Best Lawyers in America for Securities Regulation
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As the former Director of the US Securities and Exchange Commission’s Division of Enforcement, Stephanie Avakian is well positioned to help clients address the enforcement, governance, and compliance issues presented by today’s markets. With decades of experience in government and private practice, she leads the firm’s Securities and Financial Services Department in counseling and defending public companies, investment banks, asset management firms, accounting firms, boards ...
Ben Barkley advises public and private clients in a broad range of corporate finance transactions and securities regulatory matters, including: mergers and acquisitions public offerings and private placements of debt and equity securities venture capital and private equity investments compliance with securities disclosure obligations corporate governance corporate restructurings, recapitalizations and distressed situations joint ventures and strategic alliances special committee, board and in...
Michele is Chair and CEO of Gordon Feinblatt LLC, a position she was elected to effective August 1, 2024. She is the first woman to hold this leadership role. Additionally, Michele is Chair of the firm’s Business Law, Securities and EMERGE practice groups, and a member of the Health Care team. She works with businesses and their owners through all stages of growth, ranging from startup to capital raising to sale. Her practice includes securities law matters, venture capital and private ...
For more than three decades, Steve has represented companies raising both private and public financing, and buyers and sellers of businesses of all kinds. Whether seeking initial funding, expanding the business through follow on funding or an acquisition, or pursuing an exit strategy through an asset/stock sale or public offering, Steve offers each client the veteran experience, practical judgement and seasoned know-how to realize even the most lofty goals in all phases of financing and growt...
Michael Ruedig leads the firm's technology committee and is a former firm president. He works in the areas of real estate, commercial, corporate, technology and finance law representing a wide array of clients in a variety of transactions. Michael is listed in The Best Lawyers in America® in the fields of Corporate Law and Real Estate Law, and he was named Concord's 2012 "Lawyer of the Year" in Real Estate Law. He is a member of the New Hampshire and American Bar Associations and serves a...
Seth King is a member of the Firm’s corporate and securities group, working primarily in the areas of securities, mergers and acquisitions , commercial finance and general corporate and business law . Mr. King received his law degree in 2000, graduating magna cum laude from Brigham Young University’s J. Reuben Clark Law School, as a member of the Order of the Coif . He also received a Bachelor’s degree in Finance, cum laude , from Utah State University in 1997. Mr. King was ...
David Hooper provides experienced and practical advice to help clients grow and achieve success. Whether assisting public companies, financial institutions, closely held entities, fund sponsors, or individuals, David offers sophisticated guidance in a responsive and collaborative manner on securities, mergers and acquisitions, capital markets, and corporate law matters. David is the chair of the firm’s Securities and Capital Markets Practice Group and concentrates his practice in the ar...
Jason Day is a partner with the firm's Business practice. He focuses his practice on securities regulations and public offerings. Jason counsels public companies on Securities Exchange Act of 1934, NYSE and NASDAQ compliance and disclosure issues. He also advises public company executives and boards regarding executive compensation, corporate governance, corporate finance, Sarbanes Oxley Act, Dodd-Frank Act, Regulation FD and Section 16 compliance. Jason's securities experience also includes ...
Guy Lawson is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Governance Law, Mergers and Acquisitions Law, Securities / Capital Markets Law and Securities Regulation. Guy, who practices law in Omaha, Nebraska, has been recognized since 2010. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Guy is held by other top lawyers in the same geographic and legal practice area.
Carl A. Fornaris is Co-Chair of the firm's Financial Regulatory and Compliance Practice. With 20 years of legal experience, Carl concentrates his practice on the representation of financial services firms in all aspects of their business. In particular, he represents U.S. and non-U.S. firms on finance and corporate matters, and provides supervisory and compliance counseling for institutions regulated by the Federal Reserve, OCC, FDIC, FinCEN, CFPB, SEC, FINRA, Florida Office of Financial Regu...
Brad D. Kaufman is the Vice President and Treasurer of Greenberg Traurig. He is also Co-Chair of the Securities Litigation Group and leads the firm’s Associate Development Program. He focuses his practice on securities litigation and regulatory actions and has represented virtually every major broker/dealer in virtually all aspects of their business, including traditional litigation in state and federal court as well as arbitrations. Brad has defended both securities class actions and s...
Eric R. Moy is a partner in the Indianapolis, Indiana office of Barnes & Thornburg LLP. He serves a number of business clients, public and private, large and small, including financial institutions, manufacturers, entrepreneurs, and service companies. Mr. Moy serves the needs of his clients in a wide array of business, financing, regulatory, and transactional matters, including: Corporate Governance SEC and Financial Regulation Public Offerings Venture Capital and Private Placements Merge...
Carolyn Duncan’s practice is concentrated in securities issuance and compliance matters. Experienced in a wide variety of public and private securities work, she represents issuers, underwriters, and other parties in numerous facets of this area of law, including public and private offerings of securities, registration and continuous disclosure matters, proxy solicitations, tender offers, business combinations, restricted securities and transactions by corporate insiders. She represents...
Andrew Bor, a partner in the firm’s Business practice, has over 30 years of experience providing counsel in the areas of corporate governance and securities regulation, corporate finance, mergers and acquisitions and strategic divestitures and spin-offs. He also handles significant strategic assignments for a number of public companies, boards of directors and special committees, including advising on relationships with activist shareholders, proxy contests, evaluating strategic alterna...
Britton Seal is a partner in the Corporate Practice Group and co-leader of the mergers and acquisitions and private equity team. With broad knowledge of corporate and securities law, Britt represents clients in connection with mergers, acquisitions, and divestitures; private equity transactions; business entity formation, counseling, and capitalization; joint ventures; and public and private company securities compliance. He has worked with a wide range of US and non-US individuals and public...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.