Diane E. Ambler
Recognized since 2003
Washington, District of Columbia
Practice Areas
Mutual Funds Law
Ms. Ambler has substantial experience in financial institution regulation under federal securities laws, including the USA PATRIOT Act and the Sarbanes-Oxley Act, and has testified as an expert witness in her field. She focuses her practice on mutual fund governance, compliance activities of mutual funds, private funds and variable insurance product issuers and distributors, and activities of related service providers.
Contact & Links
- Direct Phone Number: 202-778-9000
- Phone Number: 202-778-9000
- Lawyer Page: https://www.klgates.com/Diane-E-Ambler
Location
- 1601 K Street, NW
Washington, DC 20006
Education
- Villanova University, graduated 1978
- University of Rochester, graduated 1971
Bar Admissions
- District of Columbia, The District of Columbia Bar
Federal Clerkships
- United States Court of Appeals
K&L Gates LLP
Headquarters:
Pittsburgh, Pennsylvania
298 The Best Lawyers in America® awards
5 Best Lawyers: Ones to Watch® in America awards
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Recognized in The Best Lawyers in America® 2024 for work in:
- Mutual Funds Law
Special Focus:
- Broker-Dealer
- Hedge Funds
- Investment Advisers
- Investment Management
- Land Use and Zoning
- Private Investors
Additional Areas of Practice:
- Financial Services Regulation Law
- Private Funds / Hedge Funds Law
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