Catherine B. Mitchell

Patrick Yingling is a top attorney recognized by Best Lawyers in the practice area(s) of Banking and Finance Law. Patrick, who practices law in Charlotte, North Carolina, has been recognized since 2024. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which Patrick is held by other top lawyers in the same geographic and legal practice area.

Adrienne Blocker is an attorney with DeMayo Law Offices LLP whose practice focuses on Personal Injury Litigation – Plaintiffs. She represents individuals and families in Charlotte, North Carolina, who have been harmed as a result of negligence. Adrienne has been recognized by Best Lawyers since 2024 for her work in Personal Injury Litigation – Plaintiffs. This distinction is based on a peer-review survey that reflects the professional regard of attorneys practicing in the same geo...

Neil Bloomfield advises financial services firms on their engagements with government authorities. Neil’s matters primarily fall into two categories—advising institutions on regulatory compliance issues and conducting investigations in response to issues raised internally or by a government authority. Neil regularly represents clients with responses to inquiries by Federal (e.g. CFTC, OCC, FRB, SEC, IRS, DOJ, and various U.S. Attorney's offices and Congressional Commissioners), St...

Clients rely on Amy Puckett for advice and counsel on a full range of employment issues, including compliance with federal and state employment laws and best practices for employee management. Having worked in house, Amy understands the business challenges facing employers and the importance of practical advice, risk management, and effective solutions. With over a decade of experience, Amy leverages her in house and outside counsel experience to partner with clients in a variety of industrie...

Beth Grimes’ practice focuses exclusively on employee benefits and executive compensation. She regularly advises the firm’s clients on a broad array of executive compensation, employee benefit matters, and equity compensation issues in connection with corporate mergers, acquisitions, reorganizations, and other significant corporate transactions. Beth works to resolve employee benefits and executive compensation issues with her experience navigating the rules under the Internal Rev...

Wayne McKinzie is co-head of the firm’s Financial Services group, leveraging his years of experience to provide sophisticated, business-oriented counsel to client transactions. Wayne McKinzie is co-head of the firm's 100+ attorney Financial Services practice group. In his more than 25 years at the firm he has developed a broad base of experience representing financial institutions, investment firms, insurance companies and other institutional investors and corporate clients on complex f...

As former General Counsel for the Americas of The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU), Tom Pennington has extensive experience in the financial services industry and with its regulation, corporate and securities law, and litigation matters. Tom’s focus is on federal regulatory advice, defense and investigations, federal and New York corporate governance, and corporate finance matters. Tom represents financial institutions, and also advises fintech start-ups and clients in the inve...

Chris Tomlinson has extensive experience representing clients in complex business and securities litigation, with concentrations in shareholder and corporate governance disputes, merger and acquisitions litigation, financial services litigation, and broker-dealer litigation. Chris employs his judgment, creativity, and dedication to help his clients successfully resolve their disputes, whether in or out of court. A member of the firm’s Litigation group, Chris assists a wide variety of cl...

Cole Richins advises banks, other financial institutions, equipment lessors, and corporate entities in restructuring matters, corporate bankruptcies, foreclosures, and collections. Cole routinely represents administrative agents in connection with the negotiation and documentation of secured and unsecured senior syndicated financing transactions, and banks and other financial institutions in front-end secured and unsecured middle market financings. Cole also has considerable experience in rep...

David S. Rudolf is a top attorney recognized by Best Lawyers in the practice area(s) of Bet-the-Company Litigation, Civil Rights Law, Commercial Litigation, Criminal Defense: General Practice, Criminal Defense: White-Collar and Litigation - Securities. David S., who practices law in Charlotte, North Carolina, has been recognized since 1993. This recognition is based on an exhaustive peer-review survey, reflecting the high esteem in which David S. is held by other top lawyers in the same geogr...