Best Lawyers in America for Financial Services Regulation Law
Select a location from the list below to find the best legal talent for your needs.
State
Nate Balk is a top attorney recognized by Best Lawyers in the practice area(s) of Financial Services Regulation Law. Nate, who practices law in Washington, District of Columbia, has been recognized since 2026. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Nate is held by other top lawyers in the same geographic and legal practice area.
Caitlin advises banks and other financial institutions on a broad range of regulatory and transactional matters. Clients value Caitlin’s strategic approach to complex legal issues and ability to navigate regulatory frameworks. Caitlin focuses her practice on advising banks, fintechs and other financial services companies on bank regulatory and other financial regulatory matters, including authority and control issues, affiliate transactions, consumer protection issues, and regulatory re...
Shelby Schwartz is a top attorney recognized by Best Lawyers in the practice area(s) of Banking and Finance Law, Financial Services Regulation Law and Privacy and Data Security Law. Shelby, who practices law in Washington, District of Columbia, has been recognized since 2026. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Shelby is held by other top lawyers in the same geographic and legal practice area.
Kelsey Pelagalli is a top attorney recognized by Best Lawyers in the practice area(s) of Banking and Finance Law, Employee Benefits (ERISA) Law, Financial Services Regulation Law and Litigation - Banking and Finance. Kelsey, who practices law in Washington, District of Columbia, has been recognized since 2026. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Kelsey is held by other top lawyers in the same geographic and legal practice area.
Daniel J. Padilla is a top attorney recognized by Best Lawyers in the practice area(s) of Banking and Finance Law, Closely Held Companies and Family Businesses Law, Employee Benefits (ERISA) Law, Financial Services Regulation Law, Real Estate Law, Tax Law and Trusts and Estates. Daniel J., who practices law in Honolulu, Hawaii, has been recognized since 2021. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Daniel J. is held by other top lawye...
Christopher Grobbel is a top attorney recognized by Best Lawyers in the practice area(s) of Financial Services Regulation Law. Christopher, who practices law in Washington, District of Columbia, has been recognized since 2026. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Christopher is held by other top lawyers in the same geographic and legal practice area.
Jessica Notebaert regularly represents broker-dealers and other market participants in regulatory investigations and enforcement actions involving the federal securities laws, self-regulatory organization rules and regulations, and state securities laws. She frequently represents clients in securities matters before the US Securities and Exchange Commission, the US Department of Justice, FINRA, the Massachusetts Securities Division and other states securities regulators, and the securities ex...
Kristen Yarows is a top attorney recognized by Best Lawyers in the practice area(s) of Financial Services Regulation Law. Kristen, who practices law in Washington, District of Columbia, has been recognized since 2025. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Kristen is held by other top lawyers in the same geographic and legal practice area.
Laura Jordan is a top attorney recognized by Best Lawyers in the practice area(s) of Banking and Finance Law, Financial Services Regulation Law and Real Estate Law. Laura, who practices law in Charlotte, North Carolina, has been recognized since 2023. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Laura is held by other top lawyers in the same geographic and legal practice area.
Allison Raley is a top attorney recognized by Best Lawyers in the practice area(s) of Financial Services Regulation Law and Securities Regulation. Allison, who practices law in Washington, District of Columbia, has been recognized since 2022. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Allison is held by other top lawyers in the same geographic and legal practice area.
Taylor Krowitz is a top attorney recognized by Best Lawyers in the practice area(s) of Financial Services Regulation Law. Taylor, who practices law in Portland, Maine, has been recognized since 2025. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Taylor is held by other top lawyers in the same geographic and legal practice area.
Paul Yu is a top attorney recognized by Best Lawyers in the practice area(s) of Financial Services Regulation Law. Paul, who practices law in San Francisco, California, has been recognized since 2024. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Paul is held by other top lawyers in the same geographic and legal practice area.
Joseph V. Ronderos, Jr. is a top attorney recognized by Best Lawyers in the practice area(s) of Commercial Litigation and Financial Services Regulation Law. Joseph V., who practices law in Nashville, Tennessee, has been recognized since 2022. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Joseph V. is held by other top lawyers in the same geographic and legal practice area.
Ella Beres is a top attorney recognized by Best Lawyers in the practice area(s) of Banking and Finance Law and Financial Services Regulation Law. Ella, who practices law in Washington, District of Columbia, has been recognized since 2024. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Ella is held by other top lawyers in the same geographic and legal practice area.
Emerson Siegle is a top attorney recognized by Best Lawyers in the practice area(s) of Criminal Defense: White-Collar and Financial Services Regulation Law. Emerson, who practices law in Washington, District of Columbia, has been recognized since 2026. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Emerson is held by other top lawyers in the same geographic and legal practice area.
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.