Find Lawyers in America for Securities / Capital Markets Law

Bob Abdo is Executive Vice President of Lommen Abdo Law Firm. He brings a wide variety of background and experience, giving him a practical and substantive perspective to advise clients. He acts as general outside counsel to a variety of businesses. Bob represents start-up, emerging and growing private and publicly held businesses. He provides legal, transactional, estate and family planning, business strategy and long-term planning, counseling and advice to varied businesses, organizations a...

Barry Abelson concentrates his practice in securities, mergers and acquisitions, and private equity transactions. Barry represents issuers, underwriters and investors in public and private offerings of equity and debt securities and acquisitions and dispositions of public and private companies. Boards of directors, independent board committees and the senior management of companies also rely on Barry for strategic, governance, disclosure and transactional matters. Barry serves on the board of...

Glenn A. Adams practices in the areas of corporate and tax law. He advises clients on a variety of business entity issues during the life cycle of the business — beginning prior to formation, continuing as the business grows and succeeds, and forward until the business, or a unit of the business, is liquidated upon sale or other circumstances. Mr. Adams has substantial experience with the formation of corporations, limited liability companies, partnerships (including general partnership...

More than 20 years of deal experience handling bet-the-company transactions. Six years serving as managing partner and CEO of an AmLaw 200 firm. Strategic advisor to business executives. Adam Agron possesses the powerful combination of first-hand experience running a business and a noteworthy track record advising C-level executives and boards of directors. He leads private equity firms, public and private companies and entrepreneurs through mergers and acquisitions, capital raises, leveraged...

Tom Ajamie is the founder of Ajamie LLP. He represents clients in complex commercial litigation and arbitration. His work includes groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. His cases have been featured in publications such as The Wall Street Journal, The New York Times and The American Lawyer. He established The Ajamie Foundation, which provides scholarships to university students. He is co-author of the book Fina...

Clients from across industries turn to David to guide them on capital markets, mergers and acquisitions, and general corporate and securities matters. David represents issuers, underwriters, investors, and placement agents in a broad range of securities law matters. He assists clients with public offerings and private placements of debt, equity, and convertible securities, including through initial public offerings, secondary offerings, and private investments in public equity (PIPEs). David ...

Jeff Allred focuses his practice on corporate strategy, governance, acquisitions, and finance.

Eric Amstutz concentrates his practice in advising businesses; the negotiation, drafting and analysis of complex agreements, including business mergers, acquisitions, dispositions, joint ventures and spin-offs; board governance, issues, including for public companies; insolvency-related matters; equity and debt securities offerings; government-private sector transactions; and business practice assistance in litigation.

Susan Ancarrow’s practice focuses on the public reporting, corporate governance and executive compensation needs of public companies. She has been advising public companies for over 20 years with respect to periodic disclosure obligations, corporate governance issues, proxy statements, NYSE, Nasdaq and OTCBB listing issues, beneficial ownership reporting, and securities law aspects of executive compensation. Susan also advises public companies with respect to capital raising, stock repu...

David G. Angerbauer is a transactional lawyer and former general counsel at Dentons Durham Jones Pinegar. He specializes in private funds, mergers and acquisitions, opportunity zones, corporate law, securities offerings, commercial contracts and complex business transactions. Mr. Angerbauer has extensive experience representing highly-visible, highly-regulated clients, including Porsche, Medtronic, EnergySolutions, Tesla and First Interstate BancSystem. Having served as General Counsel and Ch...

Stephen F. Arcano, a corporate partner in Skadden’s New York office, concentrates primarily in mergers and acquisi­tions and other corporate matters. Mr. Arcano is practice leader of the firm’s New York Mergers and Acquisitions Group. Mr. Arcano has worked on a variety of high-profile mergers and acquisi­tions representing acquirers, sellers and targets, including Mobil Corporation in its merger with Exxon Corporation; XTO Energy in its acquisition by Exxon Mobil Corporation; Gile...

Betty leverages extensive corporate finance and M&A transactional experience to guide companies through the entire corporate lifecycle, from formation through growth and planned exit. Her clients include established and emerging growth companies as well as venture capital and other private equity funds. She works with clients in a variety of industries, including software, technology, telecommunications, analytics, medical devices, healthcare, fintech and manufacturing. Betty regularly ac...

B.T. Atkinson is a partner in the Charlotte office of Nelson Mullins Riley & Scarborough LLP where he focuses his practice in the areas of corporate, securities, and regulatory matters for financial institutions and other public and private companies.

Peter Allan Atkins is an internationally recognized leading attorney involved in the firm’s corporate and securities practice areas, with extensive experience in the mergers and acquisitions, and corporate governance fields. He has represented acquirors (both U.S. and non-U.S.), targets and investment banks in a large number of mergers, acquisitions, takeovers (negotiated and contested), leveraged buyouts, spin-offs and joint ventures. He also counsels clients on a broad range of corpor...

Jonathan Awner serves as Co-Chair of Akerman’s Corporate Practice Group. Ranked by Best Lawyers in America , Chambers USA , and The Legal 500 as a preeminent corporate lawyer, Jonathan Awner advises clients in automotive retail, aviation, distribution, hospitality, logistics, manufacturing, services, technology, waste management and other industries. Described by a client quoted in Chambers USA as a “top-notch” lawyer who is “smart, hard-working and practical,” J...

Chester E. Bacheller is a transactional lawyer practicing in the areas of securities, mergers and acquisitions and finance including, venture capital financing. The majority of Mr. Bacheller's practice has centered on representing companies and investors in various corporate and financial transactions. He has substantial experience in a wide range of corporate, securities and banking matters, including: public offerings of securities registered under the federal and state securities laws; cor...

Alan Baden focuses his practice on corporate finance, private equity, master limited partnerships, and mergers and acquisition transactions. He represents U.S. and non-U.S. public and private companies and underwriters, with 40 years of experience in the energy industry. Mr. Baden represents clients engaged in exploration and production as well as those in the service and pipeline sectors of the energy business. His practice includes public and private mergers and acquisitions, corporate gove...

Companies rely on Chris to guide them through complex mergers and acquisitions and domestic and international financing transactions of all sizes. His clients range in size from start-ups to publicly traded corporations with multi-billion dollar market capitalizations. Chris represents venture capital funds, private equity funds, and their portfolio companies in a variety of investment, financing, and strategic transactions. He also acts as outside general counsel to a number of companies adv...

David A. Ball is a principal in the firm's Litigation , Securities , and Telecommunications & Utilities Groups. Resident in the firm's Bridgeport office, Mr. Ball practices in state and federal court handling complex commercial litigation cases; shareholder and partnership disputes; business tort claims; securities fraud actions; and administrative appeals. He also litigates before the Financial Industry Regulatory Authority and has extensive experience handling arbitrations before the Am...

Vic counsels clients on regulatory compliance and permitting matters in all areas of environmental and land use law. He represents clients with respect to environmental, zoning and other land use aspects of business and real estate transactions and has worked on various major Boston area developments, including waterfront projects. Vic oversees environmental due diligence for acquisitions and financings of industrial and commercial properties throughout the country, representing both domestic...

Rick Bange is a member of Moore & Van Allen’s Corporate group. The focus of Rick’s practice is representing private equity sponsors and public and private companies in evaluating, structuring and negotiating mergers and acquisitions and investment transactions, including leveraged buyouts, growth equity investments, mergers, stock and asset acquisitions and sales, mezzanine investments and recapitalizations. In addition to his work in the areas of private equity, venture capit...

Ben Barkley advises public and private clients in a broad range of corporate finance transactions and securities regulatory matters, including: mergers and acquisitions public offerings and private placements of debt and equity securities venture capital and private equity investments compliance with securities disclosure obligations corporate governance corporate restructurings, recapitalizations and distressed situations joint ventures and strategic alliances special committee, board and in...

Consistently labeled a “rising” and “future star” by nationwide legal directories, Karl R. Barnickol has cultivated an extensive litigation practice that mainly concerns the defense of complex mass tort and class action cases. In particular, Karl handles fraud and negligence claims against content providers and software developers, securities and corporate governance litigation, and civil and criminal antitrust investigations and actions. However, his practice is not l...

John Bartko is a Founder and a Principal of the firm. He represents both plaintiffs and defendants in complex civil, criminal and regulatory matters. He has represented many executives ensnared in complex regulatory investigations and has been involved in significant international discovery and complex investigations requiring foreign court appearances, including conducting examinations in Switzerland and Japan through pioneering requests for civil judicial assistance. He has traveled to Euro...

Fritz Battcher helps clients navigate the complex strategies of mergers and acquisitions, public and private securities offerings, and other corporate matters. Working closely with entrepreneurs, Fritz helps emerging business and their owners bring the idea of a company into reality. He provides sophisticated guidance at every stage of development from choosing the right corporate entity, to ensuring compliance with standards and regulations, and strategic counsel to evaluate the risks and ch...

Keith has substantial experience litigating complex commercial matters in a variety of contexts, including business torts, injunctive proceedings, legal malpractice defense, and claims against directors and officers. He has served as lead counsel in the defense of class actions. Additionally, Keith represents broker-dealers and investment professionals in the litigation, arbitration, and regulatory arenas. He has been involved in evidentiary injunctive matters on a broad range of issues, incl...

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Allison Bell is a partner in the Corporate Practice Group and co-chairs the firm’s Healthcare Industry Team. She focuses on merger and acquisition transactions. Allison represents a wide variety of organizations in a number of key industries, including healthcare, insurance, transportation, and energy. Allison has extensive experience advising public and private companies in acquisition and divestiture transactions, joint ventures, and other complex business transactions. Allison also r...

Donn A. Beloff's practice is focused on public and private securities offerings, private equity and venture capital transactions, public and private securities offerings (as both issuer's and underwriter's counsel), mergers and acquisitions and counseling boards and senior management on strategic business, corporate governance, financial and transactional matters. Donn's specific industry experience includes health care services, computer hardware and software, information technology, telecom...

Mr. Bendicksen is a Shareholder in Brownstein Hyatt Farber Schreck’s Albuquerque office. As a member of the firm’s Corporate & Business Group, he focuses on private equity, venture capital, corporate finance and mergers and acquisitions. His clients include private equity and venture capital funds and their investors, investment banking firms and emerging technology companies. Mr. Bendicksen’s wide-ranging transactional experience includes venture capital fund formation,...

Thomas M. Benjamin is a partner in the New Orleans office, where his practice includes complex commercial litigation, class actions and gaming. Mr. Benjamin is ranked as a leading Louisiana lawyer by both Chambers USA: America’s Leading Business Lawyers for Louisiana and Best Lawyers in America® and is the head of the Firm’s Gaming Section. Mr. Benjamin has experience in all aspects of litigation including trial, appellate work, and arbitration. He has represented clients in a...

H. Nicholas Berberian is chair of the firm’s Securities & Commodities Litigation practice group. He has represented financial services firms and their employees for more than 35 years before federal and state courts, regulatory agencies, arbitration panels and mediators with respect to a wide range of litigation and regulatory matters. These matters have included securities class actions, mass actions, lawsuits and arbitrations involving investors and employment practices at financi...

Mr. Berdan provides practical solutions to complex issues associated with corporation finance and merger and acquisition transactions, helping large and small businesses and their owners efficiently achieve their goals and objectives. He also counsels management teams and boards of directors with respect to public disclosure matters and their fiduciary duties generally, including in relation to unsolicited and hostile acquisition proposals. Mr. Berdan focuses his transactional practice on neg...

Some people gravitate toward complexity, and some want to be as far away from it as possible. For Andy Berger, the larger the scope, the more moving parts to manage, the better. Andy’s ability to grasp the big picture while minding the details allows him to tackle incredibly complex transactions and achieve order and structure at macro and micro levels. As anyone who has been through a merger or acquisition knows, they are major events that create wide-ranging issues, entail significant...

Daniel J. Bergeson is the founding partner of Bergeson, LLP. He is admitted to practice in all California courts, all of the United States District Courts in California, the United States Court of Appeals for the Ninth Circuit, the United States Supreme Court, the New York State courts, and the District of Columbia courts. Mr. Bergeson’s expertise encompasses all aspects of a business trial practice with an emphasis in securities and intellectual property litigation. He has extensive ex...

Alan is a corporate and securities regulatory lawyer whose practice encompasses corporate, Board and management counseling and crisis response, corporate transactions (including mergers, acquisitions, financing transactions for privately-held and public companies), regulatory and enforcement matters before the Securities and Exchange Commission and other securities regulatory bodies, and other corporate governance and compliance matters. He is a registered foreign lawyer with the Solicitors R...

Howard is the leader of the firm’s Capital Markets Group. He specializes in counseling both public and private companies involved in equity and debt financings, including IPOs and follow-on public offerings as well as private placements, and regularly advises clients regarding ongoing corporate governance and disclosure matters, stock exchange listing standards and Sarbanes-Oxley Act and Dodd-Frank Act compliance. Howard advises companies in a number of industries including real estate ...

Mark Berman has approximately 30 years of varied corporate, securities and mergers and acquisitions experience, both as inside counsel and in private practice. At Conner & Winters, Mr. Berman represents a wide variety of public and private companies operating primarily in the energy and construction sectors. He has served as issuer’s counsel in numerous public offerings and PIPEs transactions underwritten by national investment banking firms and involving the sale of common equity, ...

David W. Bernstein is counsel in the firm's New York office. As a Mergers and Acquisitions transactional and securities lawyer, Mr. Bernstein has advised publicly held and privately owned U.S. and foreign clients in a variety of industries, including homebuilding, real estate finance, automotive, financial institutions, private equity, transportation, hotels, and gaming, with regard to mergers and acquisitions, joint ventures, securities transactions, corporate governance, and general day to ...

For more than 35 years, Morris has served as a trusted adviser providing strategic legal and business counseling to a range of business enterprises, including family-owned businesses, emerging growth, middle-market and public companies. His practice includes a wide variety of transactional matters, including mergers and acquisitions, corporate finance, debt and equity offerings, securities regulation, venture capital and private equity financing and corporate governance. Morris has represente...

Harvey practices primarily in the areas of international and domestic corporate finance and domestic corporate governance, investment management law, securities law, including the Investment Company Act and Investment Advisers Act, and corporation, limited liability company and partnership law. Harvey counsels domestic and foreign clients, and advises clients respecting domestic and offshore investments and transactions. Harvey was formerly an associate professor of law at The University of V...