Best Lawyers Near You in Rochester, New York for Litigation - Securities
New York City is one of the most active and complex legal markets in the world. With a dense network of courts, regulations and high-stakes legal matters across every industry, navigating the legal system here requires more than just any attorney—it requires the right one.
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This page serves as a targeted directory for users looking to find a lawyer in New York. Each attorney listed has been recognized in the most recent edition of Best Lawyers—a distinction based entirely on peer nominations and evaluations.
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Legal Help by Practice Area
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Every attorney on this page has earned a place through Best Lawyers’ rigorous annual peer-review process—one of the most trusted selection methods in the legal profession.
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To be listed, an attorney must:
- Be nominated by another legal professional
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Start Your Search
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Begin your search by selecting your legal focus. Then explore profiles, compare qualifications and connect with an attorney in New York who’s already earned the trust of the legal community.
Practice Area Overview
Regardless of the setting, a securities litigator must be a persuasive advocate who works to achieve the best possible outcome for the client. To do that, an attorney practicing in the area of securities litigation must understand the client’s legal and business needs, and also have a comprehensive understanding of federal and state securities laws and regulations, and related common law. Securities law has evolved dramatically over the past two decades and continues to develop. For example, just recently in June 2011, the United States Supreme Court in Janus Capital Group, Inc. v. First Derivative Traders, No. 09-525, narrowed the scope of primary liability in federal securities fraud actions to those with “ultimate authority” over the allegedly false statements.
Securities disputes frequently spawn parallel civil, regulatory or even criminal actions or investigations. Effective securities litigators rely on experience and judgment to zealously represent clients while remaining sensitive to the potential implications of positions or strategies to those clients in other settings.
Corporate Law & Commercial Litigation Legal Guide 2025
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Rick’s practice is focused on representing companies and individuals involved in complex litigation matters. Rick is experienced in a variety of high-stakes litigation areas, including complex commercial litigation, intellectual property litigation, securities claims and derivative litigation, fiduciary obligations, and corporate governance disputes. Rick has handled all phases of complex litigation from investigation through trial and appeal, as well as in arbitration and mediation. Ri...
Carolyn Nussbaum is a partner in the Commercial Litigation group, and a member of the Securities and Governance Litigation team as well as the Class Action team. Carolyn represents companies and their management and leaders who confront business disputes. She is also the Managing Partner for the Rochester office of the firm, where she oversees policies impacting nearly 300 employees. What do you focus on? I concentrate my commercial litigation practice in four main specialized areas, using mo...
Our Methodology
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
The Process
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.