Best Lawyers for Litigation - Securities in Peoria, Arizona

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Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Legal Malpractice Law - Defendants Litigation - Securities Commercial Litigation
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Litigation - Securities Mediation Arbitration Commercial Litigation
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Bet-the-Company Litigation Litigation - Antitrust Commercial Litigation Litigation - Securities Litigation - Intellectual Property Antitrust Law Securities / Capital Markets Law
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Litigation - Securities Antitrust Law Securities / Capital Markets Law Litigation - Antitrust
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Bet-the-Company Litigation Litigation - Securities Commercial Litigation
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Criminal Defense: White-Collar Litigation - Banking and Finance Commercial Litigation Litigation - Securities
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Litigation - Securities Commercial Litigation
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Litigation - Intellectual Property Litigation - Securities Litigation - Banking and Finance Securities / Capital Markets Law Commercial Litigation Litigation - Real Estate Corporate Law Corporate Compliance Law Litigation - Antitrust Corporate Governance Law
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Litigation - Securities
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Bet-the-Company Litigation Commercial Litigation Litigation - Securities
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Commercial Litigation Litigation - Securities
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Litigation - Construction Commercial Litigation Litigation - Securities Construction Law Litigation - Environmental Litigation - Municipal
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Litigation - Antitrust Litigation - Intellectual Property Commercial Litigation Litigation - Securities Litigation - Construction
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Bet-the-Company Litigation Litigation - Construction Litigation - Securities Commercial Litigation Litigation - Intellectual Property Litigation - Mergers and Acquisitions
Lawyer
  • Location:
    Phoenix, Arizona
  • Practice Areas:
    Commercial Litigation Bet-the-Company Litigation Litigation - Securities Litigation - Regulatory Enforcement (SEC, Telecom, Energy)

  • Location:
  • Practice Areas:

Practice Area Definition

Litigation - Securities Definition

Securities litigation involves a wide range of disputes, including shareholder class actions, which frequently are premised on claims of fraud, challenges to mergers and acquisitions, charges that public auditing firms have violated securities laws, arbitrations against broker-dealers, derivative actions against directors and officers, internal investigations of businesses, and the defense of companies and individuals targeted by various federal and state regulatory agencies, such as the Securities and Exchange Commission (SEC) or the Commodity Futures Trading Commission (CFTC). These disputes are litigated in diverse venues, including federal and state courts, administrative hearings and private arbitrations, which may proceed under the auspices of self-regulatory organizations, such as the Financial Industry Regulatory Authority.

Regardless of the setting, a securities litigator must be a persuasive advocate who works to achieve the best possible outcome for the client. To do that, an attorney practicing in the area of securities litigation must understand the client’s legal and business needs, and also have a comprehensive understanding of federal and state securities laws and regulations, and related common law. Securities law has evolved dramatically over the past two decades and continues to develop. For example, just recently in June 2011, the United States Supreme Court in Janus Capital Group, Inc. v. First Derivative Traders, No. 09-525, narrowed the scope of primary liability in federal securities fraud actions to those with “ultimate authority” over the allegedly false statements.

Securities disputes frequently spawn parallel civil, regulatory or even criminal actions or investigations. Effective securities litigators rely on experience and judgment to zealously represent clients while remaining sensitive to the potential implications of positions or strategies to those clients in other settings.
Securities litigation involves a wide range of disputes, including shareholder class actions, which frequently are premised on claims of fraud, challenges to mergers and acquisitions, charges that public auditing firms have violated securities laws, arbitrations against broker-dealers, derivative actions against directors and officers, internal investigations of businesses, and the defense of companies and individuals targeted by various federal and state regulatory agencies, such as the Securities and Exchange Commission (SEC) or the Commodity Futures Trading Commission (CFTC). These disputes are litigated in diverse venues, including federal and state courts, administrative hearings and private arbitrations, which may proceed under the auspices of self-regulatory organizations, such as the Financial Industry Regulatory Authority.

Regardless of the setting, a securities litigator must be a persuasive advocate who works to achieve the best possible outcome for the client. To do that, an attorney practicing in the area of securities litigation must understand the client’s legal and business needs, and also have a comprehensive understanding of federal and state securities laws and regulations, and related common law. Securities law has evolved dramatically over the past two decades and continues to develop. For example, just recently in June 2011, the United States Supreme Court in Janus Capital Group, Inc. v. First Derivative Traders, No. 09-525, narrowed the scope of primary liability in federal securities fraud actions to those with “ultimate authority” over the allegedly false statements.

Securities disputes frequently spawn parallel civil, regulatory or even criminal actions or investigations. Effective securities litigators rely on experience and judgment to zealously represent clients while remaining sensitive to the potential implications of positions or strategies to those clients in other settings.