Best Lawyers for Securities / Capital Markets Law in Seattle, Washington

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Lawyer
  • Recognized Since: 2003
  • Location:
    Seattle, Washington
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Corporate Governance Law
Lawyer
  • Recognized Since: 1983
  • Location:
    Seattle, Washington
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Franchise Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Seattle, Washington
  • Practice Areas:
    Private Funds / Hedge Funds Law Corporate Law Venture Capital Law Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2009
  • Location:
    Seattle, Washington
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Recognized Since: 2016
  • Location:
    Seattle, Washington
  • Practice Areas:
    Corporate Law Financial Services Regulation Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2019
  • Location:
    Seattle, Washington
  • Practice Areas:
    Commercial Litigation Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2022
  • Location:
    Seattle, Washington
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Corporate Governance Law Business Organizations (including LLCs and Partnerships)
Lawyer
  • Recognized Since: 2007
  • Location:
    Seattle, Washington
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2019
  • Location:
    Seattle, Washington
  • Practice Areas:
    Corporate Law Corporate Governance Law Securities / Capital Markets Law Commercial Finance Law Mergers and Acquisitions Law Corporate Compliance Law
Lawyer
  • Recognized Since: 1993
  • Location:
    Seattle, Washington
  • Practice Areas:
    Financial Services Regulation Law Securities / Capital Markets Law Securities Regulation Mergers and Acquisitions Law Private Funds / Hedge Funds Law Corporate Law Corporate Governance Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Seattle, Washington
  • Practice Areas:
    Securities / Capital Markets Law Venture Capital Law Corporate Law Corporate Governance Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2012
  • Location:
    Seattle, Washington
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law Corporate Law Securities Regulation Corporate Governance Law
Lawyer
  • Recognized Since: 2010
  • Location:
    Seattle, Washington
  • Practice Areas:
    Employee Benefits (ERISA) Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Seattle, Washington
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Compliance Law Corporate Law Securities / Capital Markets Law Corporate Governance Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Seattle, Washington
  • Practice Areas:
    Securities / Capital Markets Law Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Trusts and Estates
Lawyer
  • Recognized Since: 1995
  • Location:
    Seattle, Washington
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Recognized Since: 2007
  • Location:
    Seattle, Washington
  • Practice Areas:
    Corporate Law Business Organizations (including LLCs and Partnerships) Corporate Governance Law Securities / Capital Markets Law Mergers and Acquisitions Law Securities Regulation

  • Recognized Since: Ones to Watch Since:
  • Location:
  • Practice Areas:

Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.

Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.

Practice Area Definition

Securities / Capital Markets Law Definition

Securities/Capital Markets Law is the practice area of lawyers who represent entities that issue securities to raise capital, security holders seeking to sell their securities, or banks and investment banks that underwrite and sell such securities. The entities that issue the securities are typically corporations, limited liability companies, limited partnerships, mutual funds, exchange traded funds (ETFs), grantor trusts, or real estate investment trusts (REITs). These entities may be U.S.- or non-U.S.-based. The types of securities that may be issued include common and preferred stock, secured and unsecured debt (which may be investment grade or “high-yield”), convertible debt securities, equity linked notes, securitized debt, limited partnership interests, American depositary receipts (representing stock of non-U.S. companies), commercial paper, and options and other derivatives related to such securities. These securities may be sold in public offerings or in private placements to institutional and sophisticated investors.

Lawyers in this area must have a comprehensive understanding of the federal securities laws administered by the SEC and the securities laws of the jurisdictions in which the securities will be sold, as well as the rules of the national securities exchanges and FINRA. A significant part of their practice is advising issuers and underwriters as to what information about the issuer and the securities being offered is “material” or otherwise required to be disclosed to prospective investors in the issuer’s disclosure documents and offering materials. Their ability to render effective disclosure advice requires extensive experience in dealing with issuers that have faced difficult disclosure issues as well as the ability to call on lawyers in other practice areas to help analyze the client’s issues that require specialized knowledge.

Sidley Austin LLP

Sidley Austin LLP logo

Securities/Capital Markets Law is the practice area of lawyers who represent entities that issue securities to raise capital, security holders seeking to sell their securities, or banks and investment banks that underwrite and sell such securities. The entities that issue the securities are typically corporations, limited liability companies, limited partnerships, mutual funds, exchange traded funds (ETFs), grantor trusts, or real estate investment trusts (REITs). These entities may be U.S.- or non-U.S.-based. The types of securities that may be issued include common and preferred stock, secured and unsecured debt (which may be investment grade or “high-yield”), convertible debt securities, equity linked notes, securitized debt, limited partnership interests, American depositary receipts (representing stock of non-U.S. companies), commercial paper, and options and other derivatives related to such securities. These securities may be sold in public offerings or in private placements to institutional and sophisticated investors.

Lawyers in this area must have a comprehensive understanding of the federal securities laws administered by the SEC and the securities laws of the jurisdictions in which the securities will be sold, as well as the rules of the national securities exchanges and FINRA. A significant part of their practice is advising issuers and underwriters as to what information about the issuer and the securities being offered is “material” or otherwise required to be disclosed to prospective investors in the issuer’s disclosure documents and offering materials. Their ability to render effective disclosure advice requires extensive experience in dealing with issuers that have faced difficult disclosure issues as well as the ability to call on lawyers in other practice areas to help analyze the client’s issues that require specialized knowledge.