Find Lawyers in Fort Lauderdale, Florida for Litigation - Banking and Finance
Practice Area Overview
Banking and finance litigation typically arises over specific loans, trades, transactions or financial products, or disputes and investigations concerning stock and commodities exchanges, pricing, disclosure, management, and servicing issues. However, because consumers and/or public shareholders are often involved, these industries are among the most highly regulated and scrutinized. Banks and financial services institutions, many of which are public, must comply with — and can also easily be accused of violating — any number of laws, including federal and state securities laws, Dodd-Frank, the Bank Secrecy Act, the Patriot Act, Credit Card and Consumer Protection laws, Truth in Lending, Equal Credit Opportunity, Fair Credit Reporting Act, and Fair Debt Collection Practices Acts.
Banks and financial institutions often become the targets of investigative or enforcement proceedings commenced by governmental entities, including the Securities And Exchange Commission, FINRA, Department of Justice, State AGs, Commodities Futures Trading Commission, FTC, Treasury Department, Consumer Financial Protection Bureau, OCC, and other regulators. Counseling companies on the potential liability and risk they face for failing to comply with relevant laws and regulations also is an essential part of the financial litigator’s role.
Financial litigators generally have experience representing corporate and individual clients in a wide spectrum of matters involving the federal securities laws, and state corporate, consumer, securities and common laws, and bankruptcy proceedings. Such matters can include, for example, shareholder class actions and derivative suits challenging the validity of disclosures and the appropriateness of transactions, as well as suits alleging insider trading, broker-dealer non-compliance, misrepresentations in financial reporting, and securities or other fraud. Financial litigators also should be experienced in the representation of corporate directors and officers in litigation arising from alleged breaches of their fiduciary and other duties. Often, the duties of officers and directors are intertwined with the substantive claims asserted against the financial entities for whom they serve.
Finally, skilled financial services litigators also regularly defend and prosecute claims arising out of complex securities, derivatives, commodities, and foreign exchange transactions in both litigation and arbitration proceedings throughout the United States and globally. Success in dealing with such claims often requires a thorough understanding of the regulations, laws, customs, and practice in various state and foreign countries.
Corporate Law & Commercial Litigation Legal Guide 2023View Legal Guide
Glenn E. Goldstein is the Managing Shareholder of Greenberg Traurig's Fort Lauderdale office. As a trial attorney for nearly 30 years, Glenn has experience in handling commercial, financial institution, real estate, land use, construction and product liability litigation matters, including class actions. Glenn has represented corporate, financial and real estate institutional clients, along with entrepreneurs and governmental entities in complex and high-profile cases throughout Florida and t...
Michele L. Stocker is a commercial litigator with a broad range of experience representing clients in the financial services industry including local and national banks, consumer finance companies, mortgage bankers, credit card companies, and third-party debt collectors. She also regularly advises clients in employment-related matters involving discrimination, harassment, severance agreements, restrictive covenants, and wage and hour issues.
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