Securities Regulation
Andre E. Owens
Recognized in Best Lawyers since 2022 Awarded Practice Areas
Biography
Andre Owens’ practice focuses on securities trading and markets activities. He counsels broker-dealers, securities exchanges, investment advisers and other clients on a variety of regulatory issues under the rules of the SEC, FINRA and various securities exchanges, including Regulation NMS; Regulation ATS; short sale regulation; sales practice rules, automated trading and risk controls and order handling matters. Mr. Owens also provides advice with respect to acquisitions of securities broker-dealers and investment advisers.
Overview
- Harvard University, J.D., graduated 1988
- Providence College, BS, graduated 1985
- District of Columbia, The District of Columbia Bar
- Connecticut, Connecticut Bar Association
- District of Columbia, The District of Columbia Bar
- Connecticut, Connecticut Bar Association
- Harvard University, J.D., graduated 1988
- Providence College, BS, graduated 1985
Client Testimonials
Awards & Focus
Recognized in The Best Lawyers in America® 2026 for work in:
- Securities Regulation
Additional Areas of Practice:
- FDA Law
- FinTech Practice
- Securities / Capital Markets Law
Your browser is not fully compatible with our automatic printer friendly formatting.
Please use the print button to print this profile page.
