Best Lawyers for Securities / Capital Markets Law in America

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Lawyer
  • Location:
    New Orleans, Mississippi Ridgeland, Mississippi
  • Practice Areas:
    Securities Regulation Litigation - Securities Mergers and Acquisitions Law Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Salt Lake City, Utah
  • Practice Areas:
    Securities Regulation Private Funds / Hedge Funds Law Venture Capital Law Securities / Capital Markets Law
Lawyer
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Commercial Litigation Securities / Capital Markets Law Litigation - Securities
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Mergers and Acquisitions Law Venture Capital Law Securities / Capital Markets Law Leveraged Buyouts and Private Equity Law Corporate Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Location:
    Charlotte, North Carolina
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Mergers and Acquisitions Law Leveraged Buyouts and Private Equity Law Corporate Law Securities / Capital Markets Law Securities Regulation International Mergers & Acquisitions Corporate Governance Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Mergers and Acquisitions Law Securities / Capital Markets Law Securities Regulation Corporate Governance Law International Trade and Finance Law Corporate Law
Lawyer
  • Location:
    Houston, Texas
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Mutual Funds Law Securities / Capital Markets Law Private Funds / Hedge Funds Law
Lawyer
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Securities Regulation Corporate Law Leveraged Buyouts and Private Equity Law
Lawyer
  • Location:
    Hartford, Connecticut
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Corporate Governance Law
Lawyer
  • Location:
    Milwaukee, Wisconsin
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Mergers and Acquisitions Law Corporate Governance Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Waukesha, Wisconsin
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Portland, Oregon
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Albuquerque, New Mexico
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Leveraged Buyouts and Private Equity Law Banking and Finance Law Public Finance Law Corporate Law
Lawyer
  • Location:
    Austin, Texas
  • Practice Areas:
    Mergers and Acquisitions Law Securities / Capital Markets Law Corporate Compliance Law Corporate Law
Lawyer
  • Location:
    Little Rock, Arkansas
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Securities Regulation Corporate Law
Lawyer
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Securities / Capital Markets Law Commercial Litigation Litigation - Securities
Lawyer
  • Location:
    Denver, Colorado
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Cincinnati, Ohio
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Cleveland, Ohio
  • Practice Areas:
    Securities / Capital Markets Law Gaming Law Corporate Law
Lawyer
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Seattle, Washington
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Securitization and Structured Finance Law Real Estate Law Securities / Capital Markets Law
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Boston, Massachusetts
  • Practice Areas:
    Corporate Compliance Law Securities / Capital Markets Law Corporate Law Corporate Governance Law
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Mergers and Acquisitions Law Securities Regulation Corporate Law Corporate Governance Law Securities / Capital Markets Law Venture Capital Law
Lawyer
  • Location:
    Cleveland, Ohio
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Venture Capital Law
Lawyer
  • Location:
    Boston, Massachusetts
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Private Funds / Hedge Funds Law Corporate Law Securities Regulation Mutual Funds Law Securities / Capital Markets Law
Lawyer
  • Location:
    Seattle, Washington
  • Practice Areas:
    Corporate Governance Law Mergers and Acquisitions Law Securities Regulation Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Boston, Massachusetts
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Corporate Compliance Law Corporate Governance Law Securities / Capital Markets Law
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Hartford, Connecticut
  • Practice Areas:
    Financial Services Regulation Law Banking and Finance Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Troy, Michigan
  • Practice Areas:
    Municipal Law Securities / Capital Markets Law Banking and Finance Law
Lawyer
  • Location:
    Houston, Texas
  • Practice Areas:
    Real Estate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Tysons, Virginia
  • Practice Areas:
    Corporate Law Information Technology Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Corporate Governance Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Huntsville, Alabama
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Venture Capital Law Securities / Capital Markets Law Corporate Law Biotechnology and Life Sciences Practice Mergers and Acquisitions Law
Lawyer
David C. Buck was awarded  "Lawyer of the Year" in

David C. Buck

Sidley Austin LLP
  • Location:
    Houston, Texas
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Little Rock, Arkansas
  • Practice Areas:
    Securities Regulation Corporate Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Location:
    Portland, Oregon
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Venture Capital Law CleanTech Law
Lawyer
Guy M. Burns was awarded 2018 "Lawyer of the Year" in Elasticsearch.PracticeArea

Guy M. Burns

Johnson, Pope, Bokor, Ruppel & Burns LLP
  • Location:
    Tampa, Florida
  • Practice Areas:
    Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Litigation - Banking and Finance Securities / Capital Markets Law Litigation - Securities
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Antitrust Law Bet-the-Company Litigation Securities / Capital Markets Law Commercial Litigation Litigation - Securities Litigation - Antitrust Litigation - Intellectual Property
Lawyer
  • Location:
    Seattle, Washington
  • Practice Areas:
    Corporate Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Location:
    San Francisco, California
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Corporate Governance Law Securities / Capital Markets Law Corporate Compliance Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Memphis, Tennessee
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Private Funds / Hedge Funds Law Corporate Compliance Law Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law Securities Regulation Corporate Governance Law
Lawyer
David J. Champoux was awarded 2018 "Lawyer of the Year" in Elasticsearch.PracticeArea

David J. Champoux

Pierce Atwood LLP
  • Location:
    Portland, Maine
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Location:
    Boston, Massachusetts
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law Corporate Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Dallas, Texas
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Baton Rouge, Louisiana
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Corporate Law Mergers and Acquisitions Law Venture Capital Law Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law Business Organizations (including LLCs and Partnerships)
Lawyer
  • Location:
    Charlotte, North Carolina
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Chicago, Illinois
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    St. Louis, Missouri
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Seattle, Washington
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Venture Capital Law
Lawyer
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Securities / Capital Markets Law Corporate Compliance Law Corporate Law Securities Regulation Corporate Governance Law
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Litigation - Securities Litigation - Antitrust Antitrust Law Securities / Capital Markets Law
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Appellate Practice Securities / Capital Markets Law Commercial Litigation
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Insurance Law Derivatives and Futures Law Banking and Finance Law Financial Services Regulation Law Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Columbus, Ohio
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Litigation - Securities
Lawyer
  • Location:
    Portland, Oregon
  • Practice Areas:
    Securities / Capital Markets Law Corporate Governance Law Corporate Compliance Law
Lawyer
  • Location:
    Providence, Rhode Island
  • Practice Areas:
    Commercial Litigation Corporate Governance Law Litigation - Mergers and Acquisitions Securities / Capital Markets Law Litigation - Environmental
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Charlotte, North Carolina
  • Practice Areas:
    Litigation - Bankruptcy Commercial Litigation Securities / Capital Markets Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Greensboro, North Carolina
  • Practice Areas:
    Securities / Capital Markets Law Tax Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Dallas, Texas
  • Practice Areas:
    Bet-the-Company Litigation Litigation - Intellectual Property Commercial Litigation Securities / Capital Markets Law
Lawyer
  • Location:
    Denver, Colorado
  • Practice Areas:
    Securities Regulation Corporate Governance Law Securities / Capital Markets Law
Lawyer
  • Location:
    Milwaukee, Wisconsin
  • Practice Areas:
    Mergers and Acquisitions Law Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Banking and Finance Law Corporate Law Securities Regulation
Lawyer
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Banking and Finance Law Securitization and Structured Finance Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Albuquerque, New Mexico
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Securities / Capital Markets Law Corporate Compliance Law Banking and Finance Law Securities Regulation Financial Services Regulation Law
Lawyer
  • Location:
    Winston-Salem, North Carolina
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Securities Regulation Corporate Governance Law
Lawyer
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Little Rock, Arkansas
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Tax Law Securities / Capital Markets Law
Lawyer
  • Location:
    Seattle, Washington
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Burlington, Vermont
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Corporate Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Austin, Texas
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Banking and Finance Law Corporate Law
Lawyer
  • Location:
    Providence, Rhode Island
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law Securities Regulation
Lawyer
Matthew P. Feeney was awarded 2018 "Lawyer of the Year" in Elasticsearch.PracticeArea

Matthew P. Feeney

Snell & Wilmer L.L.P.
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Mergers and Acquisitions Law Banking and Finance Law Mutual Funds Law Securities / Capital Markets Law Securities Regulation Corporate Law Corporate Governance Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Mergers and Acquisitions Law Corporate Law Securities Regulation Securities / Capital Markets Law
Lawyer
  • Location:
    Iselin, New Jersey
  • Practice Areas:
    Corporate Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation Corporate Governance Law Securities / Capital Markets Law Corporate Compliance Law Litigation - Securities Commercial Litigation Litigation - Mergers and Acquisitions
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Banking and Finance Law Corporate Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Location:
    Houston, Texas
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Corporate Governance Law
Lawyer
  • Location:
    Houston, Texas
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Corporate Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
David Foltyn was awarded 2018 "Lawyer of the Year" in Elasticsearch.PracticeArea

David Foltyn

Honigman Miller Schwartz and Cohn LLP
  • Location:
    Detroit, Michigan
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Corporate Governance Law Mergers and Acquisitions Law Corporate Compliance Law Corporate Law Leveraged Buyouts and Private Equity Law
Lawyer
  • Location:
    Red Bank, New Jersey
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Litigation - Securities Corporate Law Litigation - Mergers and Acquisitions Mergers and Acquisitions Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Corporate Law Financial Services Regulation Law Banking and Finance Law
Lawyer
  • Location:
    Portland, Oregon
  • Practice Areas:
    Securities / Capital Markets Law Banking and Finance Law Securities Regulation Corporate Law
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Boston, Massachusetts
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Mergers and Acquisitions Law Securities / Capital Markets Law Corporate Law Securities Regulation
Lawyer
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Corporate Law Mergers and Acquisitions Law Securities / Capital Markets Law Venture Capital Law Securities Regulation
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Corporate Law Corporate Governance Law Litigation - Banking and Finance Litigation - Real Estate Litigation - Intellectual Property Commercial Litigation Securities / Capital Markets Law Corporate Compliance Law Litigation - Securities Litigation - Antitrust
Lawyer
  • Location:
    Cincinnati, Ohio
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Corporate Law International Mergers & Acquisitions
Lawyer
  • Location:
    Pittsburgh, Pennsylvania
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law Securities Regulation
Lawyer
  • Location:
    Chicago, Illinois
  • Practice Areas:
    Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Location:
    San Francisco, California
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Cincinnati, Ohio
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Louisville, Kentucky
  • Practice Areas:
    Corporate Governance Law Banking and Finance Law Corporate Law Securities Regulation Private Funds / Hedge Funds Law Securities / Capital Markets Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Denver, Colorado
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Private Funds / Hedge Funds Law Mutual Funds Law
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Greenville, South Carolina
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Business Organizations (including LLCs and Partnerships)
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    International Trade and Finance Law Corporate Governance Law Leveraged Buyouts and Private Equity Law Corporate Law Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law
Lawyer
  • Location:
    Greenville, South Carolina
  • Practice Areas:
    Securities Regulation Litigation - Banking and Finance Financial Services Regulation Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Location:
    Portland, Oregon
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Legal Malpractice Law - Defendants Professional Malpractice Law - Defendants Commercial Litigation Litigation - Intellectual Property Appellate Practice Bet-the-Company Litigation Litigation - Construction Securities / Capital Markets Law Litigation - Antitrust Litigation - Banking and Finance
Lawyer
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Securities Regulation Mergers and Acquisitions Law
Lawyer
  • Location:
    Nashville, Tennessee
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Securities Regulation Corporate Governance Law Corporate Compliance Law
Lawyer
  • Location:
    Albuquerque, New Mexico
  • Practice Areas:
    Public Finance Law Corporate Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Houston, Texas
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Tallahassee, Florida
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Tax Law
Lawyer
  • Location:
    Chicago, Illinois
  • Practice Areas:
    Securities / Capital Markets Law Litigation - Securities Securities Regulation
Lawyer
  • Location:
    Pittsburgh, Pennsylvania
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Location:
    New York, New York
  • Practice Areas:
    Banking and Finance Law Securities / Capital Markets Law
Lawyer
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Mergers and Acquisitions Law Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Venture Capital Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Omaha, Nebraska
  • Practice Areas:
    Closely Held Companies and Family Businesses Law Corporate Law Nonprofit / Charities Law Tax Law Trusts and Estates Mergers and Acquisitions Law Securities / Capital Markets Law Business Organizations (including LLCs and Partnerships)
Lawyer
  • Location:
    Santa Fe, New Mexico
  • Practice Areas:
    Securities / Capital Markets Law Public Finance Law Corporate Law Banking and Finance Law Financial Services Regulation Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Biotechnology and Life Sciences Practice Securities / Capital Markets Law
Lawyer
  • Location:
    San Diego, California
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law Corporate Law Venture Capital Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Cincinnati, Ohio
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Litigation - Mergers and Acquisitions Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Houston, Texas
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Charlotte, North Carolina
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Governance Law
Lawyer
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Health Care Law Corporate Governance Law Corporate Compliance Law
Lawyer
  • Location:
    Albuquerque, New Mexico
  • Practice Areas:
    Securities / Capital Markets Law Public Finance Law Securities Regulation Corporate Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Banking and Finance Law Securities / Capital Markets Law
Lawyer
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Health Care Law Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law
Lawyer
  • Location:
    Dallas, Texas
  • Practice Areas:
    Corporate Law Corporate Governance Law Mergers and Acquisitions Law Securities / Capital Markets Law

  • Location:
  • Practice Areas:

Practice Area Definition

Securities / Capital Markets Law Definition

Securities/Capital Markets Law is the practice area of lawyers who represent entities that issue securities to raise capital, security holders seeking to sell their securities, or banks and investment banks that underwrite and sell such securities. The entities that issue the securities are typically corporations, limited liability companies, limited partnerships, mutual funds, exchange traded funds (ETFs), grantor trusts, or real estate investment trusts (REITs). These entities may be U.S.- or non-U.S.-based. The types of securities that may be issued include common and preferred stock, secured and unsecured debt (which may be investment grade or “high-yield”), convertible debt securities, equity linked notes, securitized debt, limited partnership interests, American depositary receipts (representing stock of non-U.S. companies), commercial paper, and options and other derivatives related to such securities. These securities may be sold in public offerings or in private placements to institutional and sophisticated investors.

Lawyers in this area must have a comprehensive understanding of the federal securities laws administered by the SEC and the securities laws of the jurisdictions in which the securities will be sold, as well as the rules of the national securities exchanges and FINRA. A significant part of their practice is advising issuers and underwriters as to what information about the issuer and the securities being offered is “material” or otherwise required to be disclosed to prospective investors in the issuer’s disclosure documents and offering materials. Their ability to render effective disclosure advice requires extensive experience in dealing with issuers that have faced difficult disclosure issues as well as the ability to call on lawyers in other practice areas to help analyze the client’s issues that require specialized knowledge.

Sidley Austin LLP

Sidley Austin LLP logo

Securities/Capital Markets Law is the practice area of lawyers who represent entities that issue securities to raise capital, security holders seeking to sell their securities, or banks and investment banks that underwrite and sell such securities. The entities that issue the securities are typically corporations, limited liability companies, limited partnerships, mutual funds, exchange traded funds (ETFs), grantor trusts, or real estate investment trusts (REITs). These entities may be U.S.- or non-U.S.-based. The types of securities that may be issued include common and preferred stock, secured and unsecured debt (which may be investment grade or “high-yield”), convertible debt securities, equity linked notes, securitized debt, limited partnership interests, American depositary receipts (representing stock of non-U.S. companies), commercial paper, and options and other derivatives related to such securities. These securities may be sold in public offerings or in private placements to institutional and sophisticated investors.

Lawyers in this area must have a comprehensive understanding of the federal securities laws administered by the SEC and the securities laws of the jurisdictions in which the securities will be sold, as well as the rules of the national securities exchanges and FINRA. A significant part of their practice is advising issuers and underwriters as to what information about the issuer and the securities being offered is “material” or otherwise required to be disclosed to prospective investors in the issuer’s disclosure documents and offering materials. Their ability to render effective disclosure advice requires extensive experience in dealing with issuers that have faced difficult disclosure issues as well as the ability to call on lawyers in other practice areas to help analyze the client’s issues that require specialized knowledge.