Best Lawyers for Securities / Capital Markets Law in Florida, United States

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Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law Venture Capital Law Corporate Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Securities Regulation Corporate Governance Law International Mergers & Acquisitions
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Law Corporate Governance Law International Trade and Finance Law Securities / Capital Markets Law Mergers and Acquisitions Law Securities Regulation
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Corporate Law Corporate Governance Law Mergers and Acquisitions Law Venture Capital Law Securities / Capital Markets Law
Lawyer
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Leveraged Buyouts and Private Equity Law
Lawyer
Guy M. Burns was awarded  "Lawyer of the Year" in

Guy M. Burns

Johnson, Pope, Bokor, Ruppel & Burns LLP
  • Location:
    Tampa, Florida
  • Practice Areas:
    Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Litigation - Securities Litigation - Banking and Finance Securities / Capital Markets Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Securities Regulation Mergers and Acquisitions Law Banking and Finance Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Financial Services Regulation Law Corporate Law Securities Regulation Securities / Capital Markets Law Banking and Finance Law
Lawyer
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    International Trade and Finance Law Mergers and Acquisitions Law Corporate Law Securities Regulation Corporate Governance Law Securities / Capital Markets Law Leveraged Buyouts and Private Equity Law
Lawyer
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Litigation - Construction Commercial Litigation Legal Malpractice Law - Defendants Appellate Practice Litigation - Antitrust Bet-the-Company Litigation Litigation - Intellectual Property Litigation - Banking and Finance Professional Malpractice Law - Defendants
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Compliance Law Securities Regulation Corporate Law Securities / Capital Markets Law Corporate Governance Law
Lawyer
  • Location:
    Tallahassee, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Tax Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Corporate Law Banking and Finance Law Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    West Palm Beach, Florida
  • Practice Areas:
    Commercial Litigation Securities Regulation Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Litigation - Securities Securities / Capital Markets Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Securities Regulation Corporate Governance Law
Lawyer
  • Location:
    Fort Lauderdale, Florida Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Corporate Compliance Law
Lawyer
  • Location:
    Orlando, Florida
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Securities Regulation
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Law Mergers and Acquisitions Law Corporate Governance Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    International Mergers & Acquisitions Corporate Law Corporate Governance Law Securities / Capital Markets Law Mergers and Acquisitions Law Leveraged Buyouts and Private Equity Law Private Funds / Hedge Funds Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Energy Law Corporate Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Corporate Compliance Law Securities / Capital Markets Law Corporate Governance Law Corporate Law
Lawyer
  • Location:
    Orlando, Florida
  • Practice Areas:
    Public Finance Law Securities / Capital Markets Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Law Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law Corporate Governance Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Entertainment Law - Motion Pictures and Television Commercial Litigation Litigation - Securities
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Mergers and Acquisitions Law Securities / Capital Markets Law

  • Location:
  • Practice Areas:

Practice Area Definition

Securities / Capital Markets Law Definition

Securities/Capital Markets Law is the practice area of lawyers who represent entities that issue securities to raise capital, security holders seeking to sell their securities, or banks and investment banks that underwrite and sell such securities. The entities that issue the securities are typically corporations, limited liability companies, limited partnerships, mutual funds, exchange traded funds (ETFs), grantor trusts, or real estate investment trusts (REITs). These entities may be U.S.- or non-U.S.-based. The types of securities that may be issued include common and preferred stock, secured and unsecured debt (which may be investment grade or “high-yield”), convertible debt securities, equity linked notes, securitized debt, limited partnership interests, American depositary receipts (representing stock of non-U.S. companies), commercial paper, and options and other derivatives related to such securities. These securities may be sold in public offerings or in private placements to institutional and sophisticated investors.

Lawyers in this area must have a comprehensive understanding of the federal securities laws administered by the SEC and the securities laws of the jurisdictions in which the securities will be sold, as well as the rules of the national securities exchanges and FINRA. A significant part of their practice is advising issuers and underwriters as to what information about the issuer and the securities being offered is “material” or otherwise required to be disclosed to prospective investors in the issuer’s disclosure documents and offering materials. Their ability to render effective disclosure advice requires extensive experience in dealing with issuers that have faced difficult disclosure issues as well as the ability to call on lawyers in other practice areas to help analyze the client’s issues that require specialized knowledge.

Sidley Austin LLP

Sidley Austin LLP logo

Securities/Capital Markets Law is the practice area of lawyers who represent entities that issue securities to raise capital, security holders seeking to sell their securities, or banks and investment banks that underwrite and sell such securities. The entities that issue the securities are typically corporations, limited liability companies, limited partnerships, mutual funds, exchange traded funds (ETFs), grantor trusts, or real estate investment trusts (REITs). These entities may be U.S.- or non-U.S.-based. The types of securities that may be issued include common and preferred stock, secured and unsecured debt (which may be investment grade or “high-yield”), convertible debt securities, equity linked notes, securitized debt, limited partnership interests, American depositary receipts (representing stock of non-U.S. companies), commercial paper, and options and other derivatives related to such securities. These securities may be sold in public offerings or in private placements to institutional and sophisticated investors.

Lawyers in this area must have a comprehensive understanding of the federal securities laws administered by the SEC and the securities laws of the jurisdictions in which the securities will be sold, as well as the rules of the national securities exchanges and FINRA. A significant part of their practice is advising issuers and underwriters as to what information about the issuer and the securities being offered is “material” or otherwise required to be disclosed to prospective investors in the issuer’s disclosure documents and offering materials. Their ability to render effective disclosure advice requires extensive experience in dealing with issuers that have faced difficult disclosure issues as well as the ability to call on lawyers in other practice areas to help analyze the client’s issues that require specialized knowledge.