Best Lawyers in America for Securities Regulation
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Brent has devoted more than 30 years to advising banks, thrifts, insurance companies and agencies, securities broker dealers, and investment advisory clients on complex regulatory matters, formation and capitalization, business combinations, examination, and enforcement issues. Brent is a strong advocate for his clients, dedicated to achieving reasonable and practical solutions. Brent’s experience is focused on the financial services industry. He began his career as an examiner with the...
Ronald Machen, a member of the firm's global Management Committee and Chair of the Firm’s Litigation and Controversy Department is one of the nation's leading trial and white-collar defense lawyers. His practice focuses on government enforcement, corporate and congressional investigations, and litigating civil business disputes. An experienced litigator who has tried more than 35 cases to verdict, Mr. Machen specializes in litigating complex criminal and civil actions. He also routinely...
Neil Eggleston is a litigation partner in the Washington, D.C., office of Kirkland & Ellis LLP. Neil has a distinguished record of public service, and has held a number of senior government roles. He was White House Counsel to President Obama from 2014 to 2017, and advised the president on all legal and constitutional issues across a broad spectrum of domestic and foreign policy matters. Neil’s practice focuses on enforcement defense including at the U.S. Department of Justice (DOJ)...
Matthew W. Miller focuses his practice on private equity and venture capital transactions, public and private securities offerings, mergers and acquisitions, corporate restructurings, secured lending transactions, and general corporate matters. Matthew's specific industry experience includes education, manufacturing, automotive, pharmaceuticals, medical devices, employee outsourcing and leasing, telecommunications, information technology, and aircraft parts sales and leasing.
Brad D. Kaufman is the Vice President and Treasurer of Greenberg Traurig. He is also Co-Chair of the Securities Litigation Group and leads the firm’s Associate Development Program. He focuses his practice on securities litigation and regulatory actions and has represented virtually every major broker/dealer in virtually all aspects of their business, including traditional litigation in state and federal court as well as arbitrations. Brad has defended both securities class actions and s...
Andrew Bor, a partner in the firm’s Business practice, has over 30 years of experience providing counsel in the areas of corporate governance and securities regulation, corporate finance, mergers and acquisitions and strategic divestitures and spin-offs. He also handles significant strategic assignments for a number of public companies, boards of directors and special committees, including advising on relationships with activist shareholders, proxy contests, evaluating strategic alterna...
Martin Dozier’s broad experience advising public and private investment funds on complex securities and structuring matters includes more than $30 billion in capital-raising transactions. An active participant in investment management organizations and a frequent speaker, he provides insight to fund sponsors and investment management companies seeking to structure innovative investment fund offerings. He focuses on representing closed-end registered investment companies, including inter...
Clients hire Jacob because his aggressive, tenacious, creative and proactive strategies often put the other side on its heels, and because he gets successful results in investigations and litigation. Jacob has secured superior results for his securities enforcement, white-collar criminal defense, FCPA and internal and government investigations clients. Jacob brings his experience and outstanding reputation, including for creative strategies and solutions, to the defense of investigations, lit...
Head of the Securities practice group, Mark Wood is a highly skilled, pragmatic and client-focused practitioner with extensive experience representing public companies and investment banks in a wide variety of ongoing and transactional matters. These include IPOs and other public offerings of equity and debt securities, as well as mergers, acquisitions and other strategic transactions. Mark is also a leading advisor to institutional investors in highly structured private investment in public ...
Jeremy focuses his practice on securities-related transactions and corporate governance, specifically in connection with private capital financings and public offerings, and the organization, funding, and ongoing representation of emerging growth technology companies and venture firms.Jeremy handles the public offerings of securities, representing both issuers and underwriters, and is experienced in the underwritten offerings of equity securities, as well as 144A private placements of high-yi...
Guy Lawson is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Governance Law, Mergers and Acquisitions Law, Securities / Capital Markets Law and Securities Regulation. Guy, who practices law in Omaha, Nebraska, has been recognized since 2010. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Guy is held by other top lawyers in the same geographic and legal practice area.
Mr. McGonigle focuses his practice on securities and investment regulation. His clients include broker/dealers, investment advisers, public companies, banks and individuals. He has experience in matters involving equity, fixed income, and derivative trading; broker/dealer and investment adviser compliance system design and review; fiduciary investment issues; regulatory registration issues; transactional disclosure issues; regulatory enforcement and grand jury representation; and litigation i...
Brian J. Schulman focuses his practice on complex commercial and securities litigation. He represents individual and corporate clients in prosecuting and defending a wide-variety of business disputes, including contract matters, fraud, securities law violations, shareholder disputes, real estate transactions, lender liability, mortgage fraud and officer/director liability. Brian is former General Counsel to the Securities Division of the Arizona Corporation Commission, where he spent five yea...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.