Diane E. Ambler - K&L Gates

Diane E. Ambler

Listed in Best Lawyers since 2003
Phone: 202-778-9886

Ms. Ambler has substantial experience in financial institution regulation under federal securities laws, including the USA PATRIOT Act and the Sarbanes-Oxley Act, and has testified as an expert witness in her field.  She focuses her practice on mutual fund governance, compliance activities of mutual funds, private funds and variable insurance product issuers and distributors, and activities of related service providers.

Villanova UniversityJ.D. 1978University of RochesterBA 1971

Case History

Other Court Admissions
  • Supreme Court of the United States

Office Location

1601 K Street, NW
Washington, DC 20006-1600
United States

Practice Areas

Mutual Funds Law (Hedge Funds, Investment Advisers, Investment Management)
Private Funds / Hedge Funds Law (Hedge Funds, Investment Management, Land Use and Zoning, Private Investors)