Best Lawyers for Securities / Capital Markets Law in California, United States

Search Best Lawyers Now

*This search returned more than the maximum results. Please refine your search using the links above.
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    San Francisco, California
  • Practice Areas:
    Corporate Governance Law Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Corporate Compliance Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Corporate Law Securities Regulation Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Mergers and Acquisitions Law Securities / Capital Markets Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    San Francisco, California
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Biotechnology and Life Sciences Practice Securities / Capital Markets Law
Lawyer
  • Location:
    San Diego, California
  • Practice Areas:
    Corporate Law Leveraged Buyouts and Private Equity Law Securities / Capital Markets Law Venture Capital Law
Lawyer
  • Location:
    Palo Alto, California
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
Robert L. Kahan was awarded  "Lawyer of the Year" in

Robert L. Kahan

DLA Piper LLP
  • Location:
    Los Angeles, California
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Palo Alto, California
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities / Capital Markets Law
Lawyer
  • Location:
    San Francisco, California
  • Practice Areas:
    Securities / Capital Markets Law Corporate Law
Lawyer
  • Location:
    Palo Alto, California
  • Practice Areas:
    Technology Law Corporate Law Securities / Capital Markets Law Corporate Governance Law Information Technology Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Corporate Governance Law Mergers and Acquisitions Law Corporate Compliance Law
Lawyer
  • Location:
    Palo Alto, California
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities / Capital Markets Law Securities Regulation
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Securities Regulation Securities / Capital Markets Law
Lawyer
  • Location:
    San Diego, California
  • Practice Areas:
    Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    Redwood City, California
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Corporate Law Venture Capital Law Securities / Capital Markets Law
Lawyer
  • Location:
    Los Angeles, California
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law International Mergers & Acquisitions
Lawyer
  • Location:
    Palo Alto, California
  • Practice Areas:
    Mergers and Acquisitions Law Securities / Capital Markets Law Corporate Law Technology Law
Lawyer
  • Location:
    San Francisco, California
  • Practice Areas:
    Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law
Lawyer
  • Location:
    San Diego, California
  • Practice Areas:
    Securities / Capital Markets Law Venture Capital Law Corporate Law
Lawyer
  • Location:
    Palo Alto, California
  • Practice Areas:
    Leveraged Buyouts and Private Equity Law Corporate Law Securities / Capital Markets Law Mergers and Acquisitions Law Venture Capital Law

  • Location:
  • Practice Areas:

Practice Area Definition

Securities / Capital Markets Law Definition

Securities/Capital Markets Law is the practice area of lawyers who represent entities that issue securities to raise capital, security holders seeking to sell their securities, or banks and investment banks that underwrite and sell such securities. The entities that issue the securities are typically corporations, limited liability companies, limited partnerships, mutual funds, exchange traded funds (ETFs), grantor trusts, or real estate investment trusts (REITs). These entities may be U.S.- or non-U.S.-based. The types of securities that may be issued include common and preferred stock, secured and unsecured debt (which may be investment grade or “high-yield”), convertible debt securities, equity linked notes, securitized debt, limited partnership interests, American depositary receipts (representing stock of non-U.S. companies), commercial paper, and options and other derivatives related to such securities. These securities may be sold in public offerings or in private placements to institutional and sophisticated investors.

Lawyers in this area must have a comprehensive understanding of the federal securities laws administered by the SEC and the securities laws of the jurisdictions in which the securities will be sold, as well as the rules of the national securities exchanges and FINRA. A significant part of their practice is advising issuers and underwriters as to what information about the issuer and the securities being offered is “material” or otherwise required to be disclosed to prospective investors in the issuer’s disclosure documents and offering materials. Their ability to render effective disclosure advice requires extensive experience in dealing with issuers that have faced difficult disclosure issues as well as the ability to call on lawyers in other practice areas to help analyze the client’s issues that require specialized knowledge.

Sidley Austin LLP

Sidley Austin LLP logo

Securities/Capital Markets Law is the practice area of lawyers who represent entities that issue securities to raise capital, security holders seeking to sell their securities, or banks and investment banks that underwrite and sell such securities. The entities that issue the securities are typically corporations, limited liability companies, limited partnerships, mutual funds, exchange traded funds (ETFs), grantor trusts, or real estate investment trusts (REITs). These entities may be U.S.- or non-U.S.-based. The types of securities that may be issued include common and preferred stock, secured and unsecured debt (which may be investment grade or “high-yield”), convertible debt securities, equity linked notes, securitized debt, limited partnership interests, American depositary receipts (representing stock of non-U.S. companies), commercial paper, and options and other derivatives related to such securities. These securities may be sold in public offerings or in private placements to institutional and sophisticated investors.

Lawyers in this area must have a comprehensive understanding of the federal securities laws administered by the SEC and the securities laws of the jurisdictions in which the securities will be sold, as well as the rules of the national securities exchanges and FINRA. A significant part of their practice is advising issuers and underwriters as to what information about the issuer and the securities being offered is “material” or otherwise required to be disclosed to prospective investors in the issuer’s disclosure documents and offering materials. Their ability to render effective disclosure advice requires extensive experience in dealing with issuers that have faced difficult disclosure issues as well as the ability to call on lawyers in other practice areas to help analyze the client’s issues that require specialized knowledge.