Yoon-Young Lee - Wilmer Cutler Pickering Hale and Dorr LLP

Yoon-Young Lee

Listed in Best Lawyers since 2010
Phone: 202-663-6720

Yoon-Young Lee is a partner in the firm's Securities Department, the chair of the Broker-Dealer Compliance and Regulation Practice Group and a member of the Futures and Derivatives Practice Group. She joined the firm in 1988. Ms. Lee's practice has particular emphasis on broker-dealer regulation and securities compliance policies and procedures. She is also a member of the firm's Management Committee.

Practice

Ms. Lee advises and represents broker-dealers and other financial institutions on various regulatory and compliance matters. She has worked with clients to devise and implement comprehensive policies and procedures to prevent the misuse of confidential information, to avoid conflicts of interests and to achieve compliance with federal securities laws and SRO regulations. She has extensive experience with compliance reviews and audits as well as internal investigations. Her practice includes providing advice regarding information barriers, research analyst independence, insider trading, sales practices, capital markets trading issues, electronic communications, supervision and surveillance measures. 

Harvard Law SchoolJ.D. Johns Hopkins UniversityBA

Office Location

1875 Pennsylvania Avenue, NW
Washington, DC 20006
United States


Practice Areas

Corporate Law