Best Lawyers in Florida, United States for Securities / Capital Markets Law

Carl A. Fornaris is Co-Chair of the firm's Financial Regulatory and Compliance Practice. With 20 years of legal experience, Carl concentrates his practice on the representation of financial services firms in all aspects of their business. In particular, he represents U.S. and non-U.S. firms on finance and corporate matters, and provides supervisory and compliance counseling for institutions regulated by the Federal Reserve, OCC, FDIC, FinCEN, CFPB, SEC, FINRA, Florida Office of Financial Regu...

Practicing law for over 20 years, founding partner Ray Driver focuses on corporate law (including mergers and acquisitions), business, contracts, venture capital and securities law. He represents clients in business acquisitions, dispositions and mergers, as well as providing ongoing counseling regarding business formation, corporate governance, contract law and ancillary legal issues. He also counsels clients in obtaining capital through private placements, venture capital investments and ot...

Enrique J. Martin is a top attorney recognized by Best Lawyers in the practice area(s) of Corporate Law, Leveraged Buyouts and Private Equity Law, Mergers and Acquisitions Law and Securities / Capital Markets Law. Enrique J., who practices law in Miami, Florida, has been recognized since 2008. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Enrique J. is held by other top lawyers in the same geographic and legal practice area.

Guy has over 40 years of trial experience with over 100 trials in State and Federal Courts, as well as dozens of trials conducted before arbitration panels. He primarily represents plaintiffs in complex commercial, securities, financial malpractice and consumer fraud litigation and in class actions, generally on a contingency fee basis. He also represents defendants in selected large, complex commercial disputes. He has successfully represented plaintiffs in numerous disputes against brokerag...

Ira N. Rosner has nearly three decades of experience helping entrepreneurs and corporate management teams create, fund, manage, grow and capitalize on their businesses. He has worked with a wide array of companies, ranging from start-up ventures to Fortune 100 enterprises, in industries including energy, manufacturing, high tech, life sciences, healthcare, retail, real estate, business outsourcing, telecommunications and insurance.

Michael M. Mills Jr. is a top attorney recognized by Best Lawyers in the practice area(s) of Mergers and Acquisitions Law and Securities / Capital Markets Law. Michael M., who practices law in Tampa, Florida, has been recognized since 2024. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Michael M. is held by other top lawyers in the same geographic and legal practice area.

With broad-ranging experience advising public and private companies, Esther Moreno focuses her practice on capital markets transactions, disclosure and corporate governance matters, and M&A transactions. She represents a range of clients on equity, high-yield, convertible debt, and Regulation S/offshore offerings. In addition, Esther advises public companies, boards of directors, and board committees on corporate governance matters, director responsibilities and fiduciary duties, executiv...

Drew Altman is a top attorney recognized by Best Lawyers in the practice area(s) of Securities / Capital Markets Law. Drew, who practices law in Miami, Florida, has been recognized since 2025. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Drew is held by other top lawyers in the same geographic and legal practice area.

Clint Gage is the managing member of the firm’s Ft. Lauderdale office. Clint has over twenty-five years of experience representing public and private companies in mergers and acquisitions, securities law compliance, capital markets, and general corporate matters. Clint also has extensive experience representing financial institutions in commercial loan transactions. Clint’s clients range in size from start-up enterprises to middle market publicly listed companies that conduct busi...

Patrick’s practice focuses on corporate financial transactions, including mergers and acquisitions, capital raises, and strategic partnerships. Patrick’s counsel covers company formation, initial capital structuring, corporate governance matters, all the way through exit of the company. Patrick organized and quarterbacked the merger and acquisition process for companies, and in other transactions separately advised the various stakeholders, including investors, entrepreneurs, exec...

Brad Houser's primary practice areas include corporate and banking, with a focus on securities and mergers and acquisitions matters. He has extensive experience with real estate investment trusts (REIT's) and special purpose acquisition corporations (SPAC's). Brad formerly served as the chair of the firm's Miami Corporate practice. He began his career as an attorney at the Securities and Exchange Commission in Washington, D.C. and has over 25 years of experience in handling a wide variety of ...