Dave counsels senior executives, directors and public company boards and committees on corporate governance, securities regulation, securities offerings, mergers and acquisitions, and other major transactions. His many years of experience enable him to strategically guide business decisions that are critical to clients’ growth strategies.
Dave regularly advises public companies on compliance with all federal securities laws, including Sarbanes-Oxley and NYSE/Nasdaq matters. In addition, he assists companies with public disclosures and the drafting and filing of related documents.
Dave counsels clients in a broad range of industries, including energy, manufacturing, retail and logistics. This broad experience enables him to apply and adapt best practices established in one industry to navigate similar challenges that arise for companies in other sectors.