Best Lawyers for Securities Regulation in America

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Lawyer
  • Recognized Since: 2022
  • Location:
    Pittsburgh, Pennsylvania
  • Practice Areas:
    Corporate Compliance Law Securities / Capital Markets Law Securities Regulation Corporate Governance Law
Lawyer
  • Recognized Since: 2018
  • Location:
    Dallas, Texas
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Mass Tort Litigation / Class Actions - Defendants
Lawyer
  • Recognized Since: 2013
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation Financial Services Regulation Law Mutual Funds Law
Lawyer
  • Recognized Since: 2018
  • Location:
    Richmond, Virginia
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2011
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Commercial Litigation Banking and Finance Law Securities Regulation Litigation - Banking and Finance Litigation - Securities Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2013
  • Location:
    New York, New York
  • Practice Areas:
    International Mergers and Acquisitions Securities Regulation Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 1983
  • Location:
    New York, New York
  • Practice Areas:
    Mergers and Acquisitions Law Securities / Capital Markets Law Leveraged Buyouts and Private Equity Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2005
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Leveraged Buyouts and Private Equity Law Corporate Law Corporate Governance Law Mergers and Acquisitions Law International Mergers and Acquisitions Securities Regulation
Lawyer
  • Recognized Since: 2019
  • Location:
    Grand Rapids, Michigan
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Corporate Law Banking and Finance Law Mergers and Acquisitions Law Securitization and Structured Finance Law
Lawyer
  • Recognized Since: 2001
  • Location:
    Tampa, Florida
  • Practice Areas:
    International Trade and Finance Law Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Governance Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2019
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Technology Law Corporate Law Information Technology Law Venture Capital Law Mergers and Acquisitions Law Securities Regulation
Lawyer
  • Recognized Since: 2013
  • Location:
    Bridgeport, Connecticut
  • Practice Areas:
    Communications Law Securities / Capital Markets Law Municipal Law Litigation - Securities Utilities Law Commercial Litigation Bet-the-Company Litigation Securities Regulation
Lawyer
  • Recognized Since: 2003
  • Location:
    Honolulu, Hawaii
  • Practice Areas:
    Labor Law - Management Labor Law - Union Mergers and Acquisitions Law Corporate Law Securities Regulation Employment Law - Management
Lawyer
  • Recognized Since: 2009
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Securities / Capital Markets Law Corporate Compliance Law Leveraged Buyouts and Private Equity Law Securities Regulation Mergers and Acquisitions Law Corporate Law Corporate Governance Law
Lawyer
  • Recognized Since: 2019
  • Location:
    Nashville, Tennessee
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Venture Capital Law Business Organizations (including LLCs and Partnerships) Corporate Governance Law Securities / Capital Markets Law Employment Law - Management Securities Regulation Private Funds / Hedge Funds Law Commercial Finance Law
Lawyer
  • Recognized Since: 2011
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Litigation - Securities
Lawyer
  • Recognized Since: 2019
  • Location:
    New York, New York
  • Practice Areas:
    Criminal Defense: White-Collar Securities Regulation Commercial Litigation
Lawyer
  • Recognized Since: 2006
  • Location:
    Lexington, Kentucky
  • Practice Areas:
    Mergers and Acquisitions Law Banking and Finance Law Business Organizations (including LLCs and Partnerships) Mediation Arbitration Animal Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2020
  • Location:
    New York, New York
  • Practice Areas:
    Corporate Law International Mergers and Acquisitions Securities Regulation Mergers and Acquisitions Law Corporate Governance Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 1989
  • Location:
    Little Rock, Arkansas
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2020
  • Location:
    Cleveland, Ohio
  • Practice Areas:
    Criminal Defense: White-Collar Securities Regulation Commercial Litigation
Lawyer
  • Recognized Since: 2013
  • Location:
    Denver, Colorado
  • Practice Areas:
    Corporate Law Venture Capital Law Business Organizations (including LLCs and Partnerships) Mergers and Acquisitions Law Corporate Compliance Law International Mergers and Acquisitions Food and Beverage Law Securities Regulation Securities / Capital Markets Law Nonprofit / Charities Law Health Care Law
Lawyer
  • Recognized Since: 2021
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Commercial Litigation Securities Regulation Litigation - Securities
Lawyer
  • Recognized Since: 2016
  • Location:
    Boston, Massachusetts
  • Practice Areas:
    Securities / Capital Markets Law Corporate Governance Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2015
  • Location:
    Tulsa, Oklahoma
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Business Organizations (including LLCs and Partnerships) Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 1983
  • Location:
    New York, New York
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law Corporate Governance Law Corporate Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Boston, Massachusetts
  • Practice Areas:
    Securities / Capital Markets Law Corporate Governance Law International Mergers and Acquisitions Securities Regulation Corporate Compliance Law Corporate Law
Lawyer
  • Recognized Since: 2010
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Corporate Law Mergers and Acquisitions Law Corporate Governance Law Corporate Compliance Law Venture Capital Law
Lawyer
  • Recognized Since: 2022
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Mergers and Acquisitions Law Securitization and Structured Finance Law Corporate Law Business Organizations (including LLCs and Partnerships) Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Buffalo, New York
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2008
  • Location:
    Boston, Massachusetts
  • Practice Areas:
    Litigation - Securities Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Securities / Capital Markets Law Litigation - Mergers and Acquisitions Securities Regulation
Lawyer
  • Recognized Since: 2003
  • Location:
    Seattle, Washington
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law Corporate Law Corporate Governance Law
Lawyer
  • Recognized Since: 2021
  • Location:
    Los Angeles, California
  • Practice Areas:
    Corporate Compliance Law Litigation - Securities Criminal Defense: White-Collar Securities Regulation
Lawyer
  • Recognized Since: 2020
  • Location:
    New York, New York
  • Practice Areas:
    Employee Benefits (ERISA) Law Tax Law Mergers and Acquisitions Law Securities Regulation
Lawyer
  • Recognized Since: 2016
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Securities Regulation Corporate Governance Law Mergers and Acquisitions Law Corporate Compliance Law Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Litigation - Securities
Lawyer
  • Recognized Since: 2003
  • Location:
    Seattle, Washington
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Food and Beverage Law Securities Regulation
Lawyer
  • Recognized Since: 2017
  • Location:
    Kansas City, Missouri
  • Practice Areas:
    International Mergers and Acquisitions Securities Regulation Commercial Transactions / UCC Law Mergers and Acquisitions Law Securities / Capital Markets Law Agriculture Law Corporate Law Business Organizations (including LLCs and Partnerships) Corporate Governance Law Commercial Finance Law
Lawyer
  • Recognized Since: 2011
  • Location:
    Milwaukee, Wisconsin
  • Practice Areas:
    Nonprofit / Charities Law Information Technology Law Securities / Capital Markets Law Corporate Law Trademark Law Securities Regulation
Lawyer
  • Recognized Since: 1995
  • Location:
    Nashville, Tennessee
  • Practice Areas:
    Securities Regulation Mergers and Acquisitions Law Corporate Law Corporate Governance Law Franchise Law Securities / Capital Markets Law Corporate Compliance Law
Lawyer
  • Recognized Since: 2003
  • Location:
    Little Rock, Arkansas
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2001
  • Location:
    Tampa, Florida
  • Practice Areas:
    Bet-the-Company Litigation Securities Regulation Litigation - Securities Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Litigation - Banking and Finance Commercial Litigation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2020
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Litigation and Controversy - Tax Litigation - Labor and Employment Professional Malpractice Law - Defendants Water Law Commercial Litigation Banking and Finance Law Securities Regulation Employment Law - Management Litigation - Securities Legal Malpractice Law - Defendants Litigation - Insurance Labor Law - Management
Lawyer
  • Recognized Since: 2006
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Bet-the-Company Litigation Arbitration Commercial Litigation Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Securities / Capital Markets Law Litigation - Bankruptcy Securities Regulation Legal Malpractice Law - Defendants Litigation - Securities
Lawyer
  • Recognized Since: 2021
  • Location:
    Philadelphia, Pennsylvania
  • Practice Areas:
    Securities / Capital Markets Law International Mergers and Acquisitions Securities Regulation Corporate Law
Lawyer
  • Recognized Since: 2021
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Commercial Litigation Insurance Law Litigation - Securities Litigation - Insurance Securities Regulation Appellate Practice Product Liability Litigation - Defendants
Lawyer
  • Recognized Since: 2020
  • Location:
    New York, New York
  • Practice Areas:
    Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Securities Regulation Litigation - Securities
Lawyer
  • Recognized Since: 2003
  • Location:
    Portland, Maine
  • Practice Areas:
    Corporate Law Corporate Governance Law Securities Regulation Mergers and Acquisitions Law Securities / Capital Markets Law Franchise Law Corporate Compliance Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Mergers and Acquisitions Law Securities Regulation Communications Law Corporate Law Business Organizations (including LLCs and Partnerships) Corporate Governance Law Leveraged Buyouts and Private Equity Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Richmond, Virginia
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2016
  • Location:
    Jacksonville, Florida
  • Practice Areas:
    Trademark Law Securities / Capital Markets Law Trade Secrets Law Litigation - Intellectual Property Securities Regulation Copyright Law Health Care Law Corporate Law
Lawyer
  • Recognized Since: 2012
  • Location:
    St. Louis, Missouri
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Securities Regulation Venture Capital Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Securities Regulation Corporate Compliance Law Securities / Capital Markets Law Corporate Law Corporate Governance Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Banking and Finance Law Venture Capital Law Leveraged Buyouts and Private Equity Law International Mergers and Acquisitions Securities Regulation Mergers and Acquisitions Law Corporate Law
Lawyer
  • Recognized Since: 2013
  • Location:
    New York, New York
  • Practice Areas:
    Securities Regulation Litigation - Securities Commercial Litigation Criminal Defense: White-Collar Litigation - Regulatory Enforcement (SEC, Telecom, Energy)
Lawyer
  • Recognized Since: 2006
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2008
  • Location:
    Red Bank, New Jersey
  • Practice Areas:
    Corporate Governance Law Mergers and Acquisitions Law Corporate Law Securities Regulation Litigation - Securities Litigation - Mergers and Acquisitions Securities / Capital Markets Law Corporate Compliance Law
Lawyer
  • Recognized Since: 2020
  • Location:
    Baton Rouge, Louisiana
  • Practice Areas:
    Transportation Law Litigation - Antitrust Health Care Law Corporate Governance Law Litigation - Health Care Product Liability Litigation Litigation - Banking and Finance Franchise Law Corporate Compliance Law Antitrust Law Appellate Practice Commercial Litigation Litigation - Mergers and Acquisitions Trade Secrets Law Securities Regulation Commercial Finance Law Commercial Transactions / UCC Law Litigation - Insurance
Lawyer
  • Recognized Since: 2010
  • Location:
    Columbus, Ohio
  • Practice Areas:
    Commercial Litigation Securities / Capital Markets Law Securities Regulation Litigation - Securities
Lawyer
  • Recognized Since: 2022
  • Location:
    New York, New York
  • Practice Areas:
    Criminal Defense: White-Collar Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Securities Regulation Litigation - Securities Qui Tam Law
Lawyer
  • Recognized Since: 1991
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law Corporate Law Tax Law
Lawyer
  • Recognized Since: 2007
  • Location:
    New York, New York
  • Practice Areas:
    Litigation - Securities Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 1995
  • Location:
    Miami, Florida
  • Practice Areas:
    Legal Malpractice Law - Defendants Corporate Law Litigation - Securities Legal Malpractice Law Bet-the-Company Litigation Litigation - Antitrust Commercial Litigation Securities Regulation
Lawyer
  • Recognized Since: 2020
  • Location:
    New York, New York
  • Practice Areas:
    Securities Regulation Criminal Defense: White-Collar Corporate Compliance Law
Lawyer
  • Recognized Since: 1995
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law Corporate Law Banking and Finance Law
Lawyer
  • Recognized Since: 2001
  • Location:
    Tulsa, Oklahoma
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Closely Held Companies and Family Businesses Law Corporate Law
Lawyer
  • Recognized Since: 2016
  • Location:
    Dallas, Texas
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Governance Law Securities / Capital Markets Law Corporate Compliance Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2006
  • Location:
    Dallas, Texas
  • Practice Areas:
    Corporate Law Securities Regulation Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2014
  • Location:
    Denver, Colorado
  • Practice Areas:
    Mining Law Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Governance Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2020
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Real Estate Law Securities Regulation
Lawyer
  • Recognized Since: 2001
  • Location:
    Oklahoma City, Oklahoma
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Business Organizations (including LLCs and Partnerships) Mergers and Acquisitions Law Securities Regulation Corporate Governance Law
Lawyer
  • Recognized Since: 2005
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Securities Regulation Corporate Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Palo Alto, California
  • Practice Areas:
    Corporate Governance Law Leveraged Buyouts and Private Equity Law Securities Regulation Mergers and Acquisitions Law Corporate Law
Lawyer
  • Recognized Since: 2016
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Securities Regulation Real Estate Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Recognized Since: 2009
  • Location:
    Tampa, Florida
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Corporate Law International Mergers and Acquisitions Securities Regulation Banking and Finance Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2015
  • Location:
    Jacksonville, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Compliance Law Leveraged Buyouts and Private Equity Law Securities Regulation Commercial Transactions / UCC Law Venture Capital Law Mergers and Acquisitions Law Corporate Law Business Organizations (including LLCs and Partnerships) Corporate Governance Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Corporate Compliance Law Banking and Finance Law Financial Services Regulation Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Corporate Governance Law Venture Capital Law Corporate Law Mergers and Acquisitions Law Corporate Compliance Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2021
  • Location:
    San Diego, California
  • Practice Areas:
    Litigation - Labor and Employment Mass Tort Litigation / Class Actions - Plaintiffs Consumer Protection Law Employment Law - Management Corporate Law Litigation - Securities Securities / Capital Markets Law Employment Law - Individuals Securities Regulation
Lawyer
  • Recognized Since: 2022
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Corporate Law Business Organizations (including LLCs and Partnerships) Securities Regulation
Lawyer
  • Recognized Since: 2007
  • Location:
    Burlington, Vermont
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2021
  • Location:
    Dallas, Texas
  • Practice Areas:
    Corporate Compliance Law Mergers and Acquisitions Law Securitization and Structured Finance Law Corporate Governance Law Corporate Law International Mergers and Acquisitions Securities Regulation Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Litigation - Regulatory Enforcement (SEC, Telecom, Energy)
Lawyer
  • Recognized Since: 2011
  • Location:
    Austin, Texas
  • Practice Areas:
    Securities Regulation Professional Malpractice Law - Defendants Commercial Litigation Criminal Defense: White-Collar Personal Injury Litigation Antitrust Law Insurance Law Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Litigation - Securities
Lawyer
  • Recognized Since: 2013
  • Location:
    Palo Alto, California
  • Practice Areas:
    Securities Regulation Employee Benefits (ERISA) Law Litigation - ERISA Leveraged Buyouts and Private Equity Law Litigation - Labor and Employment Corporate Governance Law
Lawyer
  • Recognized Since: 2010
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities Regulation Litigation - Securities Securities / Capital Markets Law Criminal Defense: White-Collar
Lawyer
  • Recognized Since: 2013
  • Location:
    New York, New York
  • Practice Areas:
    Real Estate Law Securities / Capital Markets Law Securities Regulation
Lawyer
Matthew P. "Matt" Feeney was awarded  "Lawyer of the Year" in

Matthew P. "Matt" Feeney

Snell & Wilmer L.L.P.
  • Recognized Since: 1995
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Corporate Governance Law Securities / Capital Markets Law Securities Regulation Mutual Funds Law Banking and Finance Law
Lawyer
  • Recognized Since: 1983
  • Location:
    Woodland Hills, California
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities Regulation Employee Benefits (ERISA) Law Tax Law Mergers and Acquisitions Law Corporate Law Corporate Governance Law
Lawyer
  • Recognized Since: 2008
  • Location:
    New York, New York
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 1993
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Bet-the-Company Litigation Corporate Compliance Law Securities / Capital Markets Law Litigation - Securities Corporate Governance Law Commercial Litigation Litigation - Mergers and Acquisitions
Lawyer
  • Recognized Since: 2020
  • Location:
    Philadelphia, Pennsylvania
  • Practice Areas:
    Litigation - Labor and Employment Securities Regulation Employment Law - Individuals Qui Tam Law Civil Rights Law
Lawyer
  • Recognized Since: 2016
  • Location:
    Orlando, Florida
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Corporate Law
Lawyer
  • Recognized Since: 2021
  • Location:
    Irvine, California
  • Practice Areas:
    Securities Regulation Private Funds / Hedge Funds Law Real Estate Law Tax Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2020
  • Location:
    New York, New York
  • Practice Areas:
    Litigation - Mergers and Acquisitions Litigation - Securities Commercial Litigation Securities Regulation Derivatives and Futures Law Litigation - Bankruptcy Litigation - Antitrust
Lawyer
  • Recognized Since: 2021
  • Location:
    Chicago, Illinois
  • Practice Areas:
    Securities Regulation Banking and Finance Law Financial Services Regulation Law Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law
Lawyer
David Foltyn was awarded  "Lawyer of the Year" in

David Foltyn

Honigman LLP
  • Recognized Since: 1997
  • Location:
    Detroit, Michigan
  • Practice Areas:
    Corporate Compliance Law Securities / Capital Markets Law Corporate Law Mergers and Acquisitions Law Leveraged Buyouts and Private Equity Law Corporate Governance Law Securities Regulation
Lawyer
  • Recognized Since: 2006
  • Location:
    Red Bank, New Jersey
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Litigation - Securities Securities Regulation Litigation - Mergers and Acquisitions
Lawyer
  • Recognized Since: 2008
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities Regulation Corporate Law Financial Services Regulation Law Banking and Finance Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2022
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation
Lawyer
  • Recognized Since: 2008
  • Location:
    Scottsdale, Arizona
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2016
  • Location:
    New York, New York
  • Practice Areas:
    Corporate Governance Law Securities / Capital Markets Law Mergers and Acquisitions Law International Trade and Finance Law Securities Regulation
Lawyer
  • Recognized Since: 2008
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Corporate Governance Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2013
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Mutual Funds Law Securities Regulation
Lawyer
  • Recognized Since: 2003
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation Securities / Capital Markets Law Venture Capital Law
Lawyer
  • Recognized Since: 2015
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Litigation - Securities Securities Regulation Antitrust Law Derivatives and Futures Law Commercial Litigation Securities / Capital Markets Law Litigation - Antitrust Mass Tort Litigation / Class Actions - Defendants
Lawyer
  • Recognized Since: 2006
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Family Law Natural Resources Law Trusts and Estates International Trade and Finance Law Collaborative Law: Family Law International Arbitration - Commercial Litigation - Intellectual Property Litigation - Mergers and Acquisitions Labor Law - Union Workers' Compensation Law - Employers Legal Malpractice Law - Plaintiffs Professional Malpractice Law - Defendants Employee Benefits (ERISA) Law Energy Law Education Law Public Finance Law Commercial Litigation Government Relations Practice Mass Tort Litigation Product Liability Litigation Administrative / Regulatory Law Transportation Law Commercial Finance Law Litigation - Real Estate Litigation - Land Use and Zoning Entertainment Law - Music Trademark Law Personal Injury Litigation - Plaintiffs Environmental Law Franchise Law Health Care Law Construction Law Antitrust Law Private Funds / Hedge Funds Law Equipment Finance Law FDA Law Nonprofit / Charities Law Municipal Law Mortgage Banking Foreclosure Law Aviation Law Utilities Law Litigation - Labor and Employment Entertainment Law - Motion Pictures and Television Patent Law Personal Injury Litigation - Defendants Mass Tort Litigation / Class Actions - Plaintiffs Leisure and Hospitality Law Railroad Law Information Technology Law Derivatives and Futures Law Securities / Capital Markets Law Land Use and Zoning Law Eminent Domain and Condemnation Law Collaborative Law: Civil Food and Beverage Law Litigation - Securities Litigation - ERISA Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Litigation - Antitrust Litigation - Bankruptcy Litigation - Environmental Copyright Law Employment Law - Individuals Project Finance Law Communications Law Advertising Law Mining Law Water Law Electronic Discovery and Information Management Law Economic Development Law Financial Services Regulation Law Corporate Compliance Law Litigation - Banking and Finance Litigation - Construction IT Outsourcing Law Labor Law - Management Legal Malpractice Law - Defendants First Amendment Law Real Estate Law Mergers and Acquisitions Law Securitization and Structured Finance Law Appellate Practice Criminal Defense: General Practice Mutual Funds Law Banking and Finance Law Native American Law Family Law Mediation Oil and Gas Law DUI / DWI Defense Ethics and Professional Responsibility Law Business Organizations (including LLCs and Partnerships) Corporate Governance Law Arbitration Litigation - First Amendment Litigation - Patent Litigation - Municipal Privacy and Data Security Law Medical Malpractice Law - Plaintiffs Product Liability Litigation - Defendants Sports Law Civil Rights Law Insurance Law Leveraged Buyouts and Private Equity Law Bet-the-Company Litigation Medical Malpractice Law Timber Law Securities Regulation Closely Held Companies and Family Businesses Law Commercial Transactions / UCC Law Litigation - Trusts and Estates Mass Tort Litigation / Class Actions - Defendants Product Liability Litigation - Plaintiffs Admiralty and Maritime Law Personal Injury Litigation Immigration Law Professional Malpractice Law Gaming Law Technology Law Criminal Defense: White-Collar Media Law Biotechnology and Life Sciences Practice Elder Law Venture Capital Law Military Law Mediation International Arbitration - Governmental CleanTech Law Employment Law - Management Workers' Compensation Law - Claimants
Lawyer
  • Recognized Since: 2007
  • Location:
    Wichita, Kansas
  • Practice Areas:
    Securitization and Structured Finance Law Securities Regulation Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2005
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Corporate Governance Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Pittsburgh, Pennsylvania
  • Practice Areas:
    Mergers and Acquisitions Law Securities Regulation Venture Capital Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2018
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Corporate Governance Law Financial Services Regulation Law Securities / Capital Markets Law Securities Regulation Banking and Finance Law
Lawyer
  • Recognized Since: 2019
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2020
  • Location:
    New York, New York
  • Practice Areas:
    Criminal Defense: White-Collar Securities Regulation Litigation - Securities
Lawyer
  • Recognized Since: 2003
  • Location:
    Beverly, Massachusetts
  • Practice Areas:
    Criminal Defense: White-Collar Securities Regulation Litigation - Securities Litigation - Mergers and Acquisitions Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Commercial Litigation Criminal Defense: General Practice Securities / Capital Markets Law Litigation - Banking and Finance
Lawyer
  • Recognized Since: 2016
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Corporate Compliance Law Securities Regulation Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Corporate Governance Law
Lawyer
  • Recognized Since: 2020
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2017
  • Location:
    West Palm Beach, Florida
  • Practice Areas:
    Water Law Securities Regulation Natural Resources Law Securities / Capital Markets Law Transportation Law Energy Law Corporate Law Utilities Law Public Finance Law Administrative / Regulatory Law Government Relations Practice Municipal Law Leisure and Hospitality Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Tampa, Florida
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Banking and Finance Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2016
  • Location:
    Jackson, Mississippi
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Denver, Colorado
  • Practice Areas:
    Mutual Funds Law Securities Regulation Private Funds / Hedge Funds Law Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Recognized Since: 2022
  • Location:
    New York, New York
  • Practice Areas:
    Securities Regulation Banking and Finance Law Mediation Securities / Capital Markets Law Litigation - Bankruptcy Commercial Litigation Arbitration
Lawyer
  • Recognized Since: 2011
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Corporate Compliance Law Securities / Capital Markets Law Litigation - Securities Securities Regulation
Lawyer
  • Recognized Since: 2009
  • Location:
    New York, New York
  • Practice Areas:
    Litigation - Banking and Finance Litigation - Securities Securities / Capital Markets Law Securities Regulation Criminal Defense: White-Collar
Lawyer
  • Recognized Since: 2007
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Criminal Defense: White-Collar Corporate Governance Law Corporate Compliance Law Arbitration Banking and Finance Law Mediation Litigation - Securities Commercial Litigation Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2009
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Mediation Litigation - Bankruptcy Real Estate Law Mass Tort Litigation Litigation - Antitrust Product Liability Litigation - Defendants Construction Law Securities / Capital Markets Law Litigation - Real Estate Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Litigation - Intellectual Property Litigation - Mergers and Acquisitions Litigation - Construction Mass Tort Litigation / Class Actions - Plaintiffs Insurance Law Mergers and Acquisitions Law Securities Regulation Litigation - Banking and Finance Litigation - Securities Commercial Litigation Product Liability Litigation Arbitration
Lawyer
  • Recognized Since: 1997
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Law Mergers and Acquisitions Law Corporate Governance Law Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law International Trade and Finance Law Securities Regulation
Lawyer
  • Recognized Since: 2021
  • Location:
    Jacksonville, Florida
  • Practice Areas:
    Commercial Litigation Financial Services Regulation Law Litigation - Securities Securities Regulation Litigation - Banking and Finance
Lawyer
  • Recognized Since: 2007
  • Location:
    Greenville, South Carolina
  • Practice Areas:
    Securities / Capital Markets Law Financial Services Regulation Law Securities Regulation Mergers and Acquisitions Law Litigation - Banking and Finance
Lawyer
  • Recognized Since: 2019
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Corporate Compliance Law Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2001
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2020
  • Location:
    New York, New York
  • Practice Areas:
    Corporate Law Mergers and Acquisitions Law Corporate Governance Law Venture Capital Law Securities Regulation Leveraged Buyouts and Private Equity Law
Lawyer
  • Recognized Since: 2016
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Criminal Defense: White-Collar Securities Regulation Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2016
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Tax Law Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law Corporate Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Detroit, Michigan
  • Practice Areas:
    Securities Regulation Corporate Law Corporate Governance Law Corporate Compliance Law Health Care Law Securities / Capital Markets Law Insurance Law
Lawyer
  • Recognized Since: 2003
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Compliance Law Corporate Law Corporate Governance Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2007
  • Location:
    Louisville, Kentucky
  • Practice Areas:
    Banking and Finance Law Business Organizations (including LLCs and Partnerships) Mergers and Acquisitions Law Corporate Governance Law Corporate Law Securities Regulation Transportation Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2021
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities Regulation Arbitration Product Liability Litigation - Plaintiffs Professional Malpractice Law - Defendants Commercial Litigation Real Estate Law Professional Malpractice Law - Plaintiffs
Lawyer
  • Recognized Since: 2016
  • Location:
    Cleveland, Ohio
  • Practice Areas:
    Securities / Capital Markets Law Corporate Governance Law Securities Regulation Corporate Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Chicago, Illinois
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Litigation - Securities
Lawyer
  • Recognized Since: 2010
  • Location:
    Tallahassee, Florida
  • Practice Areas:
    Commercial Transactions / UCC Law Corporate Law Securities Regulation Public Finance Law Securities / Capital Markets Law Tax Law
Lawyer
  • Recognized Since: 2022
  • Location:
    Cincinnati, Ohio
  • Practice Areas:
    Financial Services Regulation Law Corporate Compliance Law Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2013
  • Location:
    New York, New York
  • Practice Areas:
    Criminal Defense: White-Collar Securities Regulation Health Care Law Criminal Defense: General Practice Litigation - Securities
Lawyer
  • Recognized Since: 1983
  • Location:
    Omaha, Nebraska
  • Practice Areas:
    Trusts and Estates Securities / Capital Markets Law Corporate Law Business Organizations (including LLCs and Partnerships) Venture Capital Law Nonprofit / Charities Law Closely Held Companies and Family Businesses Law Tax Law Mergers and Acquisitions Law Corporate Governance Law Private Funds / Hedge Funds Law Securities Regulation
Lawyer
  • Recognized Since: 2013
  • Location:
    Louisville, Kentucky
  • Practice Areas:
    Corporate Governance Law Corporate Law Securities Regulation Closely Held Companies and Family Businesses Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Louisville, Kentucky
  • Practice Areas:
    Aviation Law Corporate Law Business Organizations (including LLCs and Partnerships) Corporate Governance Law Securities Regulation Securitization and Structured Finance Law Public Finance Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Nashville, Tennessee
  • Practice Areas:
    Health Care Law Business Organizations (including LLCs and Partnerships) Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law International Mergers and Acquisitions Securities Regulation
Lawyer
  • Recognized Since: 2021
  • Location:
    Indianapolis, Indiana
  • Practice Areas:
    Securities Regulation Private Funds / Hedge Funds Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2018
  • Location:
    Indianapolis, Indiana
  • Practice Areas:
    Private Funds / Hedge Funds Law Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Corporate Governance Law Securities Regulation
Lawyer
  • Recognized Since: 2007
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Corporate Compliance Law Health Care Law Professional Malpractice Law - Defendants Securities / Capital Markets Law Corporate Governance Law Securities Regulation
Lawyer
  • Recognized Since: 2011
  • Location:
    Albuquerque, New Mexico
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Public Finance Law Corporate Law
Lawyer
  • Recognized Since: 2015
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Mergers and Acquisitions Law Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2020
  • Location:
    Denver, Colorado
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Corporate Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2018
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Mergers and Acquisitions Law Securities Regulation Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Employee Benefits (ERISA) Law Corporate Law Corporate Governance Law Litigation - Securities
Lawyer
  • Recognized Since: 2017
  • Location:
    Newport Beach, California
  • Practice Areas:
    Private Funds / Hedge Funds Law Corporate Law Venture Capital Law Securities Regulation CleanTech Law Securitization and Structured Finance Law Mergers and Acquisitions Law Commercial Finance Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Securities Regulation Corporate Law
Lawyer
  • Recognized Since: 2001
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2020
  • Location:
    Baltimore, Maryland
  • Practice Areas:
    Securities Regulation Corporate Governance Law Corporate Law Banking and Finance Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2015
  • Location:
    Charlotte, North Carolina
  • Practice Areas:
    Litigation - ERISA Corporate Law Corporate Governance Law Securities Regulation Employee Benefits (ERISA) Law
Lawyer
  • Recognized Since: 2022
  • Location:
    Boston, Massachusetts
  • Practice Areas:
    Litigation - Securities Securities Regulation Commercial Litigation Litigation - Mergers and Acquisitions Litigation - Banking and Finance
Lawyer
Jeffrey M. Jones was awarded 2022 "Lawyer of the Year" in

Jeffrey M. Jones

Dentons Durham Jones Pinegar
  • Recognized Since: 2007
  • Location:
    Salt Lake City, Utah
  • Practice Areas:
    Securities Regulation Mergers and Acquisitions Law Corporate Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Charlotte, North Carolina
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law Corporate Law Corporate Governance Law Leveraged Buyouts and Private Equity Law

  • Recognized Since: Ones to Watch Since:
  • Location:
  • Practice Areas:

Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.

Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.

Practice Area Definition

Securities Regulation Definition

A securities regulation practice advises clients who are subject to federal securities laws - broker-dealers, investment advisers, banks, insurance companies, public companies, accounting firms, and institutional investors - on how to comply with those laws, as well as state securities laws, the rules of FINRA and the securities exchanges, and laws and rules related to ERISA, commodities, derivatives, insurance, and banking. Securities regulatory lawyers assist clients in registering new broker-dealers and investment advisers, and in launching investment funds. Public company clients need assistance in drafting periodic public disclosures, responding to SEC disclosure comments and preparing public and private offering documents and proxy statements. Broker-dealer and investment adviser clients request advice on designing and marketing new products and services and in implementing compliance programs.

Clients also need advice in investigations and enforcement actions concerning possible violations of the securities laws. These investigations may be conducted by the SEC, by state securities commissions or attorneys general, FINRA and other self-regulatory organizations (including, for accounting firms, the PCAOB), and federal or state criminal prosecutors. Securities regulatory lawyers may represent individuals or entities in these inquiries, and must often coordinate with other law firms in industry-wide investigations. Securities regulatory lawyers conduct internal investigations for companies or their boards of directors as well as regulatory entities, including individual, class, and derivative actions, and in arbitrations before FINRA, JAMS, AAA, and international arbitration forums.

Securities regulatory lawyers must understand the relevant legal and regulatory issues and the different products and services subject to securities regulation. These products and services include common and preferred stock; corporate, government, agency, municipal and convertible bonds; open-end and closed-end mutual funds; exchange-traded funds and notes; structured products; asset-backed securities; private funds; separately managed accounts; variable annuities; 529 plans; warrants; options; futures; swaps; commodity pools; bank collective trust funds; and insurance separate accounts. Securities regulatory lawyers also must understand the roles of floor-based and electronic exchanges, dark pool and other alternative trading systems, over-the-counter, "upstairs" and private placement markets, the clearance and settlement utilities, and the rules relating to all of these markets. Securities regulatory lawyers must understand how to conduct cross-border transactions consistent with the laws and regulations of the relevant jurisdictions. Finally, securities regulatory lawyers must stay current on legal, regulatory, and enforcement developments of the SEC, CFTC, FINRA, MSRB, PCAOB, the securities and futures exchanges, the states, and, post-Dodd-Frank, the Federal Reserve Board, FSOC, and other banking regulators.

Sidley Austin LLP

Sidley Austin LLP logo

A securities regulation practice advises clients who are subject to federal securities laws - broker-dealers, investment advisers, banks, insurance companies, public companies, accounting firms, and institutional investors - on how to comply with those laws, as well as state securities laws, the rules of FINRA and the securities exchanges, and laws and rules related to ERISA, commodities, derivatives, insurance, and banking. Securities regulatory lawyers assist clients in registering new broker-dealers and investment advisers, and in launching investment funds. Public company clients need assistance in drafting periodic public disclosures, responding to SEC disclosure comments and preparing public and private offering documents and proxy statements. Broker-dealer and investment adviser clients request advice on designing and marketing new products and services and in implementing compliance programs.

Clients also need advice in investigations and enforcement actions concerning possible violations of the securities laws. These investigations may be conducted by the SEC, by state securities commissions or attorneys general, FINRA and other self-regulatory organizations (including, for accounting firms, the PCAOB), and federal or state criminal prosecutors. Securities regulatory lawyers may represent individuals or entities in these inquiries, and must often coordinate with other law firms in industry-wide investigations. Securities regulatory lawyers conduct internal investigations for companies or their boards of directors as well as regulatory entities, including individual, class, and derivative actions, and in arbitrations before FINRA, JAMS, AAA, and international arbitration forums.

Securities regulatory lawyers must understand the relevant legal and regulatory issues and the different products and services subject to securities regulation. These products and services include common and preferred stock; corporate, government, agency, municipal and convertible bonds; open-end and closed-end mutual funds; exchange-traded funds and notes; structured products; asset-backed securities; private funds; separately managed accounts; variable annuities; 529 plans; warrants; options; futures; swaps; commodity pools; bank collective trust funds; and insurance separate accounts. Securities regulatory lawyers also must understand the roles of floor-based and electronic exchanges, dark pool and other alternative trading systems, over-the-counter, "upstairs" and private placement markets, the clearance and settlement utilities, and the rules relating to all of these markets. Securities regulatory lawyers must understand how to conduct cross-border transactions consistent with the laws and regulations of the relevant jurisdictions. Finally, securities regulatory lawyers must stay current on legal, regulatory, and enforcement developments of the SEC, CFTC, FINRA, MSRB, PCAOB, the securities and futures exchanges, the states, and, post-Dodd-Frank, the Federal Reserve Board, FSOC, and other banking regulators.