Gregory Sichenzia, a founding member of Sichenzia Ross Ference Kesner LLP in May 1998, counsels public and private companies in all securities laws matters, from complex financing transactions and listings on various stock exchanges through everyday regulatory requirements. He has also been responsible for structuring innovative merger and acquisition transactions. Throughout his career he has represented many companies and investment banks in initial public offerings of securities, and has represented numerous public companies in private equity financing transactions (PIPEs) and the resulting resale registration statements associated with these financings.
Mr. Sichenzia is a nationally recognized corporate finance and securities practitioner and has worked closely with the Securities and Exchange Commission staff in establishing guidelines for various corporate finance transactions. Additionally, Mr. Sichenzia actively represents FINRA member Broker-Dealers in various matters with regulatory agencies.
Mr. Sichenzia started his career at a large national law firm representing Fortune 500 companies and shifted his focus to smaller public companies in the early 1990s. Immediately prior to forming the firm, Mr. Sichenzia was the managing partner of the Corporate and Securities Department at Singer, Frumento Sichenzia LLP.