Best Lawyers in America for Securities Regulation
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Stephanie Monaco provides strategic counsel to investment management firms (including dually-registered investment advisers and broker-dealers) in their delivery of investment advice to a wide variety of investment advisory clients, including private funds, managed accounts, institutional and retail account services, and registered investment companies. She leverages her prior experience as an attorney with the U.S. Securities and Exchange Commission (SEC), and decades in private practice, to...
Maureen Brennan Gershanik practices primarily in the areas of corporate law and governance, securities law, and mergers and acquisitions. Maureen has an active business transactional and advisory practice. She works with clients on public and private offerings of debt and equity securities, acquisition transactions, restructuring transactions, business separations, new business formations, and other transactions. She also advises a range of public companies and private businesses and counsels...
Robert S. Kant has represented numerous large and small issuers of equity and debt securities in hundreds of securities transactions involving the sale of more than $20 billion of securities through virtually every major investment banking firm in the United States. He regularly represents national, regional and local investment banking firms, as well as a variety of investment banking, private equity and venture funds. He also serves as a director or member of advisory boards to public and p...
For more than three decades, Steve has represented companies raising both private and public financing, and buyers and sellers of businesses of all kinds. Whether seeking initial funding, expanding the business through follow on funding or an acquisition, or pursuing an exit strategy through an asset/stock sale or public offering, Steve offers each client the veteran experience, practical judgement and seasoned know-how to realize even the most lofty goals in all phases of financing and growt...
David L. Hefflinger is a lawyer recognized by Best Lawyers in the practice areas of Business Organizations (including LLCs and Partnerships), Closely Held Companies and Family Businesses Law, Corporate Governance Law, Corporate Law, Mergers and Acquisitions Law, Nonprofit / Charities Law, Private Funds / Hedge Funds Law, Securities / Capital Markets Law, Securities Regulation, Tax Law, Trusts and Estates and Venture Capital Law. David L. practices law in Omaha, Nebraska Best Lawyers has recog...
Andre Owens’ practice focuses on securities trading and markets activities. He counsels broker-dealers, securities exchanges, investment advisers and other clients on a variety of regulatory issues under the rules of the SEC, FINRA and various securities exchanges, including Regulation NMS; Regulation ATS; short sale regulation; sales practice rules, automated trading and risk controls and order handling matters. Mr. Owens also provides advice with respect to acquisitions of securities ...
Britton Seal is a partner in the Corporate Practice Group and co-leader of the mergers and acquisitions and private equity team. With broad knowledge of corporate and securities law, Britt represents clients in connection with mergers, acquisitions, and divestitures; private equity transactions; business entity formation, counseling, and capitalization; joint ventures; and public and private company securities compliance. He has worked with a wide range of US and non-US individuals and public...
Andrew Bor, a partner in the firm’s Business practice, has over 30 years of experience providing counsel in the areas of corporate governance and securities regulation, corporate finance, mergers and acquisitions and strategic divestitures and spin-offs. He also handles significant strategic assignments for a number of public companies, boards of directors and special committees, including advising on relationships with activist shareholders, proxy contests, evaluating strategic alterna...
Laurie L. Green is a lawyer recognized by Best Lawyers in the practice areas of Corporate Law, Securities / Capital Markets Law and Securities Regulation. Laurie L. practices law in Fort Lauderdale, Florida Best Lawyers has recognized Laurie L. Green since 2019. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in which Laurie L. Green is held by other lawyers.
David Woodcock is a lawyer recognized by Best Lawyers in the practice areas of Litigation - Regulatory Enforcement (SEC, Telecom, Energy), Litigation - Securities and Securities Regulation. David practices law in Dallas, Texas Best Lawyers has recognized David Woodcock since 2019. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in which David Woodcock is held by oth...
Dennis O. Garris is partner-in-charge of the firm’s Washington, D.C. office and is the former co-head of the firm’s securities, mergers and acquisitions practices. His practice focuses on securities and complex Securities and Exchange Commission (SEC) regulatory and disclosure matters and mergers and acquisitions. Mr. Garris is a nationally known expert on SEC regulatory matters, including the proxy rules, tender offer rules, going-private rules and beneficial ownership reporting ...
Keith Parsons is a partner in the Corporate Practice Group. He focuses on public finance. Keith has more than 35 years of experience and knowledge of the legal needs of public and private sector clients in the areas of public finance, federal and state securities law, and business transactions. Keith works primarily on tax analysis under Section 103 of the Internal Revenue Code. He has worked on traditional bond issues for cities and counties, private activity bonds, school bond issues, 501(c...
Michele is Chair and CEO of Gordon Feinblatt LLC, a position she was elected to effective August 1, 2024. She is the first woman to hold this leadership role. Additionally, Michele is Chair of the firm’s Business Law, Securities and EMERGE practice groups, and a member of the Health Care team. She works with businesses and their owners through all stages of growth, ranging from startup to capital raising to sale. Her practice includes securities law matters, venture capital and private ...
Daniel J. Fritze is a lawyer recognized by Best Lawyers in the practice areas of Corporate Governance Law, Corporate Law, Mergers and Acquisitions Law, Securities / Capital Markets Law and Securities Regulation. Daniel J. practices law in Columbia, South Carolina Best Lawyers has recognized Daniel J. Fritze since 2008. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.
