Best Lawyers in America for Financial Services Regulation Law
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Sanford Brown, a partner in the Financial Services & Products Group, counsels and represents financial institutions and specialty finance companies, as well as their shareholders and holding companies, in matters involving state and federal banking laws, regulations and enforcement actions; in corporate transactions, such as mergers, acquisitions, securities offerings, holding company formations and Subchapter S corporation elections; and in matters involving privacy and identity theft. M...
Publications: City of Cleveland v. Deusche Bank Trust Co., et al. , LexisNexis Expert Commentaries (February 2008). Consumer Credit: Law, Transactions and Forms , author, Matthew Bender & Company, six volumes (1984-present). Banking Law , contributing principal author, Matthew Bender & Company, four volumes, part of a 13-volume treatise (1980-present). Rabkin & Johnson Current Legal Forms , contributing author, Matthew Bender & Company (1979-1999). Credit Union Law Service , c...
Jeffrey H. Verbin brings more than 30 years of legal experience to his clients in the financial services, real estate and sports and entertainment industries. He has represented investor and new ownership groups in sports facility and hotel acquisitions, and assisted national restaurant franchisors in multi-state financing transactions.
Carolyn Duncan’s practice is concentrated in securities issuance and compliance matters. Experienced in a wide variety of public and private securities work, she represents issuers, underwriters, and other parties in numerous facets of this area of law, including public and private offerings of securities, registration and continuous disclosure matters, proxy solicitations, tender offers, business combinations, restricted securities and transactions by corporate insiders. She represents...
Lauren Raines is Office Managing Partner of Bradley’s Tampa office and a partner in the Banking and Financial Services and Real Estate practice groups. She divides her time between transactional and litigation matters and regularly handles both commercial lending transactions and financial services litigation. This hybrid practice has allowed Lauren to better serve her transactional clients by advising them on the potential areas of conflict that could arise later in litigation, and to ...
George T. Lee is a corporate and securities attorney with decades of experience advising small businesses, private equity funds, hedge funds, registered investment advisers, and family offices. He is known for providing practical, business-focused legal counsel informed by a deep understanding of the investment management industry. George has served clients as both inside and outside general counsel, giving him a practical perspective on the legal, regulatory, and business issues that matter ...
Justin is a partner and chair of the firm's Small Dollar and Alternative Financial Services Practice Group. He focuses his practice on regulatory compliance for alternative financial service providers including fintech providers, consumer lenders, buy-now-pay-later providers, wage advance providers, and virtual rent-to-own providers. Justin provides guidance on new product development, compliance management systems, and consumer disclosures. He provides third-party compliance opinions and day...
Rick Fischer’s practice focuses on retail financial services, privacy, and data security. For over 40 years, he has advised banks, retailers, insurers, technology and other companies throughout the United States on the full range of financial services and payment system issues. His practice has a special emphasis on privacy, data security, e-commerce, technology, and financial services joint ventures, as well as compliance and enforcement matters involving the Consumer Financial Protect...
Juan counsels and assists financial institutions and FinTech companies on the development, implementation, and execution of sound, comprehensive risk management frameworks—including tailored consumer and financial crime compliance management systems (CMS)—that identify, manage and effectively mitigate the risks associated with the development, offering, and delivery of cutting-edge FinTech products and services, such as marketplace lending (MPL) and buy-now-pay-later (BNPL), banki...
Brian Richard Lenker represents lending institutions and businesses across a broad range of corporate and commercial finance transactions. A member of the Firm’s Executive Committee, Brian is a highly experienced business lawyer with a deep knowledge of banking, corporate, and tax laws. Brian focuses his practice on commercial lending, acquisitions, sales, reorganizations of businesses, and real estate law. Representing banks, commercial real estate clients, and business entities rangin...
Franca Harris Gutierrez is Chair of the Financial Institutions Practice. She leads one of the country’s preeminent banking and financial services practices from the firm’s Washington DC office, where she advises domestic and international banks, mortgage servicers, student loan servicers, consumer lending companies and emerging financial services providers on complex regulatory, enforcement and transactional issues. Ms. Harris Gutierrez is an active member of the firm’s Cons...
Ryan is a partner in the firm's Maine office. Ryan assists clients with a wide variety of federal, Maine and Massachusetts regulatory compliance matters. Ryan's retail financial compliance experience includes prepaid access, consumer and commercial deposit products, electronic banking and payment services, consumer finance products (residential mortgages, home equity loans/lines, personal loans/lines, credit cards, student loans, auto loans and leases, and retail installment sales contracts),...
Eric is a partner in the firm's Oklahoma City office and Editor in Chief of CounselorLibrary.com's Spot Delivery publication. He assists national and state banks, savings associations, credit unions, mortgage bankers, other licensed lenders, motor vehicles dealers and automotive finance companies in the development and maintenance of nationwide consumer mortgage and automobile finance programs; online motor vehicle sales programs; litigation funding programs; and electronic payment programs. ...
Peter R. Herman is a shareholder at Wilentz, Goldman & Spitzer, P.A. and co-chair of the Banking & Financial Services and the Bankruptcy and Creditors' Rights groups. His broad banking and corporate law practice includes representations of lending institutions and business entities in a variety of commercial finance transactions. Mr. Herman also advises companies in the real estate, healthcare, manufacturing, and service industries with regard to both national and international transa...
Reginald P. Corley is a top attorney recognized by Best Lawyers in the practice area(s) of Financial Services Regulation Law and Mortgage Banking Foreclosure Law. Reginald P., who practices law in Columbia, South Carolina, has been recognized since 2018. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Reginald P. is held by other top lawyers in the same geographic and legal practice area.
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.