Best Lawyers in America for Securities Regulation
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John W. Joyce is an experienced litigator and trial attorney whose practice includes most types of sophisticated civil litigation. He represents insurance companies in coverage and claim-handling cases, broker-dealers and financial advisors in securities and employment disputes, and both businesses and individuals in contract, fraud, fiduciary liability, shareholder, restrictive covenant, and trade secret litigation. John has represented clients in more than twenty trials, evidentiary hearing...
Andre Owens’ practice focuses on securities trading and markets activities. He counsels broker-dealers, securities exchanges, investment advisers and other clients on a variety of regulatory issues under the rules of the SEC, FINRA and various securities exchanges, including Regulation NMS; Regulation ATS; short sale regulation; sales practice rules, automated trading and risk controls and order handling matters. Mr. Owens also provides advice with respect to acquisitions of securities ...
David L. Hefflinger is a top attorney recognized by Best Lawyers in the practice area(s) of Business Organizations (including LLCs and Partnerships), Closely Held Companies and Family Businesses Law, Corporate Governance Law, Corporate Law, Mergers and Acquisitions Law, Nonprofit / Charities Law, Private Funds / Hedge Funds Law, Securities / Capital Markets Law, Securities Regulation, Tax Law, Trusts and Estates and Venture Capital Law. David L., who practices law in Omaha, Nebraska, has been...
Garth Jensen has represented issuers in initial public offerings and other equity and debt offerings aggregating over $13.5 billion of proceeds. He has represented nearly 20 public companies listed on the New York Stock Exchange, NASDAQ and foreign exchanges, representing them in various mergers, acquisitions and other transactions and offerings. He is a trusted counsel to senior management and boards of directors of public and private companies, advising on corporate governance, leadership s...
David is the managing partner of the Washington, D.C. office, as well as the co-leader of the Investment Management Group. Prior to joining Sullivan & Worcester, David was Special Counsel in the Washington, D.C. office of Gibson, Dunn & Crutcher. He previously served as Assistant General Counsel for Legislation and Investment Company and Adviser Regulation at the Securities and Exchange Commission and as Counsel to SEC Commissioner Aulana Peters.
Scott K. Weiss is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Law, Mergers and Acquisitions Law, Securities / Capital Markets Law, Securities Regulation, Securitization and Structured Finance Law and Venture Capital Law. Scott K., who practices law in Scottsdale, Arizona, has been recognized since 2009. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Scott K. is held by other top lawyers in the same geograph...
David Hooper provides experienced and practical advice to help clients grow and achieve success. Whether assisting public companies, financial institutions, closely held entities, fund sponsors, or individuals, David offers sophisticated guidance in a responsive and collaborative manner on securities, mergers and acquisitions, capital markets, and corporate law matters. David is the chair of the firm’s Securities and Capital Markets Practice Group and concentrates his practice in the ar...
Michele is Chair and CEO of Gordon Feinblatt LLC, a position she was elected to effective August 1, 2024. She is the first woman to hold this leadership role. Additionally, Michele is Chair of the firm’s Business Law, Securities and EMERGE practice groups, and a member of the Health Care team. She works with businesses and their owners through all stages of growth, ranging from startup to capital raising to sale. Her practice includes securities law matters, venture capital and private ...
David Doney focuses on M&A and public and private securities financings, corporate governance and compliance matters, as well as Securities Exchange Act reporting. David’s clients include established public companies and privately held companies with significant growth potential in sectors ranging from IT solutions to pharmacy benefits management and underwater exploration. He works closely with these clients on their financings, leveraging his longstanding relationships with source...
Eric R. Moy is a partner in the Indianapolis, Indiana office of Barnes & Thornburg LLP. He serves a number of business clients, public and private, large and small, including financial institutions, manufacturers, entrepreneurs, and service companies. Mr. Moy serves the needs of his clients in a wide array of business, financing, regulatory, and transactional matters, including: Corporate Governance SEC and Financial Regulation Public Offerings Venture Capital and Private Placements Merge...
Michael A. Balascio is an experienced litigator representing clients in securities litigation and arbitration, high-stakes insurance coverage and bad faith cases, and complex commercial litigation. He has first-chair trial experience and has successfully litigated matters in federal and state appellate courts. In his securities practice, Michael counsels investment management companies and brokers in litigated matters and FINRA proceedings in a variety of significant disputes involving securi...
David Matheson, a partner in the firm’s Business practice, brings value to clients by providing strategic and practical advice. He has more than 20 years of experience in counseling on corporate governance matters, raising capital through public and private equity and debt offerings, and acquiring and disposing of businesses and assets. David advises domestic and foreign public companies — including controlled companies and master limited partnerships — on their SEC and secu...
Kevin Prakke focuses his practice on the areas of corporate law, corporate finance and securities law. He has 20+ years of experience representing corporations, entrepreneurs and investors in a broad range of transactions, including business organizations, venture capital financings, private placements and public offerings of both debt and equity securities, mergers and acquisitions, contract drafting and negotiation, corporate governance, securities regulatory compliance, and private equity ...
Neil Grayson, a partner with Nelson Mullins Riley & Scarborough LLP and the head of the Firm's Financial Institutions Practice Group, has a corporate practice focused primarily on the financial institutions and mobile payments industries. Mr. Grayson advises clients on matters related to corporate governance, enforcement actions and other bank regulatory matters, recapitalizations, private equity, securities offerings and reporting requirements, mergers and acquisitions, executive compens...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.