Best Lawyers for Securities / Capital Markets Law in Florida, United States

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Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Mergers and Acquisitions Law Leveraged Buyouts and Private Equity Law Corporate Law Securities / Capital Markets Law Venture Capital Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    International Mergers & Acquisitions Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law Corporate Law Securities Regulation Corporate Governance Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Regulation International Trade and Finance Law Corporate Governance Law Securities / Capital Markets Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Governance Law Mergers and Acquisitions Law Venture Capital Law Corporate Law
Lawyer
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law Corporate Law
Lawyer
Guy M. Burns was awarded  "Lawyer of the Year" in

Guy M. Burns

Johnson, Pope, Bokor, Ruppel & Burns LLP
  • Location:
    Tampa, Florida
  • Practice Areas:
    Litigation - Regulatory Enforcement (SEC, Telecom, Energy) Litigation - Banking and Finance Securities / Capital Markets Law Litigation - Securities
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Securities / Capital Markets Law Securities Regulation Corporate Law Banking and Finance Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities Regulation Banking and Finance Law Corporate Law Financial Services Regulation Law Securities / Capital Markets Law
Lawyer
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law International Trade and Finance Law Mergers and Acquisitions Law Corporate Law Securities Regulation Corporate Governance Law
Lawyer
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Litigation - Antitrust Bet-the-Company Litigation Litigation - Banking and Finance Litigation - Intellectual Property Appellate Practice Litigation - Construction Commercial Litigation Legal Malpractice Law - Defendants Professional Malpractice Law - Defendants
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Compliance Law Corporate Law Securities / Capital Markets Law Corporate Governance Law Securities Regulation
Lawyer
  • Location:
    Tallahassee, Florida
  • Practice Areas:
    Tax Law Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Banking and Finance Law
Lawyer
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    West Palm Beach, Florida
  • Practice Areas:
    Litigation - Securities Securities Regulation Commercial Litigation Securities / Capital Markets Law Litigation - Regulatory Enforcement (SEC, Telecom, Energy)
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Securities Regulation Corporate Governance Law Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Miami, Florida Fort Lauderdale, Florida
  • Practice Areas:
    Corporate Law Corporate Compliance Law Securities / Capital Markets Law
Lawyer
  • Location:
    Orlando, Florida
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Location:
    Fort Lauderdale, Florida
  • Practice Areas:
    Corporate Law Securities Regulation Securities / Capital Markets Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law Corporate Governance Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Private Funds / Hedge Funds Law Mergers and Acquisitions Law Corporate Law International Mergers & Acquisitions Securities / Capital Markets Law Corporate Governance Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law Energy Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Corporate Law Corporate Governance Law Securities / Capital Markets Law Corporate Compliance Law
Lawyer
  • Location:
    Orlando, Florida
  • Practice Areas:
    Public Finance Law Securities / Capital Markets Law
Lawyer
  • Location:
    Tampa, Florida
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law Corporate Governance Law Leveraged Buyouts and Private Equity Law
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Entertainment Law - Motion Pictures and Television Commercial Litigation Litigation - Securities
Lawyer
  • Location:
    Miami, Florida
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law

  • Location:
  • Practice Areas:

Practice Area Definition

Securities / Capital Markets Law Definition

Securities/Capital Markets Law is the practice area of lawyers who represent entities that issue securities to raise capital, security holders seeking to sell their securities, or banks and investment banks that underwrite and sell such securities. The entities that issue the securities are typically corporations, limited liability companies, limited partnerships, mutual funds, exchange traded funds (ETFs), grantor trusts, or real estate investment trusts (REITs). These entities may be U.S.- or non-U.S.-based. The types of securities that may be issued include common and preferred stock, secured and unsecured debt (which may be investment grade or “high-yield”), convertible debt securities, equity linked notes, securitized debt, limited partnership interests, American depositary receipts (representing stock of non-U.S. companies), commercial paper, and options and other derivatives related to such securities. These securities may be sold in public offerings or in private placements to institutional and sophisticated investors.

Lawyers in this area must have a comprehensive understanding of the federal securities laws administered by the SEC and the securities laws of the jurisdictions in which the securities will be sold, as well as the rules of the national securities exchanges and FINRA. A significant part of their practice is advising issuers and underwriters as to what information about the issuer and the securities being offered is “material” or otherwise required to be disclosed to prospective investors in the issuer’s disclosure documents and offering materials. Their ability to render effective disclosure advice requires extensive experience in dealing with issuers that have faced difficult disclosure issues as well as the ability to call on lawyers in other practice areas to help analyze the client’s issues that require specialized knowledge.

Sidley Austin LLP

Sidley Austin LLP logo

Securities/Capital Markets Law is the practice area of lawyers who represent entities that issue securities to raise capital, security holders seeking to sell their securities, or banks and investment banks that underwrite and sell such securities. The entities that issue the securities are typically corporations, limited liability companies, limited partnerships, mutual funds, exchange traded funds (ETFs), grantor trusts, or real estate investment trusts (REITs). These entities may be U.S.- or non-U.S.-based. The types of securities that may be issued include common and preferred stock, secured and unsecured debt (which may be investment grade or “high-yield”), convertible debt securities, equity linked notes, securitized debt, limited partnership interests, American depositary receipts (representing stock of non-U.S. companies), commercial paper, and options and other derivatives related to such securities. These securities may be sold in public offerings or in private placements to institutional and sophisticated investors.

Lawyers in this area must have a comprehensive understanding of the federal securities laws administered by the SEC and the securities laws of the jurisdictions in which the securities will be sold, as well as the rules of the national securities exchanges and FINRA. A significant part of their practice is advising issuers and underwriters as to what information about the issuer and the securities being offered is “material” or otherwise required to be disclosed to prospective investors in the issuer’s disclosure documents and offering materials. Their ability to render effective disclosure advice requires extensive experience in dealing with issuers that have faced difficult disclosure issues as well as the ability to call on lawyers in other practice areas to help analyze the client’s issues that require specialized knowledge.