Best Lawyers in America for Securities Regulation
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State
Laurie L. Green is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Law, Securities / Capital Markets Law and Securities Regulation. Laurie L., who practices law in Fort Lauderdale, Florida, has been recognized since 2019. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Laurie L. is held by other top lawyers in the same geographic and legal practice area.
Barry W. Rashkover is a top attorney recognized by Best Lawyers in the practice area(s) of Securities Regulation. Barry W., who practices law in New York, New York, has been recognized since 2020. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Barry W. is held by other top lawyers in the same geographic and legal practice area.
Carl A. Fornaris is Co-Chair of the firm's Financial Regulatory and Compliance Practice. With 20 years of legal experience, Carl concentrates his practice on the representation of financial services firms in all aspects of their business. In particular, he represents U.S. and non-U.S. firms on finance and corporate matters, and provides supervisory and compliance counseling for institutions regulated by the Federal Reserve, OCC, FDIC, FinCEN, CFPB, SEC, FINRA, Florida Office of Financial Regu...
David L. Hefflinger is a top attorney recognized by Best Lawyers in the practice area(s) of Business Organizations (including LLCs and Partnerships), Closely Held Companies and Family Businesses Law, Corporate Governance Law, Corporate Law, Mergers and Acquisitions Law, Nonprofit / Charities Law, Private Funds / Hedge Funds Law, Securities / Capital Markets Law, Securities Regulation, Tax Law, Trusts and Estates and Venture Capital Law. David L., who practices law in Omaha, Nebraska, has been...
Kevin Prakke focuses his practice on the areas of corporate law, corporate finance and securities law. He has 20+ years of experience representing corporations, entrepreneurs and investors in a broad range of transactions, including business organizations, venture capital financings, private placements and public offerings of both debt and equity securities, mergers and acquisitions, contract drafting and negotiation, corporate governance, securities regulatory compliance, and private equity ...
Brian Blaney concentrates his practice on corporate and securities law, mergers and acquisitions, and private equity investments. Brian has extensive experience in capital markets transactions including public and private offerings of equity and debt securities. Brian regularly advises public companies on mergers and acquisitions as well as on compliance with SEC reporting requirements, stock exchange listing rules, and general corporate matters. In addition to advising companies in a broad r...
Andre Owens’ practice focuses on securities trading and markets activities. He counsels broker-dealers, securities exchanges, investment advisers and other clients on a variety of regulatory issues under the rules of the SEC, FINRA and various securities exchanges, including Regulation NMS; Regulation ATS; short sale regulation; sales practice rules, automated trading and risk controls and order handling matters. Mr. Owens also provides advice with respect to acquisitions of securities ...
Philip D. Forlenza is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Law, Litigation - Mergers and Acquisitions, Litigation - Securities, Mergers and Acquisitions Law, Securities / Capital Markets Law and Securities Regulation. Philip D., who practices law in Red Bank, New Jersey, has been recognized since 2006. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Philip D. is held by other top lawyers in the same g...
Stephanie Monaco provides strategic counsel to investment management firms (including dually-registered investment advisers and broker-dealers) in their delivery of investment advice to a wide variety of investment advisory clients, including private funds, managed accounts, institutional and retail account services, and registered investment companies. She leverages her prior experience as an attorney with the U.S. Securities and Exchange Commission (SEC), and decades in private practice, to...
As the former Director of the US Securities and Exchange Commission’s Division of Enforcement, Stephanie Avakian is well positioned to help clients address the enforcement, governance, and compliance issues presented by today’s markets. With decades of experience in government and private practice, she leads the firm’s Securities and Financial Services Department in counseling and defending public companies, investment banks, asset management firms, accounting firms, boards ...
Head of the Securities practice group, Mark Wood is a highly skilled, pragmatic and client-focused practitioner with extensive experience representing public companies and investment banks in a wide variety of ongoing and transactional matters. These include IPOs and other public offerings of equity and debt securities, as well as mergers, acquisitions and other strategic transactions. Mark is also a leading advisor to institutional investors in highly structured private investment in public ...
Ronald Machen, a member of the firm's global Management Committee and Chair of the Firm’s Litigation and Controversy Department is one of the nation's leading trial and white-collar defense lawyers. His practice focuses on government enforcement, corporate and congressional investigations, and litigating civil business disputes. An experienced litigator who has tried more than 35 cases to verdict, Mr. Machen specializes in litigating complex criminal and civil actions. He also routinely...
Brent has devoted more than 30 years to advising banks, thrifts, insurance companies and agencies, securities broker dealers, and investment advisory clients on complex regulatory matters, formation and capitalization, business combinations, examination, and enforcement issues. Brent is a strong advocate for his clients, dedicated to achieving reasonable and practical solutions. Brent’s experience is focused on the financial services industry. He began his career as an examiner with the...
Jonathan Awner serves as Co-Chair of Akerman’s Corporate Practice Group. Ranked by Best Lawyers in America , Chambers USA , and The Legal 500 as a preeminent corporate lawyer, Jonathan Awner advises clients in automotive retail, aviation, distribution, hospitality, logistics, manufacturing, services, technology, waste management and other industries. Described by a client quoted in Chambers USA as a “top-notch” lawyer who is “smart, hard-working and practical,” J...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.