Find Lawyers in Sydney, Australia for Funds Management
About Peter Peter is a highly respected and experienced legal advisor, specialising in complex income tax, stamp duty and superannuation law. He is known for his keen intellect, attention to detail and strong communication skills.Peter is listed in the AFR's Best Lawyers in Australia list 2019 for Funds Management. What he does Peter's tax work focuses on income tax and stamp duty aspects of indirect inward investment structuring in real estate, investment manager regime, various financial pr...
Expertise James is an experienced transactional corporate partner who specialises in: M&A such as off-market takeover bids, schemes, capital reductions and buy-backs and in preparing and negotiating offer, disclosure and shareholder meeting documentation and joint venture, pre-bid and implementation agreements funds management including advising on the structuring, establishment, offering and restructuring of unit trusts and other investment vehicles equity capital markets for example adv...
Funds Management Definition
The practice of funds management law in Australia involves advising on the legal and regulatory requirements relating to the operation of funds. It is a complex area and often intersects with other practice areas, for example, corporate/mergers and acquisitions, tax, banking and finance, superannuation, and litigation.
Funds management lawyers assist clients with a range of matters including in relation to fund formation and capital raising, custody and administration, trust deeds, financial services licensing, corporate governance and compliance, mergers and takeovers of funds and businesses, and asset and investment management. Typical legal services provided include:
- Australian financial services licensing;
- business formation;
- fund structuring and formation;
- strategic tax structuring;
- investment management;
- fund transactional work;
- ongoing regulatory compliance and training;
- fund governance;
- finance or refinance of debt facilities;
- listing requirements for the Australian Securities Exchange (ASX);
- defending or launching takeover bids;
- regulatory investigations;
- fund and financial services-related mergers and acquisitions;
- reconstructions; and
- insolvency and litigation.
In providing these services, funds management lawyers may draft transaction and other documentation, prepare and submit applications on behalf of clients, review disclosure documents, and/or provide legal advice. They also may liaise with relevant regulatory bodies including the Australian Securities and Investments Commission (ASIC), the Australian Prudential Regulation Authority (APRA), and the Australian Taxation Office (ATO).
Funds management lawyers service a diverse group of clients across a broad range of industries including fund managers, investment managers, brokers, independent trustees, financial planners, research houses, corporate advisors, and financial service providers. Clients can be both domestic and international.
Recognition by Best Lawyers is based entirely on peer review. Our methodology is designed to capture, as accurately as possible, the consensus opinion of leading lawyers about the professional abilities of their colleagues within the same geographical area and legal practice area.
Best Lawyers employs a sophisticated, conscientious, rational, and transparent survey process designed to elicit meaningful and substantive evaluations of the quality of legal services. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters.
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