Best Lawyers for Securities Law in Ontario, Canada

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Lawyer
  • Recognized Since: 2020
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Mergers and Acquisitions Law Mining Law Leveraged Buyouts and Private Equity Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Competition / Antitrust Law Corporate and Commercial Litigation Securities Law
Lawyer
  • Recognized Since: 2018
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Corporate and Commercial Litigation
Lawyer
  • Recognized Since: 2013
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Corporate and Commercial Litigation Securities Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Mutual Funds Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Corporate and Commercial Litigation
Lawyer
  • Recognized Since: 2010
  • Location:
    Ottawa, Ontario
  • Practice Areas:
    Securities Law Corporate Law Banking and Finance Law
Lawyer
  • Recognized Since: 2019
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Corporate Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Mutual Funds Law Derivatives Law
Lawyer
  • Recognized Since: 2012
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Class Action Litigation Corporate and Commercial Litigation Securities Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Corporate and Commercial Litigation
Lawyer
  • Recognized Since: 2018
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mining Law Securities Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Corporate and Commercial Litigation Securities Law Class Action Litigation Director and Officer Liability Practice Bet-the-Company Litigation Administrative and Public Law
Lawyer
  • Recognized Since: 2022
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law
Lawyer
  • Recognized Since: 2016
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mergers and Acquisitions Law Corporate Law Securities Law
Lawyer
  • Recognized Since: 2019
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Derivatives Law Securities Law Banking and Finance Law
Lawyer
  • Recognized Since: 2019
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law
Lawyer
  • Recognized Since: 2020
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Cannabis Law
Lawyer
  • Recognized Since: 2021
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mergers and Acquisitions Law Securities Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Natural Resources Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Real Estate Law Corporate and Commercial Litigation Director and Officer Liability Practice Legal Malpractice Law Alternative Dispute Resolution Bet-the-Company Litigation Defamation and Media Law Securities Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Appellate Practice Legal Malpractice Law Administrative and Public Law Corporate and Commercial Litigation
Lawyer
  • Recognized Since: 2010
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Corporate Law Mergers and Acquisitions Law Leveraged Buyouts and Private Equity Law Biotechnology Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Mergers and Acquisitions Law Leveraged Buyouts and Private Equity Law Corporate Law Banking and Finance Law
Lawyer
  • Recognized Since: 2008
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Alternative Dispute Resolution Administrative and Public Law Director and Officer Liability Practice Bet-the-Company Litigation Securities Law Real Estate Law Corporate and Commercial Litigation Class Action Litigation Professional Malpractice Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Corporate and Commercial Litigation Securities Law
Lawyer
  • Recognized Since: 2015
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mergers and Acquisitions Law Mining Law Natural Resources Law Securities Law
Lawyer
  • Recognized Since: 2009
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mergers and Acquisitions Law Securities Law Corporate Law
Lawyer
  • Recognized Since: 2021
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Corporate and Commercial Litigation
Lawyer
  • Recognized Since: 2006
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Corporate Governance Practice Securities Law Mergers and Acquisitions Law Corporate Law
Lawyer
  • Recognized Since: 2010
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Corporate Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mergers and Acquisitions Law Technology Law Securities Law Private Funds Law
Lawyer
  • Recognized Since: 2019
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Venture Capital Law Securities Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2019
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mergers and Acquisitions Law Securities Law Corporate Governance Practice
Lawyer
  • Recognized Since: 2022
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law
Lawyer
  • Recognized Since: 2016
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Corporate Law Mergers and Acquisitions Law Mining Law
Lawyer
Sean D. Sadler was awarded  "Lawyer of the Year" in

Sean D. Sadler

McCarthy Tétrault LLP
  • Recognized Since: 2008
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Private Funds Law Mutual Funds Law
Lawyer
  • Recognized Since: 2021
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mergers and Acquisitions Law Venture Capital Law Securities Law Corporate Law
Lawyer
  • Recognized Since: 2015
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Natural Resources Law Mining Law Cannabis Law
Lawyer
  • Recognized Since: 2022
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Class Action Litigation Corporate and Commercial Litigation
Lawyer
  • Recognized Since: 2018
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mergers and Acquisitions Law Securities Law
Lawyer
  • Recognized Since: 2015
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Corporate Law Securities Law Corporate Governance Practice Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2011
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mutual Funds Law Securities Law
Lawyer
  • Recognized Since: 2006
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Professional Malpractice Law Securities Law Alternative Dispute Resolution Corporate and Commercial Litigation Director and Officer Liability Practice
Lawyer
  • Recognized Since: 2018
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mining Law Securities Law
Lawyer
  • Recognized Since: 2013
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Mergers and Acquisitions Law Mining Law Natural Resources Law Securities Law
Lawyer
  • Recognized Since: 2015
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Mergers and Acquisitions Law
Lawyer
  • Recognized Since: 2021
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law Corporate and Commercial Litigation
Lawyer
  • Ones to Watch Since: 2022
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Corporate and Commercial Litigation Securities Law
Lawyer
  • Ones to Watch Since: 2022
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law
Lawyer
  • Ones to Watch Since: 2022
  • Location:
    Toronto, Ontario
  • Practice Areas:
    Securities Law

  • Recognized Since: Ones to Watch Since:
  • Location:
  • Practice Areas:

Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.

Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.

Practice Area Definition

Securities Law Definition

Securities law encompasses a wide range of areas that includes public and private offerings of securities, stock exchanges and other securities markets, continuous disclosure by public companies, insider trading and tipping, takeover bids, business combinations, corporate governance, investment funds, derivatives, and dealer and adviser registration (equivalent to licensing). In Canada, securities regulation is within provincial jurisdiction and each of the provinces and territories has securities regulatory legislation. Although there are differences in the degree of regulation between jurisdictions, the regulatory regimes are generally similar. Broadly speaking, Canadian securities regulation is comparable to that of the United States.

Generally, in each Canadian jurisdiction, a distribution of securities must be qualified by a prospectus that is filed with and cleared by the relevant securities regulatory authority unless an exemption from this requirement is available. In addition, securities legislation in the various Canadian jurisdictions deems certain trades in securities that were previously acquired under an exemption from the prospectus requirements, called "first trades," to be distributions. Securities of an issuer that is a reporting issuer under Canadian securities laws (that is, an issuer that is subject to periodic reporting requirements) and that were acquired under an exemption from the prospectus requirements are generally freely tradable, depending on the exemption relied upon, after a four-month hold period. The most regularly relied upon exemption from the prospectus requirements is the accredited investor exemption (permits certain qualified investors, including institutional investors and persons or companies that meet income or asset tests, to acquire securities on a prospectus-exempt basis).

Lawyers in this area must have a comprehensive understanding of the provincial securities laws administered by the applicable provincial regulatory authority, as well as the rules and policies of the national securities exchanges and IIROC (Investment Industry Regulatory Organization of Canada, which is the national self-regulatory organization that oversees all investment dealers and trading activity on debt and equity marketplaces in Canada). An important aspect of the practice is advising issuers and other market participants as to which information about the issuer and the securities being offered is "material" and therefore requires disclosure in offering materials or other disclosure documents.

Torys LLP

Torys LLP logo

Securities law encompasses a wide range of areas that includes public and private offerings of securities, stock exchanges and other securities markets, continuous disclosure by public companies, insider trading and tipping, takeover bids, business combinations, corporate governance, investment funds, derivatives, and dealer and adviser registration (equivalent to licensing). In Canada, securities regulation is within provincial jurisdiction and each of the provinces and territories has securities regulatory legislation. Although there are differences in the degree of regulation between jurisdictions, the regulatory regimes are generally similar. Broadly speaking, Canadian securities regulation is comparable to that of the United States.

Generally, in each Canadian jurisdiction, a distribution of securities must be qualified by a prospectus that is filed with and cleared by the relevant securities regulatory authority unless an exemption from this requirement is available. In addition, securities legislation in the various Canadian jurisdictions deems certain trades in securities that were previously acquired under an exemption from the prospectus requirements, called "first trades," to be distributions. Securities of an issuer that is a reporting issuer under Canadian securities laws (that is, an issuer that is subject to periodic reporting requirements) and that were acquired under an exemption from the prospectus requirements are generally freely tradable, depending on the exemption relied upon, after a four-month hold period. The most regularly relied upon exemption from the prospectus requirements is the accredited investor exemption (permits certain qualified investors, including institutional investors and persons or companies that meet income or asset tests, to acquire securities on a prospectus-exempt basis).

Lawyers in this area must have a comprehensive understanding of the provincial securities laws administered by the applicable provincial regulatory authority, as well as the rules and policies of the national securities exchanges and IIROC (Investment Industry Regulatory Organization of Canada, which is the national self-regulatory organization that oversees all investment dealers and trading activity on debt and equity marketplaces in Canada). An important aspect of the practice is advising issuers and other market participants as to which information about the issuer and the securities being offered is "material" and therefore requires disclosure in offering materials or other disclosure documents.