Karl May has 40 years of experience in the field of broker/dealer and investment advisor regulations, including the representation of clients at SEC, state agency, and self-regulatory enforcement and licensing proceedings. He counsels stock brokers, financial advisors, entrepreneurs and other entities in issues with the SEC and FINRA as well as with commercial and securities litigation. He has been involved with non-public securities offerings and advises in several aspects of business law.
Karl’s extensive background in securities practice and civil enforcement is beneficial in his work helping small and closely-held businesses with securities structuring so they are in compliance with current law. He also provides counsel in the field of venture capital transactions.