Best Lawyers in Denver, Colorado for Mutual Funds Law

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Lawyer
  • Recognized Since: 2006
  • Location:
    Denver, Colorado
  • Practice Areas:
    Mutual Funds Law Private Funds / Hedge Funds Law Corporate Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Recognized Since: 2017
  • Location:
    Denver, Colorado
  • Practice Areas:
    Corporate Law Mergers and Acquisitions Law Securities / Capital Markets Law Securities Regulation Insurance Law Construction Law Land Use and Zoning Law Real Estate Law

  • Recognized Since: Ones to Watch Since:
  • Location:
  • Practice Areas:

Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.

Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.

Practice Area Definition

Mutual Funds Law Definition

The practice of mutual fund law involves aspects of state corporate law, the federal securities laws, tax law, and ERISA. Lawyers who practice in this area provide advice with respect to the organization, registration with the Securities and Exchange Commission, and ongoing operation of mutual funds.

Areas of focus for practitioners include product development initiatives, disclosure documents, promotional materials, advisory and distribution arrangements, contracts with service providers, regulatory filings, and dealings with regulators. Other key areas include board counseling and corporate governance, regulatory and compliance matters, examinations and enforcement matters, and shareholder litigation.

Lawyers also provide advice on transactional matters including mergers and acquisitions involving fund sponsors, fund reorganizations, fund investments in portfolio companies, and cross-border matters. Related areas of practice include investment adviser regulation, broker-dealer regulation, and advice with respect to offering funds in foreign jurisdictions and related regulatory matters.

Dechert

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The practice of mutual fund law involves aspects of state corporate law, the federal securities laws, tax law, and ERISA. Lawyers who practice in this area provide advice with respect to the organization, registration with the Securities and Exchange Commission, and ongoing operation of mutual funds.

Areas of focus for practitioners include product development initiatives, disclosure documents, promotional materials, advisory and distribution arrangements, contracts with service providers, regulatory filings, and dealings with regulators. Other key areas include board counseling and corporate governance, regulatory and compliance matters, examinations and enforcement matters, and shareholder litigation.

Lawyers also provide advice on transactional matters including mergers and acquisitions involving fund sponsors, fund reorganizations, fund investments in portfolio companies, and cross-border matters. Related areas of practice include investment adviser regulation, broker-dealer regulation, and advice with respect to offering funds in foreign jurisdictions and related regulatory matters.