Best Lawyers in America for Corporate Governance and Compliance Law

Joanne Grimes is a Partner in the firm’s Honolulu Office and is licensed to practice law in Hawaii and Guam. She has over two decades of experience in representing institutional businesses, nonprofit organizations, and private and charitable trusts in matters involving governance, employment & employee benefits, procurement, contracts, proprietary rights protection, fiduciary duties and trust administration. Ms. Grimes is a Certified Financial Planner™ professional and is acti...

"He is an effective negotiator and effectively uses relationships to obtain optimal results for clients. He has early recognition of cases for trial settings and/or settlement, sees the big picture and creates strategies for the future to protect the client." -Patricia Bligh, Chubb & Son, Inc.

Aaron Harmon has built a strong reputation in Arizona’s entrepreneurial community as a lawyer who provides practical counsel to founders, executives and investors alike. Aaron represents startups, established companies and investors in angel, venture capital and private equity financings, in mergers and acquisitions, in negotiating and drafting commercial contracts, and in general corporate and commercial matters. Aaron began his legal career as a judicial clerk for Chancellor William B...

Manning Unger, co-managing member of the firm’s Charleston office, practices in the areas of business, mergers and acquisitions, securities, financial services, economic incentives, and commercial real estate law. Equipped with an MBA and a law degree, Manning has a passion for helping his clients with business deals and diving into the details to better advise them. His work consists of providing advice structuring, negotiating, documenting, and closing deals, as well as acting as a co...

Timothy J. Tracy is a lawyer recognized by Best Lawyers in the practice areas of Corporate Compliance Law, Corporate Governance Law, Corporate Law and Mergers and Acquisitions Law. Timothy J. practices law in Birmingham, Alabama Best Lawyers has recognized Timothy J. Tracy since 2007. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in which Timothy J. Tracy is held ...

Howard is the leader of the firm’s Capital Markets Group. He specializes in counseling both public and private companies involved in equity and debt financings, including IPOs and follow-on public offerings as well as private placements, and regularly advises clients regarding ongoing corporate governance and disclosure matters, stock exchange listing standards and Sarbanes-Oxley Act and Dodd-Frank Act compliance. Howard advises companies in a number of industries including real estate ...

Keith Parsons is a partner in the Corporate Practice Group. He focuses on public finance. Keith has more than 35 years of experience and knowledge of the legal needs of public and private sector clients in the areas of public finance, federal and state securities law, and business transactions. Keith works primarily on tax analysis under Section 103 of the Internal Revenue Code. He has worked on traditional bond issues for cities and counties, private activity bonds, school bond issues, 501(c...

Jim Wall represents entrepreneurs and businesses in a wide array of transactions and governance issues. He has significant experience representing health care providers and other clients in the health care field including owners and managers of long-term care facilities, management service organizations, providers of clinical research and local management entities. He has extensive experience helping providers and MSOs navigate North Carolina’s corporate practice of medicine doctrine. H...

Daniel J. Fritze is a lawyer recognized by Best Lawyers in the practice areas of Corporate Governance Law, Corporate Law, Mergers and Acquisitions Law, Securities / Capital Markets Law and Securities Regulation. Daniel J. practices law in Columbia, South Carolina Best Lawyers has recognized Daniel J. Fritze since 2008. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard...

Mr. Erwin focuses his practice on mergers and acquisitions, biotechnology and health care. Mr. Erwin's clients include both foreign and domestic businesses in the industrial and service sectors, as well as technology companies and health care providers. He regularly serves as counsel and legal advisor to corporations, other businesses and health care providers on a variety of issues, including: Stock and asset purchases and sales, mergers, acquisitions and similar transactions, Strategic join...

Authority on consumer finance regulation and law. Decade of government bank regulatory service. Develops multidisciplinary solutions for consumer finance companies and banks. With deep understanding of consumer finance law and markets, Sarah Auchterlonie ensures that transactions and consumer product offerings achieve her clients’ compliance, effectiveness and growth goals. As an advocate in Congress or with federal and state agencies, she brings a decade of government service with fede...

Benjamin Cooke is a partner in Hahn Loeser’s Business Practice Area. He has a wide range of experience representing both private sellers and buyers in M&A transactions and has advised numerous buyers in management group buyouts, corporate divestitures, and spin-offs. Benjamin represents private equity and independent deal sponsors and serves as outside general counsel to private companies both in Ohio and nationally, where he handles all contract and transactional matters including ...

Brad Whitlock focuses his practice on representing a wide variety of business clients. He has experience in a broad scope of business transactions, including mergers and acquisitions, debt and equity securities financings, complex company formation, contracts, employment matters, corporate governance issues and numerous other legal arrangements and agreements. In many instances, Mr. Whitlock serves as an outside general counsel for his clients, helping them with both business and legal issues...

Edward L. Dowd Jr. is a litigator who defends corporations, professional service firms and individuals in high-stakes, complex civil, and white collar criminal cases and investigations. He represents clients with the U.S. Attorneys’ Offices, the SEC, DOJ, EPA,, IRS, Health and Human Services and other federal and state agencies. In addition, Ed works with companies to strengthen corporate compliance in order to avoid the initial missteps that result in investigations and trials. Ed&rsqu...

Nathaniel M. Cartmell III is a lawyer recognized by Best Lawyers in the practice areas of Corporate Compliance Law, Corporate Governance Law, Corporate Law, Mergers and Acquisitions Law and Securities / Capital Markets Law. Nathaniel M. practices law in San Francisco, California Best Lawyers has recognized Nathaniel M. Cartmell III since 2005. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflect...

Mr. Schnell focuses on U.S. and international mergers and acquisitions. He also advises on private equity, anti-takeover preparedness and shareholder activism, financings and corporate governance. Mr. Schnell has been named as one of the leading lawyers practicing in the U.S. and has been recognized globally and in the U.S. as a leading lawyer in areas such as M&A, private equity, finance, corporate, corporate governance, health care and Latin America. Surveys that recognize Mr. Schnell i...