Best Lawyers in America for Securities Regulation
Select a location from the list below to find the best legal talent for your needs.
State
Robert J. Grammig is a partner and leader of the firmwide Public Companies and Securities Practice at Holland & Knight. Mr. Grammig has practiced for more than 30 years in the areas of public company mergers and acquisitions, securities law, general corporate law and international business transactions. He serves on the firm's Directors Committee. Mr. Grammig has represented both companies and underwriters in numerous public company offerings. He has also led legal teams on behalf of acqu...
Bob Hayward – named a “Notable Gen X Leader” by Crain’s Chicago Business in 2021 and a “Trailblazer in the Midwest” by The American Lawyer in 2022 -- helps lead the team that has been awarded “Capital Markets Practice Group of the Year” numerous times by Law 360. Bob provides direct, thoughtful and practical advice to publicly-traded corporations — across all industries — and private equity funds and their portfolio companies in all ...
Practicing law for over 20 years, founding partner Ray Driver focuses on corporate law (including mergers and acquisitions), business, contracts, venture capital and securities law. He represents clients in business acquisitions, dispositions and mergers, as well as providing ongoing counseling regarding business formation, corporate governance, contract law and ancillary legal issues. He also counsels clients in obtaining capital through private placements, venture capital investments and ot...
Roy Tucker is an experienced business counselor and advisor who focuses his practice on public offerings, mergers and acquisitions, securities compliance and corporate governance and restructurings. Roy has represented issuers and underwriters in numerous public offerings and regularly advises corporate clients and private equity firms on mergers, asset sales and leveraged buyouts.
Caroline is a business lawyer who helps businesses expand, transition ownership, negotiate commercial financing, form, wind-up, or sell. Caroline’s practice also involves real estate, including condominium and timeshare developments, corporate compliance, securities, regulatory matters, land use, and commercial litigation. Caroline advises her clients on transactional matters, how to avoid litigation, and what to do and expect if litigation occurs. She continues to be selected by her pe...
George C. Freeman, III, is a founding member of the firm. His practice focuses on securities litigation, arbitration, and enforcement. He primarily represents financial advisors and broker-dealers, together with their respective officers, directors, and employees, in customer disputes and in SEC and FINRA proceedings. He also represents underwriters, issuers, and trustees in securities class action cases. Outside the field of securities, George concentrates in complex financial and commercial...
David N. Luder is the firm's managing partner. He maintains a varied arbitration and litigation practice covering a broad spectrum of industries and disputes. A key focus of David’s practice is financial services arbitration and litigation. He regularly represents domestic and international broker-dealers, banks, hedge funds and registered investment advisors in FINRA and AAA arbitrations across the country and institutional clients and individuals before regulatory bodies at all stages...
Neil Grayson, a partner with Nelson Mullins Riley & Scarborough LLP and the head of the Firm's Financial Institutions Practice Group, has a corporate practice focused primarily on the financial institutions and mobile payments industries. Mr. Grayson advises clients on matters related to corporate governance, enforcement actions and other bank regulatory matters, recapitalizations, private equity, securities offerings and reporting requirements, mergers and acquisitions, executive compens...
David Matheson, a partner in the firm’s Business practice, brings value to clients by providing strategic and practical advice. He has more than 20 years of experience in counseling on corporate governance matters, raising capital through public and private equity and debt offerings, and acquiring and disposing of businesses and assets. David advises domestic and foreign public companies — including controlled companies and master limited partnerships — on their SEC and secu...
John H. Cooper is a shareholder in Dentons Sirote’s Birmingham, Alabama office, where he is a member of the Corporate practice group. As the previous managing partner of Dentons Sirote (formerly Sirote & Permutt, PC) (1999–2005; 2006–2015), John’s practice spans corporate, securities and tax law, with an emphasis on mergers and acquisitions, private equity and venture capital, securities, business and succession planning, corporate finance, corporate tax, directors...
Beau Grenier is a partner in the Corporate Practice Group and co-leader of the firm’s mergers and acquisitions and private equity team. He provides comprehensive legal and strategic counsel on M&A, capital raising, and other business transactions; securities matters; and corporate governance. Beau is a leading corporate and securities lawyer with more than 35 years of experience. For more than 17 years, he also served as the managing partner and board chairman for a diversified AmLa...
Andrew Moore, a partner in the firm’s Business practice, focuses his practice on public offerings and corporate finance, securities regulation, corporate governance and mergers and acquisitions. Andrew is a leader of the firm’s public companies group, regularly advising public companies on best corporate governance practices, disclosure matters and SEC compliance. He has a wide range of securities offering experience, including initial and follow-on public offerings, and shelf off...
Daniel S. Newman is a top attorney recognized by Best Lawyers in the practice area(s) of Commercial Litigation, Litigation - Securities and Securities Regulation. Daniel S., who practices law in Miami, Florida, has been recognized since 2013. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Daniel S. is held by other top lawyers in the same geographic and legal practice area.
Stephanie Monaco provides strategic counsel to investment management firms (including dually-registered investment advisers and broker-dealers) in their delivery of investment advice to a wide variety of investment advisory clients, including private funds, managed accounts, institutional and retail account services, and registered investment companies. She leverages her prior experience as an attorney with the U.S. Securities and Exchange Commission (SEC), and decades in private practice, to...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.