Best Lawyers in America for Financial Services Regulation Law
Select a location from the list below to find the best legal talent for your needs.
State
Patrick Hanchey counsels and represents banks and other financial institution clients in matters involving state and federal banking laws, regulations, enforcement actions, and other corporate activities, such as mergers, acquisitions, capital markets transactions, and holding company formations. Patrick regularly counsels clients on compliance with complex banking laws and regulations before entering into transactions or business activities, and he also has extensive experience in representi...
Leonard A. Bernstein is a top attorney recognized by Best Lawyers in the practice area(s) of Banking and Finance Law and Financial Services Regulation Law. Leonard A., who practices law in Philadelphia, Pennsylvania, has been recognized since 2001. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Leonard A. is held by other top lawyers in the same geographic and legal practice area.
Craig Landrum is a partner in the Banking & Financial Services Industry Team. Craig focuses his practice on bank regulatory law, corporate law, mergers and acquisitions law, and securities law. Craig has extensive experience representing banks in a broad range of issues, including more than 100 merger and branch acquisition or sale transactions, as well as representing insurance companies and agencies with regard to corporate and regulatory matters, including the licensing of bank subsidi...
Franca Harris Gutierrez is Chair of the Financial Institutions Practice. She leads one of the country’s preeminent banking and financial services practices from the firm’s Washington DC office, where she advises domestic and international banks, mortgage servicers, student loan servicers, consumer lending companies and emerging financial services providers on complex regulatory, enforcement and transactional issues. Ms. Harris Gutierrez is an active member of the firm’s Cons...
John is a nationally recognized banking attorney who advises financial institutions on regulatory, governance, and investigative matters. He regularly provides focused training sessions to boards and management on a wide range of legal and risk management topics. Working at the forefront of banking law and regulation, John is a thought leader in the field, primarily through teaching, writing, and frequent media interviews. As the Regulatory Section Leader of Barack Ferrazzano’s Financia...
Gordon Bava is a senior partner of the firm after serving for a decade as its Chief Executive and Managing Partner. Gordon’s practice focuses on mergers and acquisitions, special committee representation, private and underwritten securities offerings and general corporate representation of clients in a variety of industries. Gordon has conducted these services for public entertainment, utility and healthcare companies, local, regional and multinational financial institutions and holding...
Carolyn Duncan’s practice is concentrated in securities issuance and compliance matters. Experienced in a wide variety of public and private securities work, she represents issuers, underwriters, and other parties in numerous facets of this area of law, including public and private offerings of securities, registration and continuous disclosure matters, proxy solicitations, tender offers, business combinations, restricted securities and transactions by corporate insiders. She represents...
Frank A. Tessier is a founding member of the firm who practices real estate, banking, corporate and oil and gas law. Banking and Finance: Represent lenders in commercial, construction, bond and equipment financing, and debt enforcement. Corporate: Preparation of organizational documents for corporation, partnerships and limited liability companies and related acquisitions. Real Estate: Representation in sales and exchanges of developed and undeveloped real estate; leases; residential subdivis...
Charles Moore regularly represents financial institutions in a variety of matters. He has substantial experience in commercial finance, including mortgage warehouse lending, real estate finance, and bank holding company lending. Charles also commonly handles Change in Bank Control Act matters, Bank Holding Company Act matters, formation and capital raising activities of banks and bank holding companies, and other bank regulatory matters. Charles represents a number of Alabama-based community ...
Brian has a specialized practice representing regional and national financial service providers on regulatory and compliance issues in Oregon and Washington. He represents credit unions, financial service companies, and banks on regulatory and operational issues; regional and national financial service providers and mortgage and finance companies on operational, compliance, and licensing issues; and financial service organizations and providers on formation issues, securities, insurance, and ...
Lawrence Okinaga is a partner in the firm's Honolulu office and a member of its Transactional practice group. He concentrates his practice in the areas of corporate, financial institutions, real estate, and administrative law. Mr. Okinaga has developed this deep experience in representing corporations, partnerships and individuals, for more than 38 years. He regularly advises clients on business matters and supervises the firm's litigators in clients' disputes. He is listed in Chambers USA: A...
George T. Lee is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Law, Financial Services Regulation Law, Leveraged Buyouts and Private Equity Law and Mergers and Acquisitions Law. George T., who practices law in Plano, Texas, has been recognized since 2020. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which George T. is held by other top lawyers in the same geographic and legal practice area.
Dan Hugunine is a shareholder in Dentons Sirote’s Birmingham, Alabama office, where he is a member of the Corporate practice group. Dan frequently represents clients in the preparation and negotiation of product and services agreements, vendor and procurement contracts, and software licensing agreements. In addition, Dan counsels clients in many aspects of the financial services industries, addressing federal and state banking regulation, securities regulation, broker-dealer and investm...
As co-chair of the firm’s national consumer financial services practice , Chuck Washburn navigates the complex web of laws governing consumer financial services. Much of his work revolves around rules issued by the Consumer Financial Protection Bureau, created by the Dodd-Frank Act. In addition to proactively helping clients comply with laws, Chuck negotiates with CFPB staff attorneys and other representatives on behalf of clients who allegedly have violated compliance laws. He also int...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.