Best Lawyers in America for Securities Regulation
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Chester E. Bacheller is a transactional lawyer practicing in the areas of securities, mergers and acquisitions and finance including, venture capital financing. The majority of Mr. Bacheller's practice has centered on representing companies and investors in various corporate and financial transactions. He has substantial experience in a wide range of corporate, securities and banking matters, including: public offerings of securities registered under the federal and state securities laws; cor...
Carolyn Duncan’s practice is concentrated in securities issuance and compliance matters. Experienced in a wide variety of public and private securities work, she represents issuers, underwriters, and other parties in numerous facets of this area of law, including public and private offerings of securities, registration and continuous disclosure matters, proxy solicitations, tender offers, business combinations, restricted securities and transactions by corporate insiders. She represents...
Caroline is a business lawyer who helps businesses expand, transition ownership, negotiate commercial financing, form, wind-up, or sell. Caroline’s practice also involves real estate, including condominium and timeshare developments, corporate compliance, securities, regulatory matters, land use, and commercial litigation. Caroline advises her clients on transactional matters, how to avoid litigation, and what to do and expect if litigation occurs. She continues to be selected by her pe...
Stephanie Monaco provides strategic counsel to investment management firms (including dually-registered investment advisers and broker-dealers) in their delivery of investment advice to a wide variety of investment advisory clients, including private funds, managed accounts, institutional and retail account services, and registered investment companies. She leverages her prior experience as an attorney with the U.S. Securities and Exchange Commission (SEC), and decades in private practice, to...
Andrew Moore, a partner in the firm’s Business practice, focuses his practice on public offerings and corporate finance, securities regulation, corporate governance and mergers and acquisitions. Andrew is a leader of the firm’s public companies group, regularly advising public companies on best corporate governance practices, disclosure matters and SEC compliance. He has a wide range of securities offering experience, including initial and follow-on public offerings, and shelf off...
Daniel S. Newman is a top attorney recognized by Best Lawyers in the practice area(s) of Commercial Litigation, Litigation - Securities and Securities Regulation. Daniel S., who practices law in Miami, Florida, has been recognized since 2013. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Daniel S. is held by other top lawyers in the same geographic and legal practice area.
Guy Lawson is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Governance Law, Mergers and Acquisitions Law, Securities / Capital Markets Law and Securities Regulation. Guy, who practices law in Omaha, Nebraska, has been recognized since 2010. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Guy is held by other top lawyers in the same geographic and legal practice area.
Lawrence Levin primarily represents public companies, private companies and investment banks on a wide range of regulatory, transactional and general corporate matters. He is the co-head of Katten's Corporate Securities practice in Chicago. Larry primarily advises publicly traded issuers on day-to-day federal securities law disclosure and compliance matters and board corporate governance. He also represents issuers and underwriters in offerings of equity, debt, Rule 144A high-yield offerings ...
David N. Luder is the firm's managing partner. He maintains a varied arbitration and litigation practice covering a broad spectrum of industries and disputes. A key focus of David’s practice is financial services arbitration and litigation. He regularly represents domestic and international broker-dealers, banks, hedge funds and registered investment advisors in FINRA and AAA arbitrations across the country and institutional clients and individuals before regulatory bodies at all stages...
Martin Dozier’s broad experience advising public and private investment funds on complex securities and structuring matters includes more than $30 billion in capital-raising transactions. An active participant in investment management organizations and a frequent speaker, he provides insight to fund sponsors and investment management companies seeking to structure innovative investment fund offerings. He focuses on representing closed-end registered investment companies, including inter...
Maureen Brennan Gershanik is a partner in Fishman Haygood’s Business Section. She practices primarily in the areas of corporate law and governance, securities law, and mergers and acquisitions. She also advises clients on ESG initiatives. Maureen has an active business transactional and advisory practice. She works with clients on public and private offerings of debt and equity securities, acquisition transactions, restructuring transactions, business separations, new business formation...
Seth King is a member of the Firm’s corporate and securities group, working primarily in the areas of securities, mergers and acquisitions , commercial finance and general corporate and business law . Mr. King received his law degree in 2000, graduating magna cum laude from Brigham Young University’s J. Reuben Clark Law School, as a member of the Order of the Coif . He also received a Bachelor’s degree in Finance, cum laude , from Utah State University in 1997. Mr. King was ...
For more than three decades, Steve has represented companies raising both private and public financing, and buyers and sellers of businesses of all kinds. Whether seeking initial funding, expanding the business through follow on funding or an acquisition, or pursuing an exit strategy through an asset/stock sale or public offering, Steve offers each client the veteran experience, practical judgement and seasoned know-how to realize even the most lofty goals in all phases of financing and growt...
Jason Day is a partner with the firm's Business practice. He focuses his practice on securities regulations and public offerings. Jason counsels public companies on Securities Exchange Act of 1934, NYSE and NASDAQ compliance and disclosure issues. He also advises public company executives and boards regarding executive compensation, corporate governance, corporate finance, Sarbanes Oxley Act, Dodd-Frank Act, Regulation FD and Section 16 compliance. Jason's securities experience also includes ...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.