Best Lawyers in America for Securities Regulation
Select a location from the list below to find the best legal talent for your needs.
State
Albert O. "Chip" Saulsbury’s practice primarily focuses on mergers and acquisitions, private equity, corporate finance, and general corporate matters. Chip frequently represents private equity funds in acquisitions of portfolio companies, add-on acquisitions, other direct equity and debt investments, and exits or divestitures from these various investments. Chip also represents family investment offices and individuals in investments in private equity funds, hedge funds, and other direc...
Doug Buford heads the firm’s Securities and Mergers and Acquisition practice area. He focuses primarily on securities law matters, mergers and acquisitions, and corporate governance. His practice includes representation of public and private, local and national corporations in various industries, including transportation and logistics, and banking and bank holdings.
Jamie L. Berger is a member of the firm and serves as the firm’s hiring partner. Clients have praised Jamie for her "out-of-the-box solutions to complicated legal problems" and "impeccable judgment." Jamie practices in all aspects of complex litigation. She has litigated, arbitrated, and advised clients in a variety of areas, including securities, corporate governance, contract disputes, and government and regulatory investigations. Her clients come from a range of industries, including...
Seth King is a member of the Firm’s corporate and securities group, working primarily in the areas of securities, mergers and acquisitions , commercial finance and general corporate and business law . Mr. King received his law degree in 2000, graduating magna cum laude from Brigham Young University’s J. Reuben Clark Law School, as a member of the Order of the Coif . He also received a Bachelor’s degree in Finance, cum laude , from Utah State University in 1997. Mr. King was ...
Stephanie Monaco provides strategic counsel to investment management firms (including dually-registered investment advisers and broker-dealers) in their delivery of investment advice to a wide variety of investment advisory clients, including private funds, managed accounts, institutional and retail account services, and registered investment companies. She leverages her prior experience as an attorney with the U.S. Securities and Exchange Commission (SEC), and decades in private practice, to...
Andrew Moore, a partner in the firm’s Business practice, focuses his practice on public offerings and corporate finance, securities regulation, corporate governance and mergers and acquisitions. Andrew is a leader of the firm’s public companies group, regularly advising public companies on best corporate governance practices, disclosure matters and SEC compliance. He has a wide range of securities offering experience, including initial and follow-on public offerings, and shelf off...
Steve is a member of the firm’s Board of Directors and a corporate transactional lawyer in the firm’s Business and Healthcare practice areas. Steve’s practice for more than 20 years has focused on the representation of clients in their most important and complicated transactions, including the negotiation and documentation of mergers, acquisitions and stock and asset sales, joint ventures, private equity investments and financings. Steve also represents clients and executive...
David is the managing partner of the Washington, D.C. office, as well as the co-leader of the Investment Management Group. Prior to joining Sullivan & Worcester, David was Special Counsel in the Washington, D.C. office of Gibson, Dunn & Crutcher. He previously served as Assistant General Counsel for Legislation and Investment Company and Adviser Regulation at the Securities and Exchange Commission and as Counsel to SEC Commissioner Aulana Peters.
Mr. Brady focuses his practice on securities enforcement, crypto asset enforcement and compliance, regulatory defense, government and independent investigations, and money transmission compliance. Prior to joining Clyde Snow, Mr. Brady served as the Director of the Utah Division of Securities, overseeing enforcement investigations, compliance matters, licensing, and registration. Before his service as the Securities Administrator for Utah, Mr. Brady served as the Deputy Director of the Utah D...
David N. Luder is the firm's managing partner. He maintains a varied arbitration and litigation practice covering a broad spectrum of industries and disputes. A key focus of David’s practice is financial services arbitration and litigation. He regularly represents domestic and international broker-dealers, banks, hedge funds and registered investment advisors in FINRA and AAA arbitrations across the country and institutional clients and individuals before regulatory bodies at all stages...
Isabelle A. Dinerman is a top attorney recognized by Best Lawyers in the practice area(s) of Securities / Capital Markets Law and Securities Regulation. Isabelle A., who practices law in Atlanta, Georgia, has been recognized since 2025. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Isabelle A. is held by other top lawyers in the same geographic and legal practice area.
Jeffrey T. Skinner is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Law, Financial Services Regulation Law, Securities / Capital Markets Law and Securities Regulation. Jeffrey T., who practices law in Winston-Salem, North Carolina, has been recognized since 2021. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Jeffrey T. is held by other top lawyers in the same geographic and legal practice area.
David Matheson, a partner in the firm’s Business practice, brings value to clients by providing strategic and practical advice. He has more than 20 years of experience in counseling on corporate governance matters, raising capital through public and private equity and debt offerings, and acquiring and disposing of businesses and assets. David advises domestic and foreign public companies — including controlled companies and master limited partnerships — on their SEC and secu...
Practicing law for over 20 years, founding partner Ray Driver focuses on corporate law (including mergers and acquisitions), business, contracts, venture capital and securities law. He represents clients in business acquisitions, dispositions and mergers, as well as providing ongoing counseling regarding business formation, corporate governance, contract law and ancillary legal issues. He also counsels clients in obtaining capital through private placements, venture capital investments and ot...
Kevin Prakke focuses his practice on the areas of corporate law, corporate finance and securities law. He has 20+ years of experience representing corporations, entrepreneurs and investors in a broad range of transactions, including business organizations, venture capital financings, private placements and public offerings of both debt and equity securities, mergers and acquisitions, contract drafting and negotiation, corporate governance, securities regulatory compliance, and private equity ...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.