Best Lawyers for Litigation - Securities in Salt Lake City, Utah

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Lawyer
  • Recognized Since: 2008
  • Location:
    Salt Lake City, Utah
  • Practice Areas:
    Commercial Litigation Trade Secrets Law Bet-the-Company Litigation Litigation - Intellectual Property Litigation - Securities Appellate Practice Litigation - Patent
Lawyer
  • Recognized Since: 2007
  • Location:
    Salt Lake City, Utah
  • Practice Areas:
    Trade Secrets Law Litigation - Securities Appellate Practice Commercial Litigation Litigation - Antitrust Bet-the-Company Litigation
Lawyer
  • Recognized Since: 2010
  • Location:
    Salt Lake City, Utah
  • Practice Areas:
    Commercial Litigation Labor Law - Management Employment Law - Management Litigation - Labor and Employment Litigation - Securities Legal Malpractice Law - Defendants Bet-the-Company Litigation Labor Law - Union Employment Law - Individuals
Lawyer
  • Recognized Since: 2001
  • Location:
    Salt Lake City, Utah
  • Practice Areas:
    Administrative / Regulatory Law Litigation - Intellectual Property Litigation - Environmental Litigation - Antitrust Commercial Litigation Litigation - Securities

  • Recognized Since: Ones to Watch Since:
  • Location:
  • Practice Areas:

Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.

Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.

Practice Area Definition

Litigation - Securities Definition

Securities litigation involves a wide range of disputes, including shareholder class actions, which frequently are premised on claims of fraud, challenges to mergers and acquisitions, charges that public auditing firms have violated securities laws, arbitrations against broker-dealers, derivative actions against directors and officers, internal investigations of businesses, and the defense of companies and individuals targeted by various federal and state regulatory agencies, such as the Securities and Exchange Commission (SEC) or the Commodity Futures Trading Commission (CFTC). These disputes are litigated in diverse venues, including federal and state courts, administrative hearings and private arbitrations, which may proceed under the auspices of self-regulatory organizations, such as the Financial Industry Regulatory Authority.

Regardless of the setting, a securities litigator must be a persuasive advocate who works to achieve the best possible outcome for the client. To do that, an attorney practicing in the area of securities litigation must understand the client’s legal and business needs, and also have a comprehensive understanding of federal and state securities laws and regulations, and related common law. Securities law has evolved dramatically over the past two decades and continues to develop. For example, just recently in June 2011, the United States Supreme Court in Janus Capital Group, Inc. v. First Derivative Traders, No. 09-525, narrowed the scope of primary liability in federal securities fraud actions to those with “ultimate authority” over the allegedly false statements.

Securities disputes frequently spawn parallel civil, regulatory or even criminal actions or investigations. Effective securities litigators rely on experience and judgment to zealously represent clients while remaining sensitive to the potential implications of positions or strategies to those clients in other settings.
Securities litigation involves a wide range of disputes, including shareholder class actions, which frequently are premised on claims of fraud, challenges to mergers and acquisitions, charges that public auditing firms have violated securities laws, arbitrations against broker-dealers, derivative actions against directors and officers, internal investigations of businesses, and the defense of companies and individuals targeted by various federal and state regulatory agencies, such as the Securities and Exchange Commission (SEC) or the Commodity Futures Trading Commission (CFTC). These disputes are litigated in diverse venues, including federal and state courts, administrative hearings and private arbitrations, which may proceed under the auspices of self-regulatory organizations, such as the Financial Industry Regulatory Authority.

Regardless of the setting, a securities litigator must be a persuasive advocate who works to achieve the best possible outcome for the client. To do that, an attorney practicing in the area of securities litigation must understand the client’s legal and business needs, and also have a comprehensive understanding of federal and state securities laws and regulations, and related common law. Securities law has evolved dramatically over the past two decades and continues to develop. For example, just recently in June 2011, the United States Supreme Court in Janus Capital Group, Inc. v. First Derivative Traders, No. 09-525, narrowed the scope of primary liability in federal securities fraud actions to those with “ultimate authority” over the allegedly false statements.

Securities disputes frequently spawn parallel civil, regulatory or even criminal actions or investigations. Effective securities litigators rely on experience and judgment to zealously represent clients while remaining sensitive to the potential implications of positions or strategies to those clients in other settings.