David C. Mahaffey is the managing partner of the Washington, D.C. office, as well as the co-leader of the Investment Management Group. Prior to joining Sullivan & Worcester, Mr. Mahaffey was Special Counsel in the Washington, D.C. office of Gibson, Dunn & Crutcher LLP. He previously served as Assistant General Counsel for Legislation and Investment Company and Adviser Regulation at the Securities and Exchange Commission and as Counsel to SEC Commissioner Aulana Peters.
Experience — Representing mutual funds and their independent directors in connection with the organization, offering and operation of mutual funds
Representing investment advisers and broker-dealers with respect to regulatory matters and law enforcement investigations arising under the federal securities laws
Advising public companies concerning their status under the Investment Company Act of 1940
Court Admissions — U.S. District Court, District of Columbia
U.S. Court of Appeals for the District of Columbia Circuit