Best Lawyers in America for Securities Regulation
State
Andrew Moore, a partner in the firm’s Business practice, focuses his practice on public offerings and corporate finance, securities regulation, corporate governance and mergers and acquisitions. Andrew is a leader of the firm’s public companies group, regularly advising public companies on best corporate governance practices, disclosure matters and SEC compliance. He has a wide range of securities offering experience, including initial and follow-on public offerings, and shelf off...
Tracy L. Gerber is a Shareholder in the firm's Palm Beach County offices where she is a member of the firm's National Securities Litigation practice group as well as the National Labor & Employment Practice. Tracy represents major broker-dealers in FINRA arbitrations, regulatory proceedings, and state and federal courts. As lead counsel in the defense of financial services firms, she has litigated numerous sales practice and employment cases involving millions of dollars in controversy. T...
David Matheson, a partner in the firm’s Business practice, brings value to clients by providing strategic and practical advice. He has more than 20 years of experience in counseling on corporate governance matters, raising capital through public and private equity and debt offerings, and acquiring and disposing of businesses and assets. David advises domestic and foreign public companies — including controlled companies and master limited partnerships — on their SEC and secu...
Douglas C. Waddoups is a lawyer recognized by Best Lawyers in the practice areas of Antitrust Law, Commercial Litigation, Construction Law, Corporate Law, Litigation - Intellectual Property, Mergers and Acquisitions Law and Securities Regulation. Douglas C. practices law in Salt Lake City, Utah Best Lawyers has recognized Douglas C. Waddoups since 2006. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recogniti...
Caroline is a business lawyer who helps businesses expand, transition ownership, negotiate commercial financing, form, wind-up, or sell. Caroline’s practice also involves real estate, including condominium and timeshare developments, corporate compliance, securities, regulatory matters, land use, and commercial litigation. Caroline advises her clients on transactional matters, how to avoid litigation, and what to do and expect if litigation occurs. She continues to be selected by her pe...
David Hooper provides experienced and practical advice to help clients grow and achieve success. Whether assisting public companies, financial institutions, closely held entities, fund sponsors, or individuals, David offers sophisticated guidance in a responsive and collaborative manner on securities, mergers and acquisitions, capital markets, and corporate law matters. David is the chair of the firm’s Securities and Capital Markets Practice Group and concentrates his practice in the ar...
Practicing law for over 20 years, founding partner Ray Driver focuses on corporate law (including mergers and acquisitions), business, contracts, venture capital and securities law. He represents clients in business acquisitions, dispositions and mergers, as well as providing ongoing counseling regarding business formation, corporate governance, contract law and ancillary legal issues. He also counsels clients in obtaining capital through private placements, venture capital investments and ot...
Beau Grenier is a partner in the Corporate Practice Group and co-leader of the firm’s mergers and acquisitions and private equity team. He provides comprehensive legal and strategic counsel on M&A, capital raising, and other business transactions; securities matters; and corporate governance. Beau is a leading corporate and securities lawyer with more than 35 years of experience. For more than 17 years, he also served as the managing partner and board chairman for a diversified AmLa...
Public and private companies across a variety of industries rely on Scott Ortwein to guide them through buying, selling, and financing transactions as well as corporate governance and activist shareholder matters. His clients value his seasoned, business-focused perspective, built on more than 250 M&A deals and securities offerings. Scott concentrates his practice in mergers and acquisitions and corporate finance. He advises corporate executives and boards of directors in their considerat...
Ronald Machen, a member of the firm's global Management Committee and Chair of the Firm’s Litigation and Controversy Department is one of the nation's leading trial and white-collar defense lawyers. His practice focuses on government enforcement, corporate and congressional investigations, and litigating civil business disputes. An experienced litigator who has tried more than 35 cases to verdict, Mr. Machen specializes in litigating complex criminal and civil actions. He also routinely...
Kris Kemp advises public and private companies on strategic merger and acquisition transactions, securities offerings, and compliance matters. He works closely with private equity firms, portfolio companies and venture-backed companies on investments, recapitalizations and other transactions. His corporate practice also includes providing capital structure advice to emerging and growth companies. Kris is ranked in Band 1 for Corporate/M&A in Tennessee by Chambers USA , one of only three a...
Dennis O. Garris is partner-in-charge of the firm’s Washington, D.C. office and is the former co-head of the firm’s securities, mergers and acquisitions practices. His practice focuses on securities and complex Securities and Exchange Commission (SEC) regulatory and disclosure matters and mergers and acquisitions. Mr. Garris is a nationally known expert on SEC regulatory matters, including the proxy rules, tender offer rules, going-private rules and beneficial ownership reporting ...
David Doney focuses on M&A and public and private securities financings, corporate governance and compliance matters, as well as Securities Exchange Act reporting. David’s clients include established public companies and privately held companies with significant growth potential in sectors ranging from IT solutions to pharmacy benefits management and underwater exploration. He works closely with these clients on their financings, leveraging his longstanding relationships with source...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.
