Best Washington, District of Columbia Securities Regulation Lawyers
Jeffrey F. Robertson is a lawyer recognized by Best Lawyers in the practice areas of Litigation - Securities and Securities Regulation. Jeffrey F. practices law in Washington, District of Columbia Best Lawyers has recognized Jeffrey F. Robertson since 2011. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in which Jeffrey F. Robertson is held by other lawyers.
Neil Eggleston is a litigation partner in the Washington, D.C., office of Kirkland & Ellis LLP. Neil has a distinguished record of public service, and has held a number of senior government roles. He was White House Counsel to President Obama from 2014 to 2017, and advised the president on all legal and constitutional issues across a broad spectrum of domestic and foreign policy matters. Neil’s practice focuses on enforcement defense including at the U.S. Department of Justice (DOJ)...
David is the managing partner of the Washington, D.C. office, as well as the co-leader of the Investment Management Group. Prior to joining Sullivan & Worcester, David was Special Counsel in the Washington, D.C. office of Gibson, Dunn & Crutcher. He previously served as Assistant General Counsel for Legislation and Investment Company and Adviser Regulation at the Securities and Exchange Commission and as Counsel to SEC Commissioner Aulana Peters.
Matthew Martens is a Fellow of the American College of Trial Lawyers who represents clients in their toughest civil and criminal investigations and litigation. He is one of the few lawyers who has appeared—and won—at trial at “all four tables”: civil plaintiff, civil defendant, criminal prosecution, and criminal defendant. In all, he has tried 26 cases ranging from securities fraud to patent infringement to consumer fraud to murder to employment law to money laundering...
As the former Director of the US Securities and Exchange Commission’s Division of Enforcement, Stephanie Avakian is well positioned to help clients address the enforcement, governance, and compliance issues presented by today’s markets. With decades of experience in government and private practice, she leads the firm’s Securities and Financial Services Department in counseling and defending public companies, investment banks, asset management firms, accounting firms, boards ...
Andre Owens’ practice focuses on securities trading and markets activities. He counsels broker-dealers, securities exchanges, investment advisers and other clients on a variety of regulatory issues under the rules of the SEC, FINRA and various securities exchanges, including Regulation NMS; Regulation ATS; short sale regulation; sales practice rules, automated trading and risk controls and order handling matters. Mr. Owens also provides advice with respect to acquisitions of securities ...
Stephanie Monaco provides strategic counsel to investment management firms (including dually-registered investment advisers and broker-dealers) in their delivery of investment advice to a wide variety of investment advisory clients, including private funds, managed accounts, institutional and retail account services, and registered investment companies. She leverages her prior experience as an attorney with the U.S. Securities and Exchange Commission (SEC), and decades in private practice, to...
Ronald Machen, a member of the firm's global Management Committee and Chair of the Firm’s Litigation and Controversy Department is one of the nation's leading trial and white-collar defense lawyers. His practice focuses on government enforcement, corporate and congressional investigations, and litigating civil business disputes. An experienced litigator who has tried more than 35 cases to verdict, Mr. Machen specializes in litigating complex criminal and civil actions. He also routinely...
Dennis O. Garris is partner-in-charge of the firm’s Washington, D.C. office and is the former co-head of the firm’s securities, mergers and acquisitions practices. His practice focuses on securities and complex Securities and Exchange Commission (SEC) regulatory and disclosure matters and mergers and acquisitions. Mr. Garris is a nationally known expert on SEC regulatory matters, including the proxy rules, tender offer rules, going-private rules and beneficial ownership reporting ...
Mr. McGonigle focuses his practice on securities and investment regulation. His clients include broker/dealers, investment advisers, public companies, banks and individuals. He has experience in matters involving equity, fixed income, and derivative trading; broker/dealer and investment adviser compliance system design and review; fiduciary investment issues; regulatory registration issues; transactional disclosure issues; regulatory enforcement and grand jury representation; and litigation i...
Christopher Davies has more than 25 years' experience representing clients around the world in challenging circumstances. He has experience in complex civil, criminal and administrative matters, often involving crisis management. In just the past year, Mr. Davies has represented, among others: a party in the various investigations and litigation arising from the allision between the Dali and the Key Bridge; Norfolk Southern in investigations and litigation relating to the derailment in East P...
Clients hire Jacob because his aggressive, tenacious, creative and proactive strategies often put the other side on its heels, and because he gets successful results in investigations and litigation. Jacob has secured superior results for his securities enforcement, white-collar criminal defense, FCPA and internal and government investigations clients. Jacob brings his experience and outstanding reputation, including for creative strategies and solutions, to the defense of investigations, lit...
Allison Raley is a lawyer recognized by Best Lawyers in the practice areas of Financial Services Regulation Law and Securities Regulation. Allison practices law in Washington, District of Columbia Best Lawyers has recognized Allison Raley since 2022. The Best Lawyers recognition is based on a peer-review survey of lawyers in the same geographic region and legal practice area. The recognition reflects the professional regard in which Allison Raley is held by other lawyers.
