Best Lawyers for Securities Regulation in America

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Lawyer
  • Recognized Since: 2018
  • Location:
    Irvine, California
  • Practice Areas:
    Securities Regulation
Lawyer
  • Recognized Since: 1983
  • Location:
    New York, New York
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Corporate Law Securities Regulation Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2005
  • Location:
    Miami, Florida
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Corporate Law Securities Regulation Corporate Governance Law International Mergers and Acquisitions Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2001
  • Location:
    Tampa, Florida
  • Practice Areas:
    International Trade and Finance Law Securities / Capital Markets Law Corporate Law Securities Regulation Corporate Governance Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2009
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Corporate Law Securities Regulation Leveraged Buyouts and Private Equity Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2011
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Litigation - Securities Securities Regulation
Lawyer
  • Recognized Since: 1989
  • Location:
    Little Rock, Arkansas
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2010
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Venture Capital Law Corporate Governance Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Boston, Massachusetts
  • Practice Areas:
    Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Securities Regulation
Lawyer
  • Recognized Since: 2003
  • Location:
    Seattle, Washington
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Securities Regulation Corporate Governance Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2003
  • Location:
    Little Rock, Arkansas
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Richmond, Virginia
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Corporate Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Securities Regulation Corporate Compliance Law Corporate Law Securities / Capital Markets Law Corporate Governance Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2010
  • Location:
    Columbus, Ohio
  • Practice Areas:
    Securities Regulation Litigation - Securities Securities / Capital Markets Law
Lawyer
  • Recognized Since: 1991
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Securities Regulation Mergers and Acquisitions Law Corporate Law Tax Law
Lawyer
  • Recognized Since: 2007
  • Location:
    New York, New York
  • Practice Areas:
    Litigation - Securities Securities Regulation
Lawyer
  • Recognized Since: 1995
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Securities Regulation Mergers and Acquisitions Law Banking and Finance Law
Lawyer
  • Recognized Since: 2001
  • Location:
    Tulsa, Oklahoma
  • Practice Areas:
    Closely Held Companies and Family Businesses Law Securities / Capital Markets Law Securities Regulation Corporate Law
Lawyer
  • Recognized Since: 2014
  • Location:
    Denver, Colorado
  • Practice Areas:
    Securities Regulation Corporate Governance Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2005
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2009
  • Location:
    Tampa, Florida
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Leveraged Buyouts and Private Equity Law Banking and Finance Law Corporate Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2015
  • Location:
    Jacksonville, Florida
  • Practice Areas:
    Business Organizations (including LLCs and Partnerships) Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law Mergers and Acquisitions Law Securities Regulation Corporate Law Venture Capital Law Corporate Governance Law Corporate Compliance Law Commercial Transactions / UCC Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Financial Services Regulation Law Corporate Compliance Law Banking and Finance Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Burlington, Vermont
  • Practice Areas:
    Securities Regulation Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law
Lawyer
Matthew P. "Matt" Feeney  was awarded 2021 "Lawyer of the Year" in Foundation.Models.Operations.Elasticsearch.BestLawyers.PracticeArea

Matthew P. "Matt" Feeney

Snell & Wilmer L.L.P.
  • Recognized Since: 1995
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Corporate Governance Law Mergers and Acquisitions Law Mutual Funds Law Securities Regulation Banking and Finance Law
Lawyer
  • Recognized Since: 1983
  • Location:
    Woodland Hills, California
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Corporate Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2008
  • Location:
    New York, New York
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 1993
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation Corporate Governance Law Securities / Capital Markets Law Corporate Compliance Law Commercial Litigation Litigation - Securities Litigation - Mergers and Acquisitions
Lawyer
David Foltyn was awarded  "Lawyer of the Year" in

David Foltyn

Honigman LLP
  • Recognized Since: 1997
  • Location:
    Detroit, Michigan
  • Practice Areas:
    Mergers and Acquisitions Law Securities / Capital Markets Law Securities Regulation Corporate Compliance Law Leveraged Buyouts and Private Equity Law Corporate Law Corporate Governance Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Red Bank, New Jersey
  • Practice Areas:
    Corporate Law Securities Regulation Mergers and Acquisitions Law Securities / Capital Markets Law Litigation - Mergers and Acquisitions Litigation - Securities
Lawyer
  • Recognized Since: 2008
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Financial Services Regulation Law Banking and Finance Law Corporate Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Scottsdale, Arizona
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2008
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2003
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Venture Capital Law Mergers and Acquisitions Law Securities Regulation
Lawyer
  • Recognized Since: 2005
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation Corporate Governance Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Pittsburgh, Pennsylvania
  • Practice Areas:
    Securities / Capital Markets Law Venture Capital Law Corporate Law Mergers and Acquisitions Law Securities Regulation
Lawyer
  • Recognized Since: 2020
  • Location:
    New York, New York
  • Practice Areas:
    Securities Regulation Litigation - Securities Criminal Defense: White-Collar
Lawyer
  • Recognized Since: 2020
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2016
  • Location:
    Jackson, Mississippi
  • Practice Areas:
    Securities Regulation
Lawyer
  • Recognized Since: 2006
  • Location:
    Denver, Colorado
  • Practice Areas:
    Mutual Funds Law Securities Regulation Securities / Capital Markets Law Private Funds / Hedge Funds Law Corporate Law
Lawyer
  • Recognized Since: 2011
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Litigation - Securities Securities Regulation
Lawyer
  • Recognized Since: 2009
  • Location:
    New York, New York
  • Practice Areas:
    Litigation - Securities Securities Regulation Criminal Defense: White-Collar
Lawyer
  • Recognized Since: 2007
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation Corporate Compliance Law Corporate Governance Law Litigation - Securities
Lawyer
  • Recognized Since: 1997
  • Location:
    Tampa, Florida
  • Practice Areas:
    International Trade and Finance Law Mergers and Acquisitions Law Leveraged Buyouts and Private Equity Law Corporate Law Securities Regulation Corporate Governance Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Greenville, South Carolina
  • Practice Areas:
    Financial Services Regulation Law Litigation - Banking and Finance Mergers and Acquisitions Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2001
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Securities Regulation Corporate Law
Lawyer
  • Recognized Since: 2003
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Compliance Law Securities Regulation Corporate Law Securities / Capital Markets Law Corporate Governance Law
Lawyer
  • Recognized Since: 2016
  • Location:
    Cleveland, Ohio
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2007
  • Location:
    Chicago, Illinois
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 1983
  • Location:
    Omaha, Nebraska
  • Practice Areas:
    Nonprofit / Charities Law Closely Held Companies and Family Businesses Law Corporate Law Corporate Governance Law Securities / Capital Markets Law Business Organizations (including LLCs and Partnerships) Securities Regulation Venture Capital Law Tax Law Trusts and Estates Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2018
  • Location:
    Indianapolis, Indiana
  • Practice Areas:
    Securities Regulation Mergers and Acquisitions Law Corporate Law Corporate Governance Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Health Care Law Corporate Governance Law Corporate Compliance Law Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2011
  • Location:
    Albuquerque, New Mexico
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Corporate Law Public Finance Law
Lawyer
  • Recognized Since: 2018
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation
Lawyer
  • Recognized Since: 2001
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2007
  • Location:
    Charlotte, North Carolina
  • Practice Areas:
    Corporate Law Corporate Governance Law Mergers and Acquisitions Law Leveraged Buyouts and Private Equity Law Securities Regulation Securities / Capital Markets Law
Lawyer
Jeffrey M. Jones was awarded  "Lawyer of the Year" in

Jeffrey M. Jones

Dentons Durham Jones Pinegar
  • Recognized Since: 2007
  • Location:
    Salt Lake City, Utah
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2013
  • Location:
    Winston-Salem, North Carolina
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Recognized Since: 2003
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2019
  • Location:
    McLean, Virginia
  • Practice Areas:
    Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2008
  • Location:
    West Palm Beach, Florida
  • Practice Areas:
    Securities / Capital Markets Law Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Commercial Litigation Securities Regulation Litigation - Securities
Lawyer
  • Recognized Since: 2016
  • Location:
    Portland, Oregon
  • Practice Areas:
    Corporate Law Securities Regulation Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2018
  • Location:
    Cincinnati, Ohio
  • Practice Areas:
    Securities Regulation
Lawyer
  • Recognized Since: 2017
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 1993
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Banking and Finance Law Corporate Law Securities / Capital Markets Law Financial Services Regulation Law Securities Regulation
Lawyer
June N. King was awarded 2021 "Lawyer of the Year" in Foundation.Models.Operations.Elasticsearch.BestLawyers.PracticeArea

June N. King

Dentons Bingham Greenebaum
  • Recognized Since: 2006
  • Location:
    Louisville, Kentucky
  • Practice Areas:
    Corporate Law Mergers and Acquisitions Law Corporate Compliance Law Securities / Capital Markets Law Banking and Finance Law Securities Regulation Corporate Governance Law
Lawyer
  • Recognized Since: 2017
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation
Lawyer
  • Recognized Since: 2009
  • Location:
    New York, New York
  • Practice Areas:
    Securities Regulation Litigation - Securities
Lawyer
  • Recognized Since: 1993
  • Location:
    Seattle, Washington
  • Practice Areas:
    Corporate Law Mergers and Acquisitions Law Private Funds / Hedge Funds Law Securities / Capital Markets Law Corporate Governance Law Securities Regulation
Lawyer
  • Recognized Since: 2006
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Corporate Governance Law Corporate Compliance Law
Lawyer
  • Recognized Since: 2010
  • Location:
    Omaha, Nebraska
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Securities Regulation Corporate Governance Law
Lawyer
  • Recognized Since: 2010
  • Location:
    Chicago, Illinois
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2012
  • Location:
    Greenwood Village, Colorado
  • Practice Areas:
    Corporate Law Corporate Governance Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2010
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation
Lawyer
  • Recognized Since: 2009
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Securities Regulation Mutual Funds Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Corporate Governance Law Corporate Compliance Law Securities Regulation Securities / Capital Markets Law Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Bet-the-Company Litigation
Lawyer
  • Recognized Since: 2012
  • Location:
    Portland, Oregon
  • Practice Areas:
    Corporate Law Securities Regulation Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2017
  • Location:
    Cleveland, Ohio
  • Practice Areas:
    Securities Regulation Litigation - Securities
Lawyer
  • Recognized Since: 2007
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Litigation - Securities Securities Regulation
Lawyer
  • Recognized Since: 2013
  • Location:
    Cincinnati, Ohio
  • Practice Areas:
    Securities Regulation
Lawyer
  • Recognized Since: 2003
  • Location:
    Tulsa, Oklahoma
  • Practice Areas:
    Corporate Law Corporate Compliance Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2010
  • Location:
    New York, New York
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Banking and Finance Law
Lawyer
  • Recognized Since: 2011
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2003
  • Location:
    Albuquerque, New Mexico
  • Practice Areas:
    Securities Regulation Public Finance Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Recognized Since: 2016
  • Location:
    Jacksonville, Florida
  • Practice Areas:
    Business Organizations (including LLCs and Partnerships) Health Care Law Mergers and Acquisitions Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2012
  • Location:
    Seattle, Washington
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Indianapolis, Indiana
  • Practice Areas:
    Securities Regulation Corporate Governance Law Mergers and Acquisitions Law Corporate Law Securitization and Structured Finance Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Corporate Compliance Law Corporate Governance Law Securities Regulation
Lawyer
  • Recognized Since: 2010
  • Location:
    Jacksonville, Florida
  • Practice Areas:
    Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Litigation - Securities Litigation - Construction Personal Injury Litigation - Plaintiffs Product Liability Litigation - Defendants Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Commercial Litigation Litigation - Insurance Securities Regulation Litigation - Banking and Finance
Lawyer
  • Recognized Since: 2010
  • Location:
    Glen Allen, Virginia
  • Practice Areas:
    Corporate Law Securities Regulation Administrative / Regulatory Law
Lawyer
  • Recognized Since: 2005
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2001
  • Location:
    Des Moines, Iowa
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2013
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities Regulation Commercial Litigation Litigation - Securities
Lawyer
  • Recognized Since: 2006
  • Location:
    Palo Alto, California
  • Practice Areas:
    Corporate Law Securities Regulation Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2012
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Securities Regulation Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Boston, Massachusetts
  • Practice Areas:
    Litigation - Securities Commercial Litigation Securities Regulation
Lawyer
  • Recognized Since: 2008
  • Location:
    Portland, Oregon
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Governance Law Securities / Capital Markets Law Securities Regulation Corporate Law
Lawyer
  • Recognized Since: 2005
  • Location:
    Jackson, Mississippi
  • Practice Areas:
    Securities / Capital Markets Law Public Finance Law Corporate Law Securities Regulation Corporate Governance Law Mergers and Acquisitions Law Corporate Compliance Law
Lawyer
  • Recognized Since: 2006
  • Location:
    New York, New York
  • Practice Areas:
    Corporate Governance Law Litigation - Securities Securities Regulation
Lawyer
  • Recognized Since: 2021
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities Regulation
Lawyer
  • Recognized Since: 2007
  • Location:
    Baltimore, Maryland
  • Practice Areas:
    Corporate Law Commercial Litigation Securities Regulation Commercial Finance Law Biotechnology and Life Sciences Practice Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Raleigh, North Carolina
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2017
  • Location:
    Denver, Colorado
  • Practice Areas:
    Insurance Law Real Estate Law Securities Regulation Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Dallas, Texas Houston, Texas
  • Practice Areas:
    Corporate Law Litigation - Securities Litigation - Mergers and Acquisitions Securities Regulation Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2011
  • Location:
    Cincinnati, Ohio
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2018
  • Location:
    Tulsa, Oklahoma
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2021
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2012
  • Location:
    Scottsdale, Arizona
  • Practice Areas:
    Litigation - Securities Securities Regulation
Lawyer
  • Recognized Since: 2016
  • Location:
    Cleveland, Ohio
  • Practice Areas:
    Product Liability Litigation - Defendants Personal Injury Litigation - Defendants Securities Regulation
Lawyer
  • Recognized Since: 2018
  • Location:
    Madison, Wisconsin
  • Practice Areas:
    Securities Regulation
Lawyer
  • Recognized Since: 2012
  • Location:
    Columbia, South Carolina
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Public Finance Law
Lawyer
  • Recognized Since: 2021
  • Location:
    Troy, Michigan
  • Practice Areas:
    Securities Regulation
Lawyer
  • Recognized Since: 2009
  • Location:
    Westport, Connecticut
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2009
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Corporate Law Securities Regulation Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Denver, Colorado
  • Practice Areas:
    Securities Regulation Mergers and Acquisitions Law Corporate Governance Law
Lawyer
  • Recognized Since: 2003
  • Location:
    Birmingham, Alabama
  • Practice Areas:
    Corporate Law Securities Regulation
Lawyer
  • Recognized Since: 2001
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Mergers and Acquisitions Law Leveraged Buyouts and Private Equity Law Corporate Law Securities / Capital Markets Law Corporate Governance Law Securities Regulation
Lawyer
  • Recognized Since: 2007
  • Location:
    Portland, Oregon
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2006
  • Location:
    Austin, Texas
  • Practice Areas:
    Mergers and Acquisitions Law Venture Capital Law Securities / Capital Markets Law Securities Regulation Corporate Law
Lawyer
  • Recognized Since: 2010
  • Location:
    Washington, District of Columbia
  • Practice Areas:
    Litigation - Securities Securities Regulation
Lawyer
  • Recognized Since: 2007
  • Location:
    Salt Lake City, Utah
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Portland, Oregon
  • Practice Areas:
    Venture Capital Law Private Funds / Hedge Funds Law Securities / Capital Markets Law Corporate Law Securities Regulation Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2009
  • Location:
    Scottsdale, Arizona
  • Practice Areas:
    Securities / Capital Markets Law Venture Capital Law Securities Regulation Securitization and Structured Finance Law Corporate Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2010
  • Location:
    Chicago, Illinois
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2007
  • Location:
    Seattle, Washington
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law Business Organizations (including LLCs and Partnerships)
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    Dallas, Texas
  • Practice Areas:
    Securities Regulation
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    Atlanta, Georgia
  • Practice Areas:
    Corporate Law Securities Regulation
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    New York, New York
  • Practice Areas:
    Securities Regulation
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    New York, New York
  • Practice Areas:
    Securities Regulation
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    Irvine, California
  • Practice Areas:
    Securities Regulation Mergers and Acquisitions Law Corporate Governance and Compliance Law
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    Denver, Colorado
  • Practice Areas:
    Securities Regulation Corporate Law
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    Glen Allen, Virginia
  • Practice Areas:
    Litigation - Securities Securities Regulation
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    Greenville, South Carolina
  • Practice Areas:
    Securities Regulation Mergers and Acquisitions Law
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    Glen Allen, Virginia
  • Practice Areas:
    Securities Regulation Commercial Litigation Financial Services Regulation Law
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    Tulsa, Oklahoma
  • Practice Areas:
    Banking and Finance Law Business Organizations (including LLCs and Partnerships) Securities Regulation
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    New Orleans, Louisiana
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    Irvine, California
  • Practice Areas:
    Securities Regulation
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Governance and Compliance Law Securities Regulation
Lawyer
  • Ones to Watch Since: 2021
  • Location:
    Nashville, Tennessee
  • Practice Areas:
    Securities Regulation Corporate Law Mergers and Acquisitions Law

  • Recognized Since: Ones to Watch Since:
  • Location:
  • Practice Areas:

Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.

Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.

Practice Area Definition

Securities Regulation Definition

A securities regulation practice advises clients who are subject to federal securities laws - broker-dealers, investment advisers, banks, insurance companies, public companies, accounting firms, and institutional investors - on how to comply with those laws, as well as state securities laws, the rules of FINRA and the securities exchanges, and laws and rules related to ERISA, commodities, derivatives, insurance, and banking. Securities regulatory lawyers assist clients in registering new broker-dealers and investment advisers, and in launching investment funds. Public company clients need assistance in drafting periodic public disclosures, responding to SEC disclosure comments and preparing public and private offering documents and proxy statements. Broker-dealer and investment adviser clients request advice on designing and marketing new products and services and in implementing compliance programs.

Clients also need advice in investigations and enforcement actions concerning possible violations of the securities laws. These investigations may be conducted by the SEC, by state securities commissions or attorneys general, FINRA and other self-regulatory organizations (including, for accounting firms, the PCAOB), and federal or state criminal prosecutors. Securities regulatory lawyers may represent individuals or entities in these inquiries, and must often coordinate with other law firms in industry-wide investigations. Securities regulatory lawyers conduct internal investigations for companies or their boards of directors as well as regulatory entities, including individual, class, and derivative actions, and in arbitrations before FINRA, JAMS, AAA, and international arbitration forums.

Securities regulatory lawyers must understand the relevant legal and regulatory issues and the different products and services subject to securities regulation. These products and services include common and preferred stock; corporate, government, agency, municipal and convertible bonds; open-end and closed-end mutual funds; exchange-traded funds and notes; structured products; asset-backed securities; private funds; separately managed accounts; variable annuities; 529 plans; warrants; options; futures; swaps; commodity pools; bank collective trust funds; and insurance separate accounts. Securities regulatory lawyers also must understand the roles of floor-based and electronic exchanges, dark pool and other alternative trading systems, over-the-counter, "upstairs" and private placement markets, the clearance and settlement utilities, and the rules relating to all of these markets. Securities regulatory lawyers must understand how to conduct cross-border transactions consistent with the laws and regulations of the relevant jurisdictions. Finally, securities regulatory lawyers must stay current on legal, regulatory, and enforcement developments of the SEC, CFTC, FINRA, MSRB, PCAOB, the securities and futures exchanges, the states, and, post-Dodd-Frank, the Federal Reserve Board, FSOC, and other banking regulators.

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A securities regulation practice advises clients who are subject to federal securities laws - broker-dealers, investment advisers, banks, insurance companies, public companies, accounting firms, and institutional investors - on how to comply with those laws, as well as state securities laws, the rules of FINRA and the securities exchanges, and laws and rules related to ERISA, commodities, derivatives, insurance, and banking. Securities regulatory lawyers assist clients in registering new broker-dealers and investment advisers, and in launching investment funds. Public company clients need assistance in drafting periodic public disclosures, responding to SEC disclosure comments and preparing public and private offering documents and proxy statements. Broker-dealer and investment adviser clients request advice on designing and marketing new products and services and in implementing compliance programs.

Clients also need advice in investigations and enforcement actions concerning possible violations of the securities laws. These investigations may be conducted by the SEC, by state securities commissions or attorneys general, FINRA and other self-regulatory organizations (including, for accounting firms, the PCAOB), and federal or state criminal prosecutors. Securities regulatory lawyers may represent individuals or entities in these inquiries, and must often coordinate with other law firms in industry-wide investigations. Securities regulatory lawyers conduct internal investigations for companies or their boards of directors as well as regulatory entities, including individual, class, and derivative actions, and in arbitrations before FINRA, JAMS, AAA, and international arbitration forums.

Securities regulatory lawyers must understand the relevant legal and regulatory issues and the different products and services subject to securities regulation. These products and services include common and preferred stock; corporate, government, agency, municipal and convertible bonds; open-end and closed-end mutual funds; exchange-traded funds and notes; structured products; asset-backed securities; private funds; separately managed accounts; variable annuities; 529 plans; warrants; options; futures; swaps; commodity pools; bank collective trust funds; and insurance separate accounts. Securities regulatory lawyers also must understand the roles of floor-based and electronic exchanges, dark pool and other alternative trading systems, over-the-counter, "upstairs" and private placement markets, the clearance and settlement utilities, and the rules relating to all of these markets. Securities regulatory lawyers must understand how to conduct cross-border transactions consistent with the laws and regulations of the relevant jurisdictions. Finally, securities regulatory lawyers must stay current on legal, regulatory, and enforcement developments of the SEC, CFTC, FINRA, MSRB, PCAOB, the securities and futures exchanges, the states, and, post-Dodd-Frank, the Federal Reserve Board, FSOC, and other banking regulators.