Jules Carter

Jules Carter advises clients on a range of complex regulatory enforcement and compliance-related matters, and she remains on the cutting-edge of emerging legal and technology issues to help clients navigate the evolving regulatory landscape.

Jules focuses on financial regulatory compliance, helping institutional clients navigate complex regulatory environments and pursue business strategies that balance innovation with risk-awareness. Jules advises on various legal issues for a range of financial services providers, including globally systemic, regional, and community banks, as well as fintech companies, money services businesses, and brokerage firms. Her experience includes representing financial institution clients in response to regulatory enforcement actions and addressing the supervisory concerns of state and federal banking authorities. However, her experience is not limited to remediation efforts. She also assists clients in proactive efforts to identify and manage potential regulatory or reputational risks.

Jules is involved in significant efforts related to anti-money laundering (AML) and countering the financing of terrorism (CFT), staying up to date on significant policy developments in the AML/CFT compliance space. She has prepared training materials for compliance professionals as they reexamine their internal controls and undertake initiatives to update their compliance programs in accordance with AML/CFT legislation.

Jules also closely monitors the ever-evolving role of artificial intelligence, machine learning, and other emerging technologies as enabling capabilities for risk-based compliance in financial institutions