Best Lawyers in America for Securities / Capital Markets Law
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With a past as a securities regulator in the New Hampshire Bureau of Securities Regulation, Joel has deep expertise in the federal and state securities laws—and the practical insight it takes to navigate today’s financial markets successfully. Whether you’re an operating company seeking early stage or later round financing, Joel will help you structure capital-raising transactions and prepare disclosure documents that have every “i” dotted and every “t&rdqu...
Enrique J. Martin is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Law, Leveraged Buyouts and Private Equity Law, Mergers and Acquisitions Law and Securities / Capital Markets Law. Enrique J., who practices law in Miami, Florida, has been recognized since 2008. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Enrique J. is held by other top lawyers in the same geographic and legal practice area.
Mr. Mills’ practice concentrates on securities and derivatives enforcement, regulatory counseling, and litigation. His clients include public and private companies, corporate officers, hedge funds, traders, energy marketers, broker-dealers, investment advisers commodity trading advisors and pool operators, and other professionals and executives. He represents clients in investigations and enforcement actions of the SEC, CFTC, FINRA, FERC, DOJ, state regulators and self-regulatory organi...
David L. Hefflinger is a top attorney recognized by Best Lawyers in the practice area(s) of Business Organizations (including LLCs and Partnerships), Closely Held Companies and Family Businesses Law, Corporate Governance Law, Corporate Law, Mergers and Acquisitions Law, Nonprofit / Charities Law, Private Funds / Hedge Funds Law, Securities / Capital Markets Law, Securities Regulation, Tax Law, Trusts and Estates and Venture Capital Law. David L., who practices law in Omaha, Nebraska, has been...
Brad D. Kaufman is the Vice President and Treasurer of Greenberg Traurig. He is also Co-Chair of the Securities Litigation Group and leads the firm’s Associate Development Program. He focuses his practice on securities litigation and regulatory actions and has represented virtually every major broker/dealer in virtually all aspects of their business, including traditional litigation in state and federal court as well as arbitrations. Brad has defended both securities class actions and s...
Gary R. Pannone is a founder and Principal of Pannone Devereaux & O’Gara LLC and has been representing closely held business owners for over forty years. He is an experienced business lawyer specializing in the areas of business formation, corporate restructuring, mergers, acquisitions and corporate compliance. In addition to representing closely held businesses, his practice includes the representation of nonprofit organizations in the areas of corporate governance, consolidations,...
Veteran dealmaker Steve Roddenberry advises clients in corporate compliance and governance issues, public and private securities transactions, mergers and acquisitions, and private equity investments. Described as a “masterful strategist” by Chambers USA , he has built longstanding relationships with Huizenga Holdings, the Miami Dolphins, Sheridan Healthcare, and The GEO Group, among others. Steve has served as lead counsel in hundreds of M&A transactions, spin-offs, and restr...
Abba David Poliakoff is Chairman of the Firm's Securities Practice Group and Israel Practice Group, and a member of the Firm's Business Law and Electronic Discovery Practice Groups. After law school, Abba joined the staff of the U.S. Securities and Exchange Commission in Washington, D.C., where he became a senior attorney in the Division of Corporation Finance. From 1980 to 1983, when he joined the Firm, Abba was associated with the Wall Street law firm of Cahill, Gordon & Reindel in New ...
Dennis Myers was a partner in the Capital Markets Practice Group for nearly 25 years before becoming Of Counsel in February 2021 and retiring in February 2022. Dennis focused his practice on representing both public and private companies, including portfolio companies of private equity funds, in a wide variety of capital markets transactions involving the sale of securities. Dennis has significant experience in the following types of transactions: (i) public equity offerings, including initia...
Brad Houser's primary practice areas include corporate and banking, with a focus on securities and mergers and acquisitions matters. He has extensive experience with real estate investment trusts (REIT's) and special purpose acquisition corporations (SPAC's). Brad formerly served as the chair of the firm's Miami Corporate practice. He began his career as an attorney at the Securities and Exchange Commission in Washington, D.C. and has over 25 years of experience in handling a wide variety of ...
Gus M. Dixon is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Law, Mergers and Acquisitions Law and Securities / Capital Markets Law. Gus M., who practices law in Columbia, South Carolina, has been recognized since 2007. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Gus M. is held by other top lawyers in the same geographic and legal practice area.
Courtney Crouch is a trusted advisor on corporate and securities matters helping both publicly-traded and privately-held companies navigate corporate governance, regulatory and transactional issues. He counsels corporate boards of directors, board committees and executive management on corporate governance, shareholder communications, investor disclosure, executive compensation, capital markets and securities transactions, mergers and acquisitions, and other regulatory and transactional matte...
John Gilluly is a Chambers Band 1-ranked attorney who represents leading global and domestic companies, investors and other institutions across a range of industries, and focuses on capital markets transactions, SEC reporting and compliance, mergers and acquisitions, private equity, and corporate governance matters. Chambers recognizes John as a “highly regarded” lawyer for “his active funds practice and his deal focused attitude” and has noted that “peers are en...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.