Roger’s practice emphasizes the defense of securities matters, complex business and commercial disputes, and director and officer liability. He has been with Kegler Brown since 1986.
He has been involved in state and federal court proceedings in complex business litigation, shareholder disputes, securities class actions, SEC and Ohio Division of Securities investigations and enforcement actions, insider trading cases, and related criminal matters.
His trial experience and counseling of clients in business and financial matters includes the representation of CEOs, CFOs, officers and directors of publicly-traded companies, as well as serving as outside counsel to the Ohio Division of Securities.
As an ancillary component of his practice, Roger is experienced in representing individuals and companies before the SEC, Ohio Division of Securities, FINRA and in AAA proceedings.