrial incentive, new markets, work opportunity and CAPCO) and structured finance, and in the formation and sale of regulated financial institutions (banks, insurance companies and agencies, consumer finance companies, broker/dealers and community development entities). Paul has a strong understanding of operational and finan...
Jim’s practice focuses on representing privately held businesses and their owners on a wide variety of legal matters. In particular, he has extensive experience guiding clients through significant corporate transactions, including the purchase and sale of businesses, complex contractual matters, and planning for business succession. Jim works with clients across a wide range of industries, including manufacturing, distribution, fintech ,and professional services. Jim has a unique perspe...
A shareholder in Murphy Desmond S.C., Mr. Morgan handles complex civil and criminal business litigation in state and federal courts as well as before arbitration tribunals throughout the country. He has extensive experience in multiple legal areas that arise in civil and criminal trials, administrative agency disputes and appeals, including handling complex constitutional issues, business and securities disputes, gaming and related licensing matters, environmental litigation, health-related c...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.
