Find Lawyers in Chicago, Illinois for Mutual Funds Law
Paulita is a partner in the Chicago office of K&L Gates LLP and is a Practice Group Coordinator for the firm’s global investment management practice. Paulita represents mutual funds and their boards as well as investment advisers throughout the country. In her capacity as board counsel, Paulita advises on a range of governance issues, including committee structures, committee and chair rotations, succession, director compensation, communications with the press, board and committee s...
Mutual Funds Law Definition
Areas of focus for practitioners include product development initiatives, disclosure documents, promotional materials, advisory and distribution arrangements, contracts with service providers, regulatory filings, and dealings with regulators. Other key areas include board counseling and corporate governance, regulatory and compliance matters, examinations and enforcement matters, and shareholder litigation.
Lawyers also provide advice on transactional matters including mergers and acquisitions involving fund sponsors, fund reorganizations, fund investments in portfolio companies, and cross-border matters. Related areas of practice include investment adviser regulation, broker-dealer regulation, and advice with respect to offering funds in foreign jurisdictions and related regulatory matters.
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