Carrie M. Stickel

Carrie Stickel concentrates her practice on litigation and enforcement matters relating to the financial services industry and the federal securities laws.

Carrie represents individuals and companies in regulatory and enforcement matters and in federal and state court litigation. She has considerable experience with the federal securities laws, regulatory investigations, and internal investigations. Carrie frequently defends enforcement proceedings before the Securities Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), and self-regulatory bodies, including the New York Stock Exchange (NYSE). Carrie also defends broker-dealers and other financial services companies in disputes with custome