Find Lawyers in America for Corporate Governance and Compliance Law
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Corporate Governance and Compliance Law - America
Barry Abelson concentrates his practice in securities, mergers and acquisitions, and private equity transactions. Barry represents issuers, underwriters and investors in public and private offerings of equity and debt securities and acquisitions and dispositions of public and private companies. Boards of directors, independent board committees and the senior management of companies also rely on Barry for strategic, governance, disclosure and transactional matters. Barry serves on the board of...
Barry Adkins is a shareholder in the tax and tax transactional section. His practice involves advising private companies and their owners regarding general business planning, including asset protection, succession planning and compensation planning, as well as entity organization and governance. Barry has extensive experience representing professional service firms with an emphasis on healthcare, including structuring issues, joint venture arrangements, compensation planning, buy-in arrangeme...
Sonny Allison, a partner in the firm's Business practice, focuses his practice on mergers and acquisitions, corporate finance and securities, private equity and venture capital. Sonny regularly counsels public and private companies and private equity funds in corporate transactions, corporate governance matters and securities law compliance matters. His clients range in size from small start-ups to Fortune 100 companies. He has extensive experience with public and private mergers and acquisit...
Allen D. Altman focuses his practice in the areas of complex estate, gift and GST tax planning for high-net-worth individuals and family units. He is experienced in issues dealing with executive compensation, stockholder agreements and nonqualified deferred compensation. Allen proactively develops and implements tax and estate planning strategies for his clients. In addition, he provides practical recommendations and structures that draw on his experience representing a wide variety of family...
Eric Amstutz concentrates his practice in advising businesses; the negotiation, drafting and analysis of complex agreements, including business mergers, acquisitions, dispositions, joint ventures and spin-offs; board governance, issues, including for public companies; insolvency-related matters; equity and debt securities offerings; government-private sector transactions; and business practice assistance in litigation.
David G. Angerbauer is a transactional lawyer and former general counsel at Dentons Durham Jones Pinegar. He specializes in private funds, mergers and acquisitions, opportunity zones, corporate law, securities offerings, commercial contracts and complex business transactions. Mr. Angerbauer has extensive experience representing highly-visible, highly-regulated clients, including Porsche, Medtronic, EnergySolutions, Tesla and First Interstate BancSystem. Having served as General Counsel and Ch...
Authority on consumer finance regulation and law. Decade of government bank regulatory service. Develops multidisciplinary solutions for consumer finance companies and banks. With deep understanding of consumer finance law and markets, Sarah Auchterlonie ensures that transactions and consumer product offerings achieve her clients’ compliance, effectiveness and growth goals. As an advocate in Congress or with federal and state agencies, she brings a decade of government service with fede...
Jonathan Awner serves as Co-Chair of Akerman’s Corporate Practice Group. Ranked by Best Lawyers in America , Chambers USA , and The Legal 500 as a preeminent corporate lawyer, Jonathan Awner advises clients in automotive retail, aviation, distribution, hospitality, logistics, manufacturing, services, technology, waste management and other industries. Described by a client quoted in Chambers USA as a “top-notch” lawyer who is “smart, hard-working and practical,” J...
Ms. Azurin concentrates her practice in the areas of corporate, commercial and health law, including business and not-for-profit corporation formation and restructuring, mergers and acquisitions and corporate finance. As the firm’s Not-For-Profit Practice Team Leader, Ms. Azurin also counsels not-for-profit and health care clients on a broad array of issues, including corporate governance, compliance and other transactional arrangements.
Chester E. Bacheller is a transactional lawyer practicing in the areas of securities, mergers and acquisitions and finance including, venture capital financing. The majority of Mr. Bacheller's practice has centered on representing companies and investors in various corporate and financial transactions. He has substantial experience in a wide range of corporate, securities and banking matters, including: public offerings of securities registered under the federal and state securities laws; cor...
Greg Baldwin practices in the areas of complex commercial litigation and white collar criminal defense. He specializes in the Foreign Corrupt Practices Act, USA PATRIOT Act, the Bank Secrecy Act, the Money Laundering Control Act, and OFAC regulations, as well as anti-money laundering and OFAC compliance program development and implementation. Mr. Baldwin is a Certified Anti-Money Laundering Specialist. Mr. Baldwin has been a frequent speaker and lecturer on anti-money laundering criminal and ...
Rick Bange is a member of Moore & Van Allen’s Corporate group. The focus of Rick’s practice is representing private equity sponsors and public and private companies in evaluating, structuring and negotiating mergers and acquisitions and investment transactions, including leveraged buyouts, growth equity investments, mergers, stock and asset acquisitions and sales, mezzanine investments and recapitalizations. In addition to his work in the areas of private equity, venture capit...
Bill Banowsky focuses his practice on complex business litigation and arbitration, securities litigation, and corporate governance investigations. He also represents national and international energy industry clients in various disputes involving contract rights and business torts. In recent years, he has become involved in numerous disputes representing healthcare providers including hospitals, ambulatory surgery centers, medical device suppliers, physician groups and ancillary providers. Mr...
Mr. Barge focuses his practice in corporate and business tax planning and international, federal, state, and local tax controversies. He has extensive experience involving a variety of international, federal, state and multi-state income and franchise tax issues (including unitary income taxation) relating to corporate and partnership acquisitions, dispositions, restructurings, planning transactions and controversies at the audit, appeal and litigation stages. Mr. Barge has structured numerou...
Ben Barkley advises public and private clients in a broad range of corporate finance transactions and securities regulatory matters, including: mergers and acquisitions public offerings and private placements of debt and equity securities venture capital and private equity investments compliance with securities disclosure obligations corporate governance corporate restructurings, recapitalizations and distressed situations joint ventures and strategic alliances special committee, board and in...
Consistently labeled a “rising” and “future star” by nationwide legal directories, Karl R. Barnickol has cultivated an extensive litigation practice that mainly concerns the defense of complex mass tort and class action cases. In particular, Karl handles fraud and negligence claims against content providers and software developers, securities and corporate governance litigation, and civil and criminal antitrust investigations and actions. However, his practice is not l...
Mr. Barton practices business law, representing both public and private clients in a variety of transactions and specializing in middle-market company M&A, reorganizations, and work-outs. Mr. Barton has extensive experience in both domestic and international transactions, including Australia, Canada, and Mexico. From 1992 to 1997, Mr. Barton was vice president, general counsel, and secretary of Sizzler and remained in charge of the company’s legal affairs throughout its chapter 11 r...
Jeff has a business-focused practice specializing in the areas of corporate law, banking and financial services, commercial finance, real estate and land use law. He advises a wide array of clients in all phases of institutional lending, including loan structuring, negotiating and drafting credit transaction documentation. Additionally, he provides advice to a variety of business clients regarding general corporate transactions, including organizational, development, funding and start-up issu...
Keith has substantial experience litigating complex commercial matters in a variety of contexts, including business torts, injunctive proceedings, legal malpractice defense, and claims against directors and officers. He has served as lead counsel in the defense of class actions. Additionally, Keith represents broker-dealers and investment professionals in the litigation, arbitration, and regulatory arenas. He has been involved in evidentiary injunctive matters on a broad range of issues, incl...
Douglas F. Behm practices complex civil litigation, white collar criminal defense, government regulatory agency defense, and corporate internal investigations and compliance. He has extensive trial and appellate court experience. Mr. Behm began his career as an assistant district attorney in Kings County (Brooklyn), New York in 1974. From 1977 to 1987 he served as an attorney with the United States Department of Justice in New York City (Eastern District). While with the Justice Department, h...
Karl Belgum is an experienced business litigator with a track record of successfully representing clients in complex, high-stakes lawsuits. What do you focus on? As a litigation veteran with over 30 years of experience, I have enjoyed working with business clients on a wide variety of matters including securities, corporate governance, false claims, antitrust and intellectual property, as plaintiff and defendant. More recently I have been involved in matters involving privacy and data securit...
Sarah W. Benedict is a corporate attorney in Ireland Stapleton’s business law practice group. Sarah represents business clients looking to execute on their strategic growth, reorganization, and succession planning. She provides practical, strategic advice to clients in connection with mergers and acquisitions, contract negotiations, real estate transactions, corporate governance, software licenses, and other legal transactions. Sarah also works with both issuers and investors in connect...
Guides the strategic direction of the firm as managing partner. Twenty-five years of litigation experience. Develops innovative and practical solutions to solve complex problems. As Brownstein’s managing partner and a member of its executive committee, Rich works closely with clients, attorneys, policy advisors, staff and industry and community leaders to drive the firm’s strategic growth and development. From leading new ways to enhance client value to building and retaining a di...
Mr. Berdan provides practical solutions to complex issues associated with corporation finance and merger and acquisition transactions, helping large and small businesses and their owners efficiently achieve their goals and objectives. He also counsels management teams and boards of directors with respect to public disclosure matters and their fiduciary duties generally, including in relation to unsolicited and hostile acquisition proposals. Mr. Berdan focuses his transactional practice on neg...
Howard is the leader of the firm’s Capital Markets Group. He specializes in counseling both public and private companies involved in equity and debt financings, including IPOs and follow-on public offerings as well as private placements, and regularly advises clients regarding ongoing corporate governance and disclosure matters, stock exchange listing standards and Sarbanes-Oxley Act and Dodd-Frank Act compliance. Howard advises companies in a number of industries including real estate ...
David W. Bernstein is counsel in the firm's New York office. As a Mergers and Acquisitions transactional and securities lawyer, Mr. Bernstein has advised publicly held and privately owned U.S. and foreign clients in a variety of industries, including homebuilding, real estate finance, automotive, financial institutions, private equity, transportation, hotels, and gaming, with regard to mergers and acquisitions, joint ventures, securities transactions, corporate governance, and general day to ...
Sarah’s practice encompasses the areas of business planning, general corporate and securities matters, mergers and acquisitions and secured lending. She has significant experience counseling both public and private clients in connection with strategic transactions, including asset and stock acquisitions and dispositions, mergers, joint ventures, recapitalizations, reorganizations, tender offers, going private transactions, stock-for-stock acquisitions and acquisitions of minority intere...
Steve Best is Chair of Brown Rudnick's White Collar Defense and Government Investigations group. He advises clients on all aspects of corporate governance including complex internal investigations, U.S. Securities and Exchange Commission enforcement, Foreign Corrupt Practices Act and Sarbanes-Oxley compliance strategies, grand jury and independent counsel investigations, parallel proceedings, complex civil litigation, and trial practice before federal and state tribunals. Steve has represente...
Robert S. Bick possesses extensive corporate law experience, having completed hundreds of merger, acquisition, divestiture, going private, financing, and related transactions. For more than thirty years, he has represented clients of all sizes across a range of industries in corporate and business law matters. Robert counsels and represents public and private companies, entrepreneurs, venture capital and private equity groups, boards of directors and business owners on matters related to corp...
Truman's practice is focused in the areas of international asset financing, banking, structured finance and insolvency. He has represented lessees, lenders, developers, owners, underwriters and equity investors in infrastructure transactions. In addition, he has represented major banks, domestic and foreign corporations, investment banks, and domestic and foreign lenders in a broad spectrum of financial transactions.
Harvey practices primarily in the areas of international and domestic corporate finance and domestic corporate governance, investment management law, securities law, including the Investment Company Act and Investment Advisers Act, and corporation, limited liability company and partnership law. Harvey counsels domestic and foreign clients, and advises clients respecting domestic and offshore investments and transactions. Harvey was formerly an associate professor of law at The University of V...
Brian Blaney concentrates his practice on corporate and securities law, mergers and acquisitions, and private equity investments. Brian has extensive experience in capital markets transactions including public and private offerings of equity and debt securities. Brian regularly advises public companies on mergers and acquisitions as well as on compliance with SEC reporting requirements, stock exchange listing rules, and general corporate matters. In addition to advising companies in a broad r...
Dennis J. Block is the Senior Chairman of the firm’s Global Corporate M&A Practice. He has handled numerous mergers and acquisitions transactions - both hostile and friendly - on behalf of acquirers, targets, and investment banks. The range of transactions handled by Dennis includes mergers, acquisitions, proxy contests, joint ventures, third-party tender offers, self-tender offers, and spin offs, and other forms of corporate restructurings and financings. As a corporate counselor, ...
Managing Director of the Private Equity Practice at Dickinson Wright PLLC. Mr. Bolton has extensive experience in all areas of corporate finance, private equity, mergers & acquisitions and securities. He has represented companies in a wide variety of transactions, including IPO and "going private" transactions, mergers, asset acquisitions or divestitures, recapitalizations, MBOs and LBOs. Mr. Bolton has also represented the sponsors of private equity and mezzanine funds in the organizatio...
Brad Boone has more than 34 years of experience focusing on income tax law of corporations, partnerships and individuals on the federal, state and local levels. He represents clients before the Internal Revenue Service and the Kentucky Department of Revenue. He also handles complex business transactions including acquisitions, dispositions, restructurings, contracts and agreements. His practice also includes representing various tax exempt organizations. The types of businesses that Mr. Boone...
Andrew Bor, a partner in the firm’s Business practice, has over 30 years of experience providing counsel in the areas of corporate governance and securities regulation, corporate finance, mergers and acquisitions and strategic divestitures and spin-offs. He also handles significant strategic assignments for a number of public companies, boards of directors and special committees, including advising on relationships with activist shareholders, proxy contests, evaluating strategic alterna...
Neal Brackett is valued for devising and executing legal solutions and plans of action to help his clients navigate complex issues. As an experienced white collar criminal defense attorney, Neal provides counsel in a manner that is understandable, workable and effective. Neal concentrates his practice on white collar criminal defense, government and internal investigations, corporate monitorships and general commercial litigation. He understands the importance of problem-solving in a way that...
Michael A. Branca focuses his practice on construction and government contract law. Mr. Branca's practice includes the representation of general and prime contractors, construction managers, and other members of the construction and government contract industries. Mr. Branca has provided a wide range of services to his clients, including the review and negotiation of contract documents, contract administration support and guidance, and the preparation and litigation of bid protests and claims...
Jason Brauser advises businesses and investors in a variety of industries, notably manufacturing, health care and information technology, with respect to a variety of strategic transactions, such as mergers and acquisitions, divestitures, equity compensation, and debt and equity financings. Jason also works with early-stage companies on business formation and founders’ issues, and seed round and venture capital financings.
Wallace (Wally) Brockhoff focuses on mergers and acquisitions, corporate finance and securities involving a broad range of public and private middle-market companies, with a particular focus on agribusiness, ESOP and entrepreneur-owned companies. Wally brings a practical, client-driven approach to business transactions with a laser focus on accomplishing the client’s goals for the transaction. Wally is also a co-leader of the Lathrop & Gage Corporate Team.
David A. Brown focuses his practice on securities regulation, public and private mergers and acquisitions, public and private corporate finance transactions, friendly and hostile tender offers, proxy contests, going-private transactions, public company investments and general corporate matters. He has extensive experience and knowledge in the federal securities laws, including the SEC’s tender offer rules, proxy rules, going private rules and the beneficial ownership rules. Dave regular...
David Brown is co-chair of the firm’s corporate practice area, which includes its corporate, energy, finance, health care, real estate and public policy groups, and a partner in the Financial Services & Products Group, which he previously led. His practice focuses on mergers and acquisitions, corporate governance, securities disclosure, and payment system and other technology transactions, with an emphasis on the financial services, technology and telecommunications industries. Davi...
Stephen Brown focuses his practice on business formation and structuring, wealth transfer planning, and litigation involving fiduciaries, trusts, estates and guardianships. He is a Board Certified Specialist in Estate Planning and Probate Law. Stephen regularly advises individuals on a range of estate planning strategies, including the use of simple and complex trust arrangements to achieve their personal and charitable objectives in a tax advantaged manner. He also has extensive experience a...
James Bruce represents clients in mergers and acquisitions, joint ventures and other business transactions. He advises Fortune 500 companies as well as middle-market and emerging growth companies in a broad range of industries, including aerospace, paper and packaging, technology, distribution, renewable energy, resort development, hospitality and leisure, retail, transportation and logistics, health care and media. Mr. Bruce also represents private equity and venture capital firms, strategic...
Ben has a business-focused practice specializing in the areas of banking and financial services, commercial finance, real estate and corporate law. He advises a wide array of clients in all phases of institutional lending, including loan structuring, negotiating and drafting credit transaction documentation. Additionally, he regularly advises commercial lenders and borrowers with regard to judicial and non-judicial foreclosure proceedings, UCC enforcement, bankruptcy, and has extensive experi...
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